HEIGHTS CAPITAL MANAGEMENT, INC

PrivateCIK: 1081698
Location

SAN FRANCISCO, CA

265
Positions
$358.77M
Total AUM (reported)
62.28M
Total Shares

Allocation by class

TOTAL AUM$358.77M265 positions
COM$42.00M11.7%
SHS$38.77M10.8%
CLASS A COM$37.19M10.4%
ORD SHS CL A$29.42M8.2%
ORD SHS$28.55M8.0%
USD CL A ORD SHS$26.84M7.5%
SHS CL A$18.50M5.2%

Portfolio Concentration

Top 325.3%4–1013.8%11–2517.8%Rest43.1%TOP 1039.1%0%100%
Top 3$90.69M25.3%
4–10$49.55M13.8%
11–25$63.72M17.8%
Rest$154.81M43.1%

Top 3 weight

25.3%

Top 10 weight

39.1%

Voting Authority Distribution

Total shares with voting rights: 62.20M

Sole

Full voting authority

62.20M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other265
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings265
Rows:

SOLID POWER INC

OTR
CLASS A COM
Shares12.40M
TypeSH
Market value$37.19M
10.37%
Sole
12.40M
Shared
0.00
None
0.00

FLUTTER ENTMT PLC

OTR
SHS
Shares294.18K
TypeSH
Market value$29.99M
8.36%
Sole
294.18K
Shared
0.00
None
0.00

IONQ INC

OTR
COM
Shares815.54K
TypeSH
Market value$23.51M
6.55%
Sole
815.54K
Shared
0.00
None
0.00

COMPASS PATHWAYS PLC

OTR
SPONSORED ADS
Shares1.49M
TypeSH
Market value$8.25M
2.30%
Sole
1.49M
Shared
0.00
None
0.00

SEALSQ CORP

OTR
ORD SHS
Shares3.14M
TypeSH
Market value$8.22M
2.29%
Sole
3.14M
Shared
0.00
None
0.00

FG MERGER II CORP

OTR
COM
Shares790K
TypeSH
Market value$7.98M
2.22%
Sole
790K
Shared
0.00
None
0.00

JACKSON ACQUISITION CO II

OTR
COM SHS CL A
Shares700K
TypeSH
Market value$7.41M
2.07%
Sole
700K
Shared
0.00
None
0.00

DRUGS MADE IN AMER ACQUTN CO

OTR
ORD SHS
Shares650K
TypeSH
Market value$6.83M
1.90%
Sole
650K
Shared
0.00
None
0.00

PONO CAP FOUR INC

OTR
UNIT 03/11/2031
Shares550K
TypeSH
Market value$5.49M
1.53%
Sole
550K
Shared
0.00
None
0.00

M3BRIGADE ACQUISITION V CORP

OTR
CL A
Shares500K
TypeSH
Market value$5.37M
1.50%
Sole
500K
Shared
0.00
None
0.00

DRUGS MADE IN AMER ACQ II CO

OTR
USD ORD SHS
Shares519.40K
TypeSH
Market value$5.18M
1.44%
Sole
519.40K
Shared
0.00
None
0.00

KOCHAV DEFENSE ACQUI CO

OTR
SHS CL A
Shares500K
TypeSH
Market value$5.13M
1.43%
Sole
500K
Shared
0.00
None
0.00

BHAV ACQUISITION CORP

OTR
UNIT 03/18/2031
Shares495K
TypeSH
Market value$4.94M
1.38%
Sole
495K
Shared
0.00
None
0.00

XFLH CAP CORP

OTR
UNIT 99/99/9999
Shares475K
TypeSH
Market value$4.73M
1.32%
Sole
475K
Shared
0.00
None
0.00

IRON HORSE ACQUISIT II CORP

OTR
COM
Shares470K
TypeSH
Market value$4.64M
1.29%
Sole
470K
Shared
0.00
None
0.00

NMP ACQUISITION CORP

OTR
CL A
Shares450K
TypeSH
Market value$4.57M
1.27%
Sole
450K
Shared
0.00
None
0.00

CHURCHILL CAP CORP XI

OTR
CL A ORD SHS
Shares448.18K
TypeSH
Market value$4.56M
1.27%
Sole
448.18K
Shared
0.00
None
0.00

EMPERY DIGITAL INC

OTR
COM NEW
Shares1M
TypeSH
Market value$4.23M
1.18%
Sole
1M
Shared
0.00
None
0.00

GP-ACT III ACQUISITION CORP

OTR
CL A
Shares388.72K
TypeSH
Market value$4.21M
1.17%
Sole
388.72K
Shared
0.00
None
0.00

CANDEL THERAPEUTICS INC

OTR
COM
Shares775K
TypeSH
Market value$3.80M
1.06%
Sole
775K
Shared
0.00
None
0.00

ARMADA ACQUISITION CORP III

OTR
UNIT 02/13/2031
Shares365K
TypeSH
Market value$3.65M
1.02%
Sole
365K
Shared
0.00
None
0.00

FIFTH ERA ACQUISITION CORP I

OTR
ORD SHS CL A
Shares350K
TypeSH
Market value$3.60M
1.00%
Sole
350K
Shared
0.00
None
0.00

EMMIS ACQUISITION CORP.

OTR
SHS CL A
Shares350K
TypeSH
Market value$3.52M
0.98%
Sole
350K
Shared
0.00
None
0.00

FUTURE VISION II ACQUISITION

OTR
SHS
Shares325K
TypeSH
Market value$3.50M
0.98%
Sole
325K
Shared
0.00
None
0.00

TWELVE SEAS INVT CO III

OTR
ORD SHS CL A
Shares350K
TypeSH
Market value$3.47M
0.97%
Sole
350K
Shared
0.00
None
0.00
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