Filed: 8/9/2023ACC: 0001387131-23-009454
📋 What this filing means
HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 797 equity positions with a total reported market value of $1.69M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
797
Positions
$1.69M
Total AUM (reported)
63.59M
Total Shares
Allocation by class
COM$1.07M63.5%
INTL QULTY DIV$42.5K2.5%
US DIVIDEND EQ$41.5K2.5%
ACTIVEBETA US LG$41.4K2.5%
US QUALTY FCTR$37.0K2.2%
COM NEW$35.0K2.1%
INVESTMENT GRADE$33.1K2.0%
Portfolio Concentration
Top 3$125.4K7.4%
4–10$180.6K10.7%
11–25$187.8K11.1%
Rest$1.19M70.7%
Top 3 weight
7.4%
Top 10 weight
18.1%
Voting Authority Distribution
Total shares with voting rights: 63.59M
Sole
Full voting authority
55.89M
shares
% of voting shares87.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.70M
shares
% of voting shares12.1%
Investment Discretion (by position count)
Sole797
Shared0
Other0
Dominant voting typeSole · 87.9% of voting shares
Institutional Holdings797
Rows:
WISDOMTREE TR
SOLEShares1.24M
TypeSH
Market value$42.5K
2.52%
Sole
0.00
Shared
0.00
None
1.24M
SCHWAB STRATEGIC TR
SOLEShares571.60K
TypeSH
Market value$41.5K
2.46%
Sole
8.94K
Shared
0.00
None
562.66K
GOLDMAN SACHS ETF TR
SOLEShares474.13K
TypeSH
Market value$41.4K
2.45%
Sole
0.00
Shared
0.00
None
474.13K
J P MORGAN EXCHANGE TRADED F
SOLEShares834.52K
TypeSH
Market value$37.0K
2.19%
Sole
0.00
Shared
0.00
None
834.52K
ISHARES TR
SOLEShares748.22K
TypeSH
Market value$33.1K
1.96%
Sole
12.01K
Shared
0.00
None
736.21K
ISHARES TR
SOLEShares62.18K
TypeSH
Market value$27.7K
1.64%
Sole
0.00
Shared
0.00
None
62.18K
ISHARES INC
SOLEShares463.27K
TypeSH
Market value$22.8K
1.35%
Sole
0.00
Shared
0.00
None
463.27K
VANGUARD INDEX FDS
SOLEShares142.98K
TypeSH
Market value$20.3K
1.20%
Sole
0.00
Shared
0.00
None
142.98K
NUVEEN QUALITY MUNCP INCOME
SOLEShares1.78M
TypeSH
Market value$20.0K
1.19%
Sole
1.78M
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
SOLEShares1.80M
TypeSH
Market value$19.7K
1.17%
Sole
1.80M
Shared
0.00
None
0.00
BLACKROCK MUNIYIELD QUALITY
SOLEShares1.55M
TypeSH
Market value$17.0K
1.01%
Sole
1.55M
Shared
0.00
None
0.00
EATON VANCE MUN BD FD
SOLEShares1.61M
TypeSH
Market value$16.0K
0.95%
Sole
1.61M
Shared
0.00
None
0.00
APPLE INC
SOLEShares81.14K
TypeSH
Market value$15.7K
0.93%
Sole
73.47K
Shared
0.00
None
7.66K
GOLDMAN SACHS ETF TR
SOLEShares472.93K
TypeSH
Market value$14.8K
0.88%
Sole
0.00
Shared
0.00
None
472.93K
LILLY ELI & CO
SOLEShares31.16K
TypeSH
Market value$14.6K
0.87%
Sole
28.38K
Shared
0.00
None
2.78K
INVESCO EXCHANGE TRADED FD T
SOLEShares44.88K
TypeSH
Market value$13.2K
0.78%
Sole
0.00
Shared
0.00
None
44.88K
GLOBAL X FDS
SOLEShares637.65K
TypeSH
Market value$12.4K
0.73%
Sole
10.78K
Shared
0.00
None
626.87K
MICROSOFT CORP
SOLEShares35.54K
TypeSH
Market value$12.1K
0.72%
Sole
31.57K
Shared
0.00
None
3.97K
AMAZON COM INC
SOLEShares89.06K
TypeSH
Market value$11.6K
0.69%
Sole
89.06K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares207.27K
