HARTFORD FINANCIAL MANAGEMENT INC.

PrivateCIK: 1352526

Location

WEST HARTFORD, CT

344

Positions

$392.42M

Total AUM (reported)

4.46M

Total Shares

Allocation by class

COM$197.74M50.4%

CORE PLUS BD ETF$33.24M8.5%

DIVERSFD EQT ETF$17.25M4.4%

INF TECH ETF$15.53M4.0%

MUNICIPAL ETF$14.22M3.6%

FT VEST U.S.$12.37M3.2%

AAA CLO ETF$9.93M2.5%

Portfolio Concentration

Top 3$66.83M17.0%

4–10$83.06M21.2%

11–25$85.82M21.9%

Rest$156.71M39.9%

Top 3 weight

17.0%

Top 10 weight

38.2%

Voting Authority Distribution

Total shares with voting rights: 4.46M

Sole

Full voting authority

4.44M

% of voting shares99.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

25.67K

% of voting shares0.6%

Investment Discretion (by position count)

Sole344

Shared0

Other0

Dominant voting typeSole · 99.4% of voting shares

Institutional Holdings344

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares706.12K

TypeSH

Market value$33.24M

8.47%

Sole

705.73K

Shared

0.00

None

388.00

J P MORGAN EXCHANGE TRADED F

SOLE

DIVERSFD EQT ETF

Shares329.11K

TypeSH

Market value$17.25M

4.40%

Sole

327.32K

Shared

0.00

None

1.78K

APPLE INC

SOLE

COM

Shares64.35K

TypeSH

Market value$16.33M

4.16%

Sole

63.87K

Shared

0.00

None

472.00

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares22.25K

TypeSH

Market value$15.53M

3.96%

Sole

22.14K

Shared

0.00

None

117.00

J P MORGAN EXCHANGE TRADED F

SOLE

MUNICIPAL ETF

Shares284.48K

TypeSH

Market value$14.22M

3.62%

Sole

284.48K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares71.84K

TypeSH

Market value$12.53M

3.19%

Sole

71.40K

Shared

0.00

None

441.00

MICROSOFT CORP

SOLE

COM

Shares30.56K

TypeSH

Market value$11.31M

2.88%

Sole

30.40K

Shared

0.00

None

159.00

APPLIED MATLS INC

SOLE

COM

Shares32.08K

TypeSH

Market value$10.97M

2.79%

Sole

32K

Shared

0.00

None

81.00

PGIM ETF TR

SOLE

AAA CLO ETF

Shares194.02K

TypeSH

Market value$9.93M

2.53%

Sole

194.02K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO

SOLE

COM

Shares29.15K

TypeSH

Market value$8.58M

2.19%

Sole

29.06K

Shared

0.00

None

92.00

COSTCO WHOLESALE CORPORATION

SOLE

COM

Shares8K

TypeSH

Market value$7.98M

2.03%

Sole

7.97K

Shared

0.00

None

37.00

ALPHABET INC

SOLE

CAP STK CL C

Shares26.11K

TypeSH

Market value$7.49M

1.91%

Sole

25.84K

Shared

0.00

None

265.00

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST U.S.

Shares161.46K

TypeSH

Market value$7.03M

1.79%

Sole

160.71K

Shared

0.00

None

753.00

CATERPILLAR INC

SOLE

COM

Shares8.94K

TypeSH

Market value$6.33M

1.61%

Sole

8.92K

Shared

0.00

None

22.00

J P MORGAN EXCHANGE TRADED F

SOLE

U S TECH LEADERS

Shares72.08K

TypeSH

Market value$5.73M

1.46%

Sole

71.50K

Shared

0.00

None

588.00

FIRST TR EXCHANGE-TRADED FD

SOLE

NY ARCA BIOTECH

Shares27.95K

TypeSH

Market value$5.61M

1.43%

Sole

27.87K

Shared

0.00

None

77.00

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST U.S.

