Filed: 10/27/2023ACC: 0001387131-23-012792
📋 What this filing means
HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 799 equity positions with a total reported market value of $1.57B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
799
Positions
$1.57B
Total AUM (reported)
64.35M
Total Shares
Allocation by class
COM$950.89M60.6%
INTL QULTY DIV$41.02M2.6%
ACTIVEBETA US LG$40.66M2.6%
US QUALTY FCTR$36.70M2.3%
COM NEW$35.38M2.3%
INVESTMENT GRADE$33.73M2.2%
SH BEN INT$32.90M2.1%
Portfolio Concentration
Top 3$118.38M7.5%
4–10$161.74M10.3%
11–25$178.48M11.4%
Rest$1.11B70.8%
Top 3 weight
7.5%
Top 10 weight
17.9%
Voting Authority Distribution
Total shares with voting rights: 64.35M
Sole
Full voting authority
55.78M
shares
% of voting shares86.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.58M
shares
% of voting shares13.3%
Investment Discretion (by position count)
Sole799
Shared0
Other0
Dominant voting typeSole · 86.7% of voting shares
Institutional Holdings799
Rows:
WISDOMTREE TR
SOLEShares1.28M
TypeSH
Market value$41.02M
2.62%
Sole
0.00
Shared
0.00
None
1.28M
GOLDMAN SACHS ETF TR
SOLEShares482.78K
TypeSH
Market value$40.66M
2.59%
Sole
0.00
Shared
0.00
None
482.78K
J P MORGAN EXCHANGE TRADED F
SOLEShares848.17K
TypeSH
Market value$36.70M
2.34%
Sole
0.00
Shared
0.00
None
848.17K
ISHARES TR
SOLEShares795.22K
TypeSH
Market value$33.73M
2.15%
Sole
17.49K
Shared
0.00
None
777.72K
ISHARES TR
SOLEShares63.37K
TypeSH
Market value$27.21M
1.74%
Sole
0.00
Shared
0.00
None
63.37K
ISHARES INC
SOLEShares474.22K
TypeSH
Market value$22.57M
1.44%
Sole
0.00
Shared
0.00
None
474.22K
SCHWAB STRATEGIC TR
SOLEShares293.16K
TypeSH
Market value$20.74M
1.32%
Sole
9.19K
Shared
0.00
None
283.97K
VANGUARD INDEX FDS
SOLEShares145.91K
TypeSH
Market value$20.13M
1.28%
Sole
0.00
Shared
0.00
None
145.91K
WISDOMTREE TR
SOLEShares474.06K
TypeSH
Market value$19.53M
1.25%
Sole
704.00
Shared
0.00
None
473.35K
NUVEEN QUALITY MUNCP INCOME
SOLEShares1.76M
TypeSH
Market value$17.84M
1.14%
Sole
1.76M
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
SOLEShares1.70M
TypeSH
Market value$16.49M
1.05%
Sole
1.70M
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares482.36K
TypeSH
Market value$14.49M
0.92%
Sole
0.00
Shared
0.00
None
482.36K
ELI LILLY & CO
SOLEShares26.92K
TypeSH
Market value$14.46M
0.92%
Sole
24.34K
Shared
0.00
None
2.58K
BLACKROCK MUNIYIELD QUALITY
SOLEShares1.45M
TypeSH
Market value$13.81M
0.88%
Sole
1.45M
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares457.01K
TypeSH
Market value$12.86M
0.82%
Sole
0.00
Shared
0.00
None
457.01K
GLOBAL X FDS
SOLEShares678.78K
TypeSH
Market value$12.77M
0.81%
Sole
18.21K
Shared
0.00
None
660.57K
APPLE INC
SOLEShares71.85K
TypeSH
Market value$12.30M
0.78%
Sole
65.06K
Shared
0.00
None
6.79K
J P MORGAN EXCHANGE TRADED F
SOLEShares220.38K
TypeSH
Market value$11.80M
0.75%
Sole
0.00
Shared
0.00
None
220.38K
EATON VANCE MUN BD FD
SOLEShares1.27M
TypeSH
Market value$11.41M
0.73%
Sole
