Filed: 1/12/2023ACC: 0001387131-23-000278
📋 What this filing means
HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 766 equity positions with a total reported market value of $1.62M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
766
Positions
$1.62M
Total AUM (reported)
60.04M
Total Shares
Allocation by class
COM$1.05M65.0%
CORE S&P500 ETF$47.7K2.9%
ACTIVEBETA US LG$42.9K2.6%
US DIVIDEND EQ$40.1K2.5%
VALUE ETF$39.7K2.5%
CL A$33.7K2.1%
COM NEW$32.8K2.0%
Portfolio Concentration
Top 3$130.6K8.1%
4–10$146.1K9.0%
11–25$178.1K11.0%
Rest$1.17M71.9%
Top 3 weight
8.1%
Top 10 weight
17.1%
Voting Authority Distribution
Total shares with voting rights: 60.04M
Sole
Full voting authority
54.33M
shares
% of voting shares90.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.70M
shares
% of voting shares9.5%
Investment Discretion (by position count)
Sole766
Shared0
Other0
Dominant voting typeSole · 90.5% of voting shares
Institutional Holdings766
Rows:
ISHARES TR
SOLEShares124.05K
TypeSH
Market value$47.7K
2.94%
Sole
0.00
Shared
0.00
None
124.05K
GOLDMAN SACHS ETF TR
SOLEShares563.04K
TypeSH
Market value$42.9K
2.65%
Sole
0.00
Shared
0.00
None
563.04K
SCHWAB STRATEGIC TR
SOLEShares530.93K
TypeSH
Market value$40.1K
2.48%
Sole
5.51K
Shared
0.00
None
525.42K
VANGUARD INDEX FDS
SOLEShares282.79K
TypeSH
Market value$39.7K
2.45%
Sole
0.00
Shared
0.00
None
282.79K
ISHARES TR
SOLEShares575.33K
TypeSH
Market value$24.9K
1.54%
Sole
5.55K
Shared
0.00
None
569.78K
ISHARES INC
SOLEShares444.27K
TypeSH
Market value$20.7K
1.28%
Sole
0.00
Shared
0.00
None
444.27K
EATON VANCE MUN BD FD
SOLEShares1.73M
TypeSH
Market value$18.0K
1.11%
Sole
1.73M
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
SOLEShares1.29M
TypeSH
Market value$14.6K
0.90%
Sole
1.29M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares125.45K
TypeSH
Market value$14.3K
0.88%
Sole
0.00
Shared
0.00
None
125.45K
GOLDMAN SACHS ETF TR
SOLEShares480.88K
TypeSH
Market value$13.8K
0.85%
Sole
0.00
Shared
0.00
None
480.88K
MADRIGAL PHARMACEUTICALS INC
SOLEShares45.94K
TypeSH
Market value$13.3K
0.82%
Sole
45.94K
Shared
0.00
None
0.00
BLACKROCK MUNIYIELD QUALITY
SOLEShares1.17M
TypeSH
Market value$13.1K
0.81%
Sole
1.17M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares286.52K
TypeSH
Market value$13.1K
0.81%
Sole
0.00
Shared
0.00
None
286.52K
NUVEEN QUALITY MUNCP INCOME
SOLEShares1.11M
TypeSH
Market value$13.0K
0.81%
Sole
1.11M
Shared
0.00
None
0.00
APPLE INC
SOLEShares99.84K
TypeSH
Market value$13.0K
0.80%
Sole
91.91K
Shared
0.00
None
7.93K
BLACKROCK MUNIHOLDINGS FD IN
SOLEShares1.02M
TypeSH
Market value$12.4K
0.76%
Sole
1.02M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares196.08K
TypeSH
Market value$12.1K
0.75%
Sole
0.00
Shared
0.00
None
196.08K
NUVEEN AMT FREE MUN CR INC F
SOLEShares969.84K
TypeSH
Market value$11.8K
0.73%
Sole
969.84K
Shared
0.00
None
0.00
NUVEEN MUNICIPAL CREDIT INC
SOLEShares968.13K
TypeSH
Market value$11.7K
0.72%
Sole
968.13K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares30.97K
