Filed: 11/14/2022ACC: 0001387131-22-011333
📋 What this filing means
HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 765 equity positions with a total reported market value of $1.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
765
Positions
$1.52M
Total AUM (reported)
60.54M
Total Shares
Allocation by class
COM$988.1K65.0%
ACTIVEBETA US LG$40.1K2.6%
CORE S&P500 ETF$37.5K2.5%
US DIVIDEND EQ$36.4K2.4%
VALUE ETF$35.7K2.3%
CL A$33.9K2.2%
COM NEW$30.5K2.0%
Portfolio Concentration
Top 3$114.0K7.5%
4–10$141.3K9.3%
11–25$175.2K11.5%
Rest$1.09M71.7%
Top 3 weight
7.5%
Top 10 weight
16.8%
Voting Authority Distribution
Total shares with voting rights: 60.54M
Sole
Full voting authority
54.65M
shares
% of voting shares90.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.88M
shares
% of voting shares9.7%
Investment Discretion (by position count)
Sole765
Shared0
Other0
Dominant voting typeSole · 90.3% of voting shares
Institutional Holdings765
Rows:
GOLDMAN SACHS ETF TR
SOLEShares565.14K
TypeSH
Market value$40.1K
2.64%
Sole
0.00
Shared
0.00
None
565.14K
ISHARES TR
SOLEShares104.66K
TypeSH
Market value$37.5K
2.47%
Sole
0.00
Shared
0.00
None
104.66K
SCHWAB STRATEGIC TR
SOLEShares547.34K
TypeSH
Market value$36.4K
2.39%
Sole
2.80K
Shared
0.00
None
544.54K
VANGUARD INDEX FDS
SOLEShares288.80K
TypeSH
Market value$35.7K
2.35%
Sole
0.00
Shared
0.00
None
288.80K
ISHARES TR
SOLEShares566.54K
TypeSH
Market value$24.0K
1.58%
Sole
5.14K
Shared
0.00
None
561.41K
NUVEEN MUNICIPAL CREDIT INC
SOLEShares1.60M
TypeSH
Market value$18.1K
1.19%
Sole
1.60M
Shared
0.00
None
0.00
ISHARES INC
SOLEShares415.50K
TypeSH
Market value$17.9K
1.17%
Sole
0.00
Shared
0.00
None
415.50K
BLACKROCK MUNIHOLDINGS FD IN
SOLEShares1.39M
TypeSH
Market value$15.7K
1.03%
Sole
1.39M
Shared
0.00
None
0.00
EATON VANCE MUN BD FD
SOLEShares1.56M
TypeSH
Market value$15.1K
0.99%
Sole
1.56M
Shared
0.00
None
0.00
NUVEEN AMT FREE MUN CR INC F
SOLEShares1.28M
TypeSH
Market value$14.9K
0.98%
Sole
1.28M
Shared
0.00
None
0.00
APPLE INC
SOLEShares107.73K
TypeSH
Market value$14.9K
0.98%
Sole
99.80K
Shared
0.00
None
7.93K
AMAZON COM INC
SOLEShares123.23K
TypeSH
Market value$13.9K
0.92%
Sole
123.23K
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
SOLEShares1.24M
TypeSH
Market value$13.2K
0.87%
Sole
1.24M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares125.17K
TypeSH
Market value$13.0K
0.86%
Sole
0.00
Shared
0.00
None
125.17K
SPDR SER TR
SOLEShares281.16K
TypeSH
Market value$12.4K
0.81%
Sole
0.00
Shared
0.00
None
281.16K
GOLDMAN SACHS ETF TR
SOLEShares483.47K
TypeSH
Market value$12.0K
0.79%
Sole
0.00
Shared
0.00
None
483.47K
INVESCO VALUE MUN INCOME TR
SOLEShares1.03M
TypeSH
Market value$11.8K
0.78%
Sole
1.03M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares46.79K
TypeSH
Market value$10.9K
0.72%
Sole
42.74K
Shared
0.00
None
4.05K
COSTCO WHSL CORP NEW
SOLEShares23.03K
TypeSH
Market value$10.9K
0.72%
Sole
22.39K
Shared
0.00
None
635.00
BLACKROCK MUNIYIELD QUALITY
