Filed: 4/20/2023ACC: 0001387131-23-004890
📋 What this filing means
HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 774 equity positions with a total reported market value of $1.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
774
Positions
$1.63M
Total AUM (reported)
60.43M
Total Shares
Allocation by class
COM$1.04M64.0%
ACTIVEBETA US LG$45.5K2.8%
CORE S&P500 ETF$39.3K2.4%
US DIVIDEND EQ$38.8K2.4%
VALUE ETF$38.7K2.4%
CL A$36.3K2.2%
COM NEW$33.7K2.1%
Portfolio Concentration
Top 3$123.6K7.6%
4–10$161.9K9.9%
11–25$178.2K10.9%
Rest$1.17M71.6%
Top 3 weight
7.6%
Top 10 weight
17.5%
Voting Authority Distribution
Total shares with voting rights: 60.43M
Sole
Full voting authority
54.13M
shares
% of voting shares89.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.30M
shares
% of voting shares10.4%
Investment Discretion (by position count)
Sole774
Shared0
Other0
Dominant voting typeSole · 89.6% of voting shares
Institutional Holdings774
Rows:
GOLDMAN SACHS ETF TR
SOLEShares559.85K
TypeSH
Market value$45.5K
2.79%
Sole
0.00
Shared
0.00
None
559.85K
ISHARES TR
SOLEShares95.58K
TypeSH
Market value$39.3K
2.41%
Sole
0.00
Shared
0.00
None
95.58K
SCHWAB STRATEGIC TR
SOLEShares530.23K
TypeSH
Market value$38.8K
2.38%
Sole
8.12K
Shared
0.00
None
522.11K
VANGUARD INDEX FDS
SOLEShares280.32K
TypeSH
Market value$38.7K
2.38%
Sole
0.00
Shared
0.00
None
280.32K
ISHARES TR
SOLEShares658.57K
TypeSH
Market value$29.4K
1.81%
Sole
10.50K
Shared
0.00
None
648.08K
WISDOMTREE TR
SOLEShares667.36K
TypeSH
Market value$22.6K
1.39%
Sole
0.00
Shared
0.00
None
667.36K
ISHARES INC
SOLEShares443.22K
TypeSH
Market value$21.6K
1.33%
Sole
0.00
Shared
0.00
None
443.22K
NUVEEN QUALITY MUNCP INCOME
SOLEShares1.45M
TypeSH
Market value$16.7K
1.03%
Sole
1.45M
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
SOLEShares1.49M
TypeSH
Market value$16.5K
1.01%
Sole
1.49M
Shared
0.00
None
0.00
EATON VANCE MUN BD FD
SOLEShares1.56M
TypeSH
Market value$16.3K
1.00%
Sole
1.56M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares124.46K
TypeSH
Market value$15.4K
0.95%
Sole
0.00
Shared
0.00
None
124.46K
BLACKROCK MUNIYIELD QUALITY
SOLEShares1.32M
TypeSH
Market value$15.0K
0.92%
Sole
1.32M
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares471.33K
TypeSH
Market value$14.5K
0.89%
Sole
0.00
Shared
0.00
None
471.33K
APPLE INC
SOLEShares87.78K
TypeSH
Market value$14.5K
0.89%
Sole
79.85K
Shared
0.00
None
7.93K
SPDR SER TR
SOLEShares284.67K
TypeSH
Market value$13.3K
0.82%
Sole
1.38K
Shared
0.00
None
283.29K
ISHARES TR
SOLEShares192.44K
TypeSH
Market value$12.9K
0.79%
Sole
0.00
Shared
0.00
None
192.44K
MICROSOFT CORP
SOLEShares40.80K
TypeSH
Market value$11.8K
0.72%
Sole
37.01K
Shared
0.00
None
3.80K
MADRIGAL PHARMACEUTICALS INC
SOLEShares46.68K
TypeSH
Market value$11.3K
0.69%
Sole
46.68K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares562.39K
TypeSH
Market value$11.2K
0.69%
Sole
6.66K
Shared
0.00