TypeSH
Market value$11.5K
0.68%
Sole
0.00
Shared
0.00
None
207.27K
MERCK & CO INC
SOLEShares88.48K
TypeSH
Market value$10.2K
0.61%
Sole
82.49K
Shared
0.00
None
5.99K
INVESCO VALUE MUN INCOME TR
SOLEShares838.28K
TypeSH
Market value$9.9K
0.59%
Sole
838.28K
Shared
0.00
None
0.00
IMMUNOGEN INC
SOLEShares515.28K
TypeSH
Market value$9.7K
0.58%
Sole
515.28K
Shared
0.00
None
0.00
S&P GLOBAL INC
SOLEShares23.83K
TypeSH
Market value$9.6K
0.57%
Sole
23.83K
Shared
0.00
None
0.00
VISA INC
SOLEShares39.79K
TypeSH
Market value$9.4K
0.56%
Sole
38.11K
Shared
0.00
None
1.68K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WISDOMTREE TRSOLE | INTL QULTY DIV | 1.24M | SH | $42.5K 2.52% | 0.00 | 0.00 | 1.24M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 571.60K | SH | $41.5K 2.46% | 8.94K | 0.00 | 562.66K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 474.13K | SH | $41.4K 2.45% | 0.00 | 0.00 | 474.13K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 834.52K | SH | $37.0K 2.19% | 0.00 | 0.00 | 834.52K |
ISHARES TRSOLE | INVESTMENT GRADE | 748.22K | SH | $33.1K 1.96% | 12.01K | 0.00 | 736.21K |
ISHARES TRSOLE | CORE S&P500 ETF | 62.18K | SH | $27.7K 1.64% | 0.00 | 0.00 | 62.18K |
ISHARES INCSOLE | CORE MSCI EMKT | 463.27K | SH | $22.8K 1.35% | 0.00 | 0.00 | 463.27K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 142.98K | SH | $20.3K 1.20% | 0.00 | 0.00 | 142.98K |
NUVEEN QUALITY MUNCP INCOMESOLE | COM | 1.78M | SH | $20.0K 1.19% | 1.78M | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 1.80M | SH | $19.7K 1.17% | 1.80M | 0.00 | 0.00 |
BLACKROCK MUNIYIELD QUALITYSOLE | COM | 1.55M | SH | $17.0K 1.01% | 1.55M | 0.00 | 0.00 |
EATON VANCE MUN BD FDSOLE | COM | 1.61M | SH | $16.0K 0.95% | 1.61M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 81.14K | SH | $15.7K 0.93% | 73.47K | 0.00 | 7.66K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 472.93K | SH | $14.8K 0.88% | 0.00 | 0.00 | 472.93K |
LILLY ELI & COSOLE | COM | 31.16K | SH | $14.6K 0.87% | 28.38K | 0.00 | 2.78K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 44.88K | SH | $13.2K 0.78% | 0.00 | 0.00 | 44.88K |
GLOBAL X FDSSOLE | US PFD ETF | 637.65K | SH | $12.4K 0.73% | 10.78K | 0.00 | 626.87K |
MICROSOFT CORPSOLE | COM | 35.54K | SH | $12.1K 0.72% | 31.57K | 0.00 | 3.97K |
AMAZON COM INCSOLE | COM | 89.06K | SH | $11.6K 0.69% | 89.06K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 207.27K | SH | $11.5K 0.68% | 0.00 | 0.00 | 207.27K |
MERCK & CO INCSOLE | COM | 88.48K | SH | $10.2K 0.61% | 82.49K | 0.00 | 5.99K |
INVESCO VALUE MUN INCOME TRSOLE | COM | 838.28K | SH | $9.9K 0.59% | 838.28K | 0.00 | 0.00 |
IMMUNOGEN INCSOLE | COM | 515.28K | SH | $9.7K 0.58% | 515.28K | 0.00 | 0.00 |
S&P GLOBAL INCSOLE | COM | 23.83K | SH | $9.6K 0.57% | 23.83K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 39.79K | SH | $9.4K 0.56% | 38.11K | 0.00 | 1.68K |
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