SOLEShares1.03M
TypeSH
Market value$10.7K
0.70%
Sole
1.03M
Shared
0.00
None
0.00
BNY MELLON STRATEGIC MUN BD
SOLEShares1.86M
TypeSH
Market value$10.6K
0.69%
Sole
1.86M
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares442.43K
TypeSH
Market value$10.4K
0.68%
Sole
0.00
Shared
0.00
None
442.43K
ISHARES TR
SOLEShares195.47K
TypeSH
Market value$10.3K
0.68%
Sole
0.00
Shared
0.00
None
195.47K
LILLY ELI & CO
SOLEShares31.82K
TypeSH
Market value$10.3K
0.68%
Sole
29.12K
Shared
0.00
None
2.70K
NUVEEN QUALITY MUNCP INCOME
SOLEShares913.10K
TypeSH
Market value$10.0K
0.66%
Sole
913.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 565.14K | SH | $40.1K 2.64% | 0.00 | 0.00 | 565.14K |
ISHARES TRSOLE | CORE S&P500 ETF | 104.66K | SH | $37.5K 2.47% | 0.00 | 0.00 | 104.66K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 547.34K | SH | $36.4K 2.39% | 2.80K | 0.00 | 544.54K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 288.80K | SH | $35.7K 2.35% | 0.00 | 0.00 | 288.80K |
ISHARES TRSOLE | INVESTMENT GRADE | 566.54K | SH | $24.0K 1.58% | 5.14K | 0.00 | 561.41K |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 1.60M | SH | $18.1K 1.19% | 1.60M | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 415.50K | SH | $17.9K 1.17% | 0.00 | 0.00 | 415.50K |
BLACKROCK MUNIHOLDINGS FD INSOLE | COM | 1.39M | SH | $15.7K 1.03% | 1.39M | 0.00 | 0.00 |
EATON VANCE MUN BD FDSOLE | COM | 1.56M | SH | $15.1K 0.99% | 1.56M | 0.00 | 0.00 |
NUVEEN AMT FREE MUN CR INC FSOLE | COM | 1.28M | SH | $14.9K 0.98% | 1.28M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 107.73K | SH | $14.9K 0.98% | 99.80K | 0.00 | 7.93K |
AMAZON COM INCSOLE | COM | 123.23K | SH | $13.9K 0.92% | 123.23K | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 1.24M | SH | $13.2K 0.87% | 1.24M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA QLT FCT | 125.17K | SH | $13.0K 0.86% | 0.00 | 0.00 | 125.17K |
SPDR SER TRSOLE | NUVEEN BLMBRG MU | 281.16K | SH | $12.4K 0.81% | 0.00 | 0.00 | 281.16K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 483.47K | SH | $12.0K 0.79% | 0.00 | 0.00 | 483.47K |
INVESCO VALUE MUN INCOME TRSOLE | COM | 1.03M | SH | $11.8K 0.78% | 1.03M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 46.79K | SH | $10.9K 0.72% | 42.74K | 0.00 | 4.05K |
COSTCO WHSL CORP NEWSOLE | COM | 23.03K | SH | $10.9K 0.72% | 22.39K | 0.00 | 635.00 |
BLACKROCK MUNIYIELD QUALITYSOLE | COM | 1.03M | SH | $10.7K 0.70% | 1.03M | 0.00 | 0.00 |
BNY MELLON STRATEGIC MUN BDSOLE | COM | 1.86M | SH | $10.6K 0.69% | 1.86M | 0.00 | 0.00 |
GLOBAL X FDSSOLE | RATE PREFERRED | 442.43K | SH | $10.4K 0.68% | 0.00 | 0.00 | 442.43K |
ISHARES TRSOLE | CORE MSCI EAFE | 195.47K | SH | $10.3K 0.68% | 0.00 | 0.00 | 195.47K |
LILLY ELI & COSOLE | COM | 31.82K | SH | $10.3K 0.68% | 29.12K | 0.00 | 2.70K |
NUVEEN QUALITY MUNCP INCOMESOLE | COM | 913.10K | SH | $10.0K 0.66% | 913.10K | 0.00 | 0.00 |
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