None
555.73K
INVESCO VALUE MUN INCOME TR
SOLEShares817.32K
TypeSH
Market value$10.0K
0.61%
Sole
817.32K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares96.34K
TypeSH
Market value$10.0K
0.61%
Sole
96.34K
Shared
0.00
None
0.00
S&P GLOBAL INC
SOLEShares28.75K
TypeSH
Market value$9.9K
0.61%
Sole
28.75K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares28.85K
TypeSH
Market value$9.9K
0.61%
Sole
26.99K
Shared
0.00
None
1.86K
BLACKROCK INC
SOLEShares13.93K
TypeSH
Market value$9.3K
0.57%
Sole
13.93K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares87.33K
TypeSH
Market value$9.3K
0.57%
Sole
85.14K
Shared
0.00
None
2.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 559.85K | SH | $45.5K 2.79% | 0.00 | 0.00 | 559.85K |
ISHARES TRSOLE | CORE S&P500 ETF | 95.58K | SH | $39.3K 2.41% | 0.00 | 0.00 | 95.58K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 530.23K | SH | $38.8K 2.38% | 8.12K | 0.00 | 522.11K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 280.32K | SH | $38.7K 2.38% | 0.00 | 0.00 | 280.32K |
ISHARES TRSOLE | INVESTMENT GRADE | 658.57K | SH | $29.4K 1.81% | 10.50K | 0.00 | 648.08K |
WISDOMTREE TRSOLE | INTL QULTY DIV | 667.36K | SH | $22.6K 1.39% | 0.00 | 0.00 | 667.36K |
ISHARES INCSOLE | CORE MSCI EMKT | 443.22K | SH | $21.6K 1.33% | 0.00 | 0.00 | 443.22K |
NUVEEN QUALITY MUNCP INCOMESOLE | COM | 1.45M | SH | $16.7K 1.03% | 1.45M | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 1.49M | SH | $16.5K 1.01% | 1.49M | 0.00 | 0.00 |
EATON VANCE MUN BD FDSOLE | COM | 1.56M | SH | $16.3K 1.00% | 1.56M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 124.46K | SH | $15.4K 0.95% | 0.00 | 0.00 | 124.46K |
BLACKROCK MUNIYIELD QUALITYSOLE | COM | 1.32M | SH | $15.0K 0.92% | 1.32M | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 471.33K | SH | $14.5K 0.89% | 0.00 | 0.00 | 471.33K |
APPLE INCSOLE | COM | 87.78K | SH | $14.5K 0.89% | 79.85K | 0.00 | 7.93K |
SPDR SER TRSOLE | NUVEEN BLMBRG MU | 284.67K | SH | $13.3K 0.82% | 1.38K | 0.00 | 283.29K |
ISHARES TRSOLE | CORE MSCI EAFE | 192.44K | SH | $12.9K 0.79% | 0.00 | 0.00 | 192.44K |
MICROSOFT CORPSOLE | COM | 40.80K | SH | $11.8K 0.72% | 37.01K | 0.00 | 3.80K |
MADRIGAL PHARMACEUTICALS INCSOLE | COM | 46.68K | SH | $11.3K 0.69% | 46.68K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | US PFD ETF | 562.39K | SH | $11.2K 0.69% | 6.66K | 0.00 | 555.73K |
INVESCO VALUE MUN INCOME TRSOLE | COM | 817.32K | SH | $10.0K 0.61% | 817.32K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 96.34K | SH | $10.0K 0.61% | 96.34K | 0.00 | 0.00 |
S&P GLOBAL INCSOLE | COM | 28.75K | SH | $9.9K 0.61% | 28.75K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 28.85K | SH | $9.9K 0.61% | 26.99K | 0.00 | 1.86K |
BLACKROCK INCSOLE | COM | 13.93K | SH | $9.3K 0.57% | 13.93K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 87.33K | SH | $9.3K 0.57% | 85.14K | 0.00 | 2.19K |
Page 1 of 31
…