HAVENS ADVISORS LLC

PrivateCIK: 1280200
Location

NEW YORK, NY

31
Positions
$39.34M
Total AUM (reported)
1.43M
Total Shares

Allocation by class

TOTAL AUM$39.34M31 positions
COM$21.66M55.1%
CL A NEW$3.48M8.8%
SHS NEW$2.61M6.6%
SPONSORED ADR$2.50M6.3%
SHS$2.39M6.1%
CL A COM$2.17M5.5%
COM CL A$1.95M5.0%

Portfolio Concentration

Top 322.3%4–1038.9%11–2536.1%Rest2.6%TOP 1061.2%0%100%
Top 3$8.78M22.3%
4–10$15.32M38.9%
11–25$14.22M36.1%
Rest$1.03M2.6%

Top 3 weight

22.3%

Top 10 weight

61.2%

Voting Authority Distribution

Total shares with voting rights: 1.43M

Sole

Full voting authority

1.43M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole31
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings31
Rows:

COWEN INC

SOLE
CL A NEW
Shares90K
TypeSH
Market value$3.48M
8.84%
Sole
90K
Shared
0.00
None
0.00

UMPQUA HLDGS CORP

SOLE
COM
Shares150.66K
TypeSH
Market value$2.69M
6.84%
Sole
150.66K
Shared
0.00
None
0.00

TOWER SEMICONDUCTOR LTD

SOLE
SHS NEW
Shares60.47K
TypeSH
Market value$2.61M
6.64%
Sole
60.47K
Shared
0.00
None
0.00

FIRST HORIZON CORPORATION

SOLE
COM
Shares106K
TypeSH
Market value$2.60M
6.60%
Sole
106K
Shared
0.00
None
0.00

RENTOKIL INITIAL PLC

SOLE
SPONSORED ADR
Shares81K
TypeSH
Market value$2.50M
6.34%
Sole
81K
Shared
0.00
None
0.00

HORIZON THERAPEUTICS PUB L

SOLE
SHS
Shares21K
TypeSH
Market value$2.39M
6.07%
Sole
21K
Shared
0.00
None
0.00

SIERRA WIRELESS INC

SOLE
COM
Shares73K
TypeSH
Market value$2.12M
5.38%
Sole
73K
Shared
0.00
None
0.00

AEROJET ROCKETDYNE HLDGS INC

SOLE
COM
Shares35K
TypeSH
Market value$1.96M
4.98%
Sole
35K
Shared
0.00
None
0.00

POSHMARK INC

SOLE
COM CL A
Shares109K
TypeSH
Market value$1.95M
4.95%
Sole
109K
Shared
0.00
None
0.00

SOUTH JERSEY INDS INC

SOLE
COM
Shares51K
TypeSH
Market value$1.81M
4.61%
Sole
51K
Shared
0.00
None
0.00

COUPA SOFTWARE INC

SOLE
COM
Shares22K
TypeSH
Market value$1.74M
4.43%
Sole
22K
Shared
0.00
None
0.00

ALTRA INDL MOTION CORP

SOLE
COM
Shares27K
TypeSH
Market value$1.61M
4.10%
Sole
27K
Shared
0.00
None
0.00

STORE CAP CORP

SOLE
COM
Shares39K
TypeSH
Market value$1.25M
3.18%
Sole
39K
Shared
0.00
None
0.00

VMWARE INC

SOLE
CL A COM
Shares9.85K
TypeSH
Market value$1.21M
3.07%
Sole
9.85K
Shared
0.00
None
0.00

FOX CORP

SOLE
CL B COM
Shares35K
TypeSH
Market value$995.8K
2.53%
Sole
35K
Shared
0.00
None
0.00

SIRIUSPOINT LTD

SOLE
COM
Shares163.76K
TypeSH
Market value$966.2K
2.46%
Sole
163.76K
Shared
0.00
None
0.00

MERIDIAN BIOSCIENCE INC

SOLE
COM
Shares26.80K
TypeSH
Market value$890.0K
2.26%
Sole
26.80K
Shared
0.00
None
0.00

IAA INC

SOLE
COM
Shares22.11K
TypeSH
Market value$884.3K
2.25%
Sole
22.11K
Shared
0.00
None
0.00

1LIFE HEALTHCARE INC

SOLE
COM
Shares50K
TypeSH
Market value$835.5K
2.12%
Sole
50K
Shared
0.00
None
0.00

SIGNIFY HEALTH INC

SOLE
CL A COM
Shares29K
TypeSH
Market value$831.1K
2.11%
Sole
29K
Shared
0.00
None
0.00

MAXAR TECHNOLOGIES INC

SOLE
COM
Shares15K
TypeSH
Market value$776.1K
1.97%
Sole
15K
Shared
0.00
None
0.00

SEASPINE HLDGS CORP

SOLE
COM
Shares84.86K
TypeSH
Market value$708.6K
1.80%
Sole
84.86K
Shared
0.00
None
0.00

KNOWBE4 INC

SOLE
CL A
Shares28K
TypeSH
Market value$693.8K
1.76%
Sole
28K
Shared
0.00
None
0.00

ROGERS CORP

SOLE
COM
Shares4K
TypeSH
Market value$477.4K
1.21%
Sole
4K
Shared
0.00
None
0.00

SPIRIT AIRLS INC

SOLE
COM
Shares17.60K
TypeSH
Market value$342.8K
0.87%
Sole
17.60K
Shared
0.00
None
0.00
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