1.27M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares35.66K
TypeSH
Market value$11.26M
0.72%
Sole
32.03K
Shared
0.00
None
3.63K
AMAZON COM INC
SOLEShares78.01K
TypeSH
Market value$9.92M
0.63%
Sole
78.01K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares73.91K
TypeSH
Market value$9.67M
0.62%
Sole
73.91K
Shared
0.00
None
0.00
VISA INC
SOLEShares40.17K
TypeSH
Market value$9.24M
0.59%
Sole
37.79K
Shared
0.00
None
2.38K
MERCK & CO INC
SOLEShares89.43K
TypeSH
Market value$9.21M
0.59%
Sole
83.44K
Shared
0.00
None
5.99K
MCKESSON CORP
SOLEShares20.20K
TypeSH
Market value$8.78M
0.56%
Sole
20.20K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE TRSOLE | INTL QULTY DIV | 1.28M | SH | $41.02M 2.62% | 0.00 | 0.00 | 1.28M |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 482.78K | SH | $40.66M 2.59% | 0.00 | 0.00 | 482.78K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 848.17K | SH | $36.70M 2.34% | 0.00 | 0.00 | 848.17K |
ISHARES TRSOLE | INVESTMENT GRADE | 795.22K | SH | $33.73M 2.15% | 17.49K | 0.00 | 777.72K |
ISHARES TRSOLE | CORE S&P500 ETF | 63.37K | SH | $27.21M 1.74% | 0.00 | 0.00 | 63.37K |
ISHARES INCSOLE | CORE MSCI EMKT | 474.22K | SH | $22.57M 1.44% | 0.00 | 0.00 | 474.22K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 293.16K | SH | $20.74M 1.32% | 9.19K | 0.00 | 283.97K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 145.91K | SH | $20.13M 1.28% | 0.00 | 0.00 | 145.91K |
WISDOMTREE TRSOLE | US S CAP QTY DIV | 474.06K | SH | $19.53M 1.25% | 704.00 | 0.00 | 473.35K |
NUVEEN QUALITY MUNCP INCOMESOLE | COM | 1.76M | SH | $17.84M 1.14% | 1.76M | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 1.70M | SH | $16.49M 1.05% | 1.70M | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 482.36K | SH | $14.49M 0.92% | 0.00 | 0.00 | 482.36K |
ELI LILLY & COSOLE | COM | 26.92K | SH | $14.46M 0.92% | 24.34K | 0.00 | 2.58K |
BLACKROCK MUNIYIELD QUALITYSOLE | COM | 1.45M | SH | $13.81M 0.88% | 1.45M | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 457.01K | SH | $12.86M 0.82% | 0.00 | 0.00 | 457.01K |
GLOBAL X FDSSOLE | US PFD ETF | 678.78K | SH | $12.77M 0.81% | 18.21K | 0.00 | 660.57K |
APPLE INCSOLE | COM | 71.85K | SH | $12.30M 0.78% | 65.06K | 0.00 | 6.79K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 220.38K | SH | $11.80M 0.75% | 0.00 | 0.00 | 220.38K |
EATON VANCE MUN BD FDSOLE | COM | 1.27M | SH | $11.41M 0.73% | 1.27M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 35.66K | SH | $11.26M 0.72% | 32.03K | 0.00 | 3.63K |
AMAZON COM INCSOLE | COM | 78.01K | SH | $9.92M 0.63% | 78.01K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 73.91K | SH | $9.67M 0.62% | 73.91K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 40.17K | SH | $9.24M 0.59% | 37.79K | 0.00 | 2.38K |
MERCK & CO INCSOLE | COM | 89.43K | SH | $9.21M 0.59% | 83.44K | 0.00 | 5.99K |
MCKESSON CORPSOLE | COM | 20.20K | SH | $8.78M 0.56% | 20.20K | 0.00 | 0.00 |
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