Filed: 1/25/2023ACC: 0001085146-23-000368
📋 What this filing means
HAVENS ADVISORS LLC filed this quarterly 13F‑HR report disclosing 31 equity positions with a total reported market value of $39.34M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
31
Positions
$39.34M
Total AUM (reported)
1.43M
Total Shares
Allocation by class
COM$21.66M55.1%
CL A NEW$3.48M8.8%
SHS NEW$2.61M6.6%
SPONSORED ADR$2.50M6.3%
SHS$2.39M6.1%
CL A COM$2.17M5.5%
COM CL A$1.95M5.0%
Portfolio Concentration
Top 3$8.78M22.3%
4–10$15.32M38.9%
11–25$14.22M36.1%
Rest$1.03M2.6%
Top 3 weight
22.3%
Top 10 weight
61.2%
Voting Authority Distribution
Total shares with voting rights: 1.43M
Sole
Full voting authority
1.43M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole31
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings31
Rows:
COWEN INC
SOLEShares90K
TypeSH
Market value$3.48M
8.84%
Sole
90K
Shared
0.00
None
0.00
UMPQUA HLDGS CORP
SOLEShares150.66K
TypeSH
Market value$2.69M
6.84%
Sole
150.66K
Shared
0.00
None
0.00
TOWER SEMICONDUCTOR LTD
SOLEShares60.47K
TypeSH
Market value$2.61M
6.64%
Sole
60.47K
Shared
0.00
None
0.00
FIRST HORIZON CORPORATION
SOLEShares106K
TypeSH
Market value$2.60M
6.60%
Sole
106K
Shared
0.00
None
0.00
RENTOKIL INITIAL PLC
SOLEShares81K
TypeSH
Market value$2.50M
6.34%
Sole
81K
Shared
0.00
None
0.00
HORIZON THERAPEUTICS PUB L
SOLEShares21K
TypeSH
Market value$2.39M
6.07%
Sole
21K
Shared
0.00
None
0.00
SIERRA WIRELESS INC
SOLEShares73K
TypeSH
Market value$2.12M
5.38%
Sole
73K
Shared
0.00
None
0.00
AEROJET ROCKETDYNE HLDGS INC
SOLEShares35K
TypeSH
Market value$1.96M
4.98%
Sole
35K
Shared
0.00
None
0.00
POSHMARK INC
SOLEShares109K
TypeSH
Market value$1.95M
4.95%
Sole
109K
Shared
0.00
None
0.00
SOUTH JERSEY INDS INC
SOLEShares51K
TypeSH
Market value$1.81M
4.61%
Sole
51K
Shared
0.00
None
0.00
COUPA SOFTWARE INC
SOLEShares22K
TypeSH
Market value$1.74M
4.43%
Sole
22K
Shared
0.00
None
0.00
ALTRA INDL MOTION CORP
SOLEShares27K
TypeSH
Market value$1.61M
4.10%
Sole
27K
Shared
0.00
None
0.00
STORE CAP CORP
SOLEShares39K
TypeSH
Market value$1.25M
3.18%
Sole
39K
Shared
0.00
None
0.00
VMWARE INC
SOLEShares9.85K
TypeSH
Market value$1.21M
3.07%
Sole
9.85K
Shared
0.00
None
0.00
FOX CORP
SOLEShares35K
TypeSH
Market value$995.8K
2.53%
Sole
35K
Shared
0.00
None
0.00
SIRIUSPOINT LTD
SOLEShares163.76K
TypeSH
Market value$966.2K
2.46%
Sole
163.76K
Shared
0.00
None
0.00
MERIDIAN BIOSCIENCE INC
SOLEShares26.80K
TypeSH
Market value$890.0K
2.26%
Sole
26.80K
Shared
0.00
None
0.00
IAA INC
SOLEShares22.11K
TypeSH
Market value$884.3K
2.25%
Sole
22.11K
Shared
0.00
None
0.00
1LIFE HEALTHCARE INC
SOLEShares50K
TypeSH
Market value$835.5K
2.12%
Sole
50K
Shared
0.00
None