TypeSH
Market value$11.3K
0.70%
Sole
28.26K
Shared
0.00
None
2.70K
BLACKROCK INC
SOLEShares15.51K
TypeSH
Market value$11.0K
0.68%
Sole
15.51K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares61.02K
TypeSH
Market value$11.0K
0.68%
Sole
61.02K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares43.89K
TypeSH
Market value$10.5K
0.65%
Sole
39.99K
Shared
0.00
None
3.90K
INVESCO VALUE MUN INCOME TR
SOLEShares867.88K
TypeSH
Market value$10.5K
0.65%
Sole
867.88K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares461.36K
TypeSH
Market value$10.4K
0.64%
Sole
6.38K
Shared
0.00
None
454.98K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 124.05K | SH | $47.7K 2.94% | 0.00 | 0.00 | 124.05K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 563.04K | SH | $42.9K 2.65% | 0.00 | 0.00 | 563.04K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 530.93K | SH | $40.1K 2.48% | 5.51K | 0.00 | 525.42K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 282.79K | SH | $39.7K 2.45% | 0.00 | 0.00 | 282.79K |
ISHARES TRSOLE | INVESTMENT GRADE | 575.33K | SH | $24.9K 1.54% | 5.55K | 0.00 | 569.78K |
ISHARES INCSOLE | CORE MSCI EMKT | 444.27K | SH | $20.7K 1.28% | 0.00 | 0.00 | 444.27K |
EATON VANCE MUN BD FDSOLE | COM | 1.73M | SH | $18.0K 1.11% | 1.73M | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 1.29M | SH | $14.6K 0.90% | 1.29M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 125.45K | SH | $14.3K 0.88% | 0.00 | 0.00 | 125.45K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 480.88K | SH | $13.8K 0.85% | 0.00 | 0.00 | 480.88K |
MADRIGAL PHARMACEUTICALS INCSOLE | COM | 45.94K | SH | $13.3K 0.82% | 45.94K | 0.00 | 0.00 |
BLACKROCK MUNIYIELD QUALITYSOLE | COM | 1.17M | SH | $13.1K 0.81% | 1.17M | 0.00 | 0.00 |
SPDR SER TRSOLE | NUVEEN BLMBRG MU | 286.52K | SH | $13.1K 0.81% | 0.00 | 0.00 | 286.52K |
NUVEEN QUALITY MUNCP INCOMESOLE | COM | 1.11M | SH | $13.0K 0.81% | 1.11M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 99.84K | SH | $13.0K 0.80% | 91.91K | 0.00 | 7.93K |
BLACKROCK MUNIHOLDINGS FD INSOLE | COM | 1.02M | SH | $12.4K 0.76% | 1.02M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 196.08K | SH | $12.1K 0.75% | 0.00 | 0.00 | 196.08K |
NUVEEN AMT FREE MUN CR INC FSOLE | COM | 969.84K | SH | $11.8K 0.73% | 969.84K | 0.00 | 0.00 |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 968.13K | SH | $11.7K 0.72% | 968.13K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 30.97K | SH | $11.3K 0.70% | 28.26K | 0.00 | 2.70K |
BLACKROCK INCSOLE | COM | 15.51K | SH | $11.0K 0.68% | 15.51K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 61.02K | SH | $11.0K 0.68% | 61.02K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 43.89K | SH | $10.5K 0.65% | 39.99K | 0.00 | 3.90K |
INVESCO VALUE MUN INCOME TRSOLE | COM | 867.88K | SH | $10.5K 0.65% | 867.88K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | RATE PREFERRED | 461.36K | SH | $10.4K 0.64% | 6.38K | 0.00 | 454.98K |
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