Shares118.77K

TypeSH

Market value$5.26M

1.34%

Sole

117.99K

Shared

0.00

None

774.00

HOME DEPOT INC

SOLE

COM

Shares15.86K

TypeSH

Market value$5.22M

1.33%

Sole

15.79K

Shared

0.00

None

74.00

GMO ETF TRUST

SOLE

GMO INTL QUALITY

Shares208.73K

TypeSH

Market value$5.21M

1.33%

Sole

208.73K

Shared

0.00

None

0.00

EXXON MOBIL CORP

SOLE

COM

Shares30.61K

TypeSH

Market value$5.19M

1.32%

Sole

30.55K

Shared

0.00

None

55.00

ORACLE CORP

SOLE

COM

Shares35.16K

TypeSH

Market value$5.17M

1.32%

Sole

34.96K

Shared

0.00

None

204.00

CSX CORP

SOLE

COM

Shares123.23K

TypeSH

Market value$5.06M

1.29%

Sole

122.91K

Shared

0.00

None

319.00

GMO ETF TRUST

SOLE

GMO US QUALITY E

Shares137.84K

TypeSH

Market value$4.99M

1.27%

Sole

132.96K

Shared

0.00

None

4.88K

DBX ETF TR

SOLE

XTRACK MSCI EAFE

Shares98.42K

TypeSH

Market value$4.86M

1.24%

Sole

98.04K

Shared

0.00

None

385.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares9.76K

TypeSH

Market value$4.68M

1.19%

Sole

9.71K

Shared

0.00

None

55.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	706.12K	SH	$33.24M 8.47%	705.73K	388.00
J P MORGAN EXCHANGE TRADED FSOLE	DIVERSFD EQT ETF	329.11K	SH	$17.25M 4.40%	327.32K	1.78K
APPLE INCSOLE	COM	64.35K	SH	$16.33M 4.16%	63.87K	472.00
VANGUARD WORLD FDSOLE	INF TECH ETF	22.25K	SH	$15.53M 3.96%	22.14K	117.00
J P MORGAN EXCHANGE TRADED FSOLE	MUNICIPAL ETF	284.48K	SH	$14.22M 3.62%	284.48K	0.00
NVIDIA CORPORATIONSOLE	COM	71.84K	SH	$12.53M 3.19%	71.40K	441.00
MICROSOFT CORPSOLE	COM	30.56K	SH	$11.31M 2.88%	30.40K	159.00
APPLIED MATLS INCSOLE	COM	32.08K	SH	$10.97M 2.79%	32K	81.00
PGIM ETF TRSOLE	AAA CLO ETF	194.02K	SH	$9.93M 2.53%	194.02K	0.00
JPMORGAN CHASE & COSOLE	COM	29.15K	SH	$8.58M 2.19%	29.06K	92.00
COSTCO WHOLESALE CORPORATIONSOLE	COM	8K	SH	$7.98M 2.03%	7.97K	37.00
ALPHABET INCSOLE	CAP STK CL C	26.11K	SH	$7.49M 1.91%	25.84K	265.00
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST U.S.	161.46K	SH	$7.03M 1.79%	160.71K	753.00
CATERPILLAR INCSOLE	COM	8.94K	SH	$6.33M 1.61%	8.92K	22.00
J P MORGAN EXCHANGE TRADED FSOLE	U S TECH LEADERS	72.08K	SH	$5.73M 1.46%	71.50K	588.00
FIRST TR EXCHANGE-TRADED FDSOLE	NY ARCA BIOTECH	27.95K	SH	$5.61M 1.43%	27.87K	77.00
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST U.S.	118.77K	SH	$5.26M 1.34%	117.99K	774.00
HOME DEPOT INCSOLE	COM	15.86K	SH	$5.22M 1.33%	15.79K	74.00
GMO ETF TRUSTSOLE	GMO INTL QUALITY	208.73K	SH	$5.21M 1.33%	208.73K	0.00
EXXON MOBIL CORPSOLE	COM	30.61K	SH	$5.19M 1.32%	30.55K	55.00
ORACLE CORPSOLE	COM	35.16K	SH	$5.17M 1.32%	34.96K	204.00
CSX CORPSOLE	COM	123.23K	SH	$5.06M 1.29%	122.91K	319.00
GMO ETF TRUSTSOLE	GMO US QUALITY E	137.84K	SH	$4.99M 1.27%	132.96K	4.88K
DBX ETF TRSOLE	XTRACK MSCI EAFE	98.42K	SH	$4.86M 1.24%	98.04K	385.00
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	9.76K	SH	$4.68M 1.19%	9.71K	55.00

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