0.00
SIGNIFY HEALTH INC
SOLEShares29K
TypeSH
Market value$831.1K
2.11%
Sole
29K
Shared
0.00
None
0.00
MAXAR TECHNOLOGIES INC
SOLEShares15K
TypeSH
Market value$776.1K
1.97%
Sole
15K
Shared
0.00
None
0.00
SEASPINE HLDGS CORP
SOLEShares84.86K
TypeSH
Market value$708.6K
1.80%
Sole
84.86K
Shared
0.00
None
0.00
KNOWBE4 INC
SOLEShares28K
TypeSH
Market value$693.8K
1.76%
Sole
28K
Shared
0.00
None
0.00
ROGERS CORP
SOLEShares4K
TypeSH
Market value$477.4K
1.21%
Sole
4K
Shared
0.00
None
0.00
SPIRIT AIRLS INC
SOLEShares17.60K
TypeSH
Market value$342.8K
0.87%
Sole
17.60K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
COWEN INCSOLE | CL A NEW | 90K | SH | $3.48M 8.84% | 90K | 0.00 | 0.00 |
UMPQUA HLDGS CORPSOLE | COM | 150.66K | SH | $2.69M 6.84% | 150.66K | 0.00 | 0.00 |
TOWER SEMICONDUCTOR LTDSOLE | SHS NEW | 60.47K | SH | $2.61M 6.64% | 60.47K | 0.00 | 0.00 |
FIRST HORIZON CORPORATIONSOLE | COM | 106K | SH | $2.60M 6.60% | 106K | 0.00 | 0.00 |
RENTOKIL INITIAL PLCSOLE | SPONSORED ADR | 81K | SH | $2.50M 6.34% | 81K | 0.00 | 0.00 |
HORIZON THERAPEUTICS PUB LSOLE | SHS | 21K | SH | $2.39M 6.07% | 21K | 0.00 | 0.00 |
SIERRA WIRELESS INCSOLE | COM | 73K | SH | $2.12M 5.38% | 73K | 0.00 | 0.00 |
AEROJET ROCKETDYNE HLDGS INCSOLE | COM | 35K | SH | $1.96M 4.98% | 35K | 0.00 | 0.00 |
POSHMARK INCSOLE | COM CL A | 109K | SH | $1.95M 4.95% | 109K | 0.00 | 0.00 |
SOUTH JERSEY INDS INCSOLE | COM | 51K | SH | $1.81M 4.61% | 51K | 0.00 | 0.00 |
COUPA SOFTWARE INCSOLE | COM | 22K | SH | $1.74M 4.43% | 22K | 0.00 | 0.00 |
ALTRA INDL MOTION CORPSOLE | COM | 27K | SH | $1.61M 4.10% | 27K | 0.00 | 0.00 |
STORE CAP CORPSOLE | COM | 39K | SH | $1.25M 3.18% | 39K | 0.00 | 0.00 |
VMWARE INCSOLE | CL A COM | 9.85K | SH | $1.21M 3.07% | 9.85K | 0.00 | 0.00 |
FOX CORPSOLE | CL B COM | 35K | SH | $995.8K 2.53% | 35K | 0.00 | 0.00 |
SIRIUSPOINT LTDSOLE | COM | 163.76K | SH | $966.2K 2.46% | 163.76K | 0.00 | 0.00 |
MERIDIAN BIOSCIENCE INCSOLE | COM | 26.80K | SH | $890.0K 2.26% | 26.80K | 0.00 | 0.00 |
IAA INCSOLE | COM | 22.11K | SH | $884.3K 2.25% | 22.11K | 0.00 | 0.00 |
1LIFE HEALTHCARE INCSOLE | COM | 50K | SH | $835.5K 2.12% | 50K | 0.00 | 0.00 |
SIGNIFY HEALTH INCSOLE | CL A COM | 29K | SH | $831.1K 2.11% | 29K | 0.00 | 0.00 |
MAXAR TECHNOLOGIES INCSOLE | COM | 15K | SH | $776.1K 1.97% | 15K | 0.00 | 0.00 |
SEASPINE HLDGS CORPSOLE | COM | 84.86K | SH | $708.6K 1.80% | 84.86K | 0.00 | 0.00 |
KNOWBE4 INCSOLE | CL A | 28K | SH | $693.8K 1.76% | 28K | 0.00 | 0.00 |
ROGERS CORPSOLE | COM | 4K | SH | $477.4K 1.21% | 4K | 0.00 | 0.00 |
SPIRIT AIRLS INCSOLE | COM | 17.60K | SH | $342.8K 0.87% | 17.60K | 0.00 | 0.00 |
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