HARTFORD FINANCIAL MANAGEMENT INC.

Filed: 10/24/2023ACC: 0001352526-23-000004

📋 What this filing means

HARTFORD FINANCIAL MANAGEMENT INC. filed this quarterly 13F‑HR report disclosing 390 equity positions with a total reported market value of $391.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

390

Positions

$391.60M

Total AUM (reported)

Total Shares

Allocation by class

COM$267.44M68.3%

VEST US DEEP$10.78M2.8%

CBOE VEST US DEP$7.03M1.8%

DIVERSFD EQT ETF$6.45M1.6%

CL A$6.28M1.6%

AUTNMUS TECHNLGY$6.27M1.6%

IBONDS DEC 2032$6.26M1.6%

Portfolio Concentration

Top 3$37.50M9.6%

4–10$52.40M13.4%

11–25$82.87M21.2%

Rest$218.83M55.9%

Top 3 weight

9.6%

Top 10 weight

23.0%

Voting Authority Distribution

Total shares with voting rights: 5M

Sole

Full voting authority

3.84M

% of voting shares76.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.16M

% of voting shares23.2%

Investment Discretion (by position count)

Sole390

Shared0

Other0

Dominant voting typeSole · 76.8% of voting shares

Institutional Holdings390

Rows:

MICROSOFT CORP

SOLE

COM

Shares50.80K

TypeSH

Market value$16.04M

4.10%

Sole

25.72K

Shared

0.00

None

25.08K

FIRST TR EXCHNG TRADED FD VI

SOLE

VEST US DEEP

Shares325.89K

TypeSH

Market value$10.78M

2.75%

Sole

325.08K

Shared

0.00

None

808.00

APPLE INC

SOLE

COM

Shares62.35K

TypeSH

Market value$10.67M

2.73%

Sole

62.16K

Shared

0.00

None

184.00

COSTCO WHSL CORP NEW

SOLE

COM

Shares14.67K

TypeSH

Market value$8.29M

2.12%

Sole

8.46K

Shared

0.00

None

6.21K

JPMORGAN CHASE & CO

SOLE

COM

Shares55.98K

TypeSH

Market value$8.12M

2.07%

Sole

32.66K

Shared

0.00

None

23.32K

ELI LILLY & CO

SOLE

COM

Shares14.91K

TypeSH

Market value$8.01M

2.05%

Sole

904.00

Shared

0.00

None

14.01K

CSX CORP

SOLE

COM

Shares258.48K

TypeSH

Market value$7.95M

2.03%

Sole

136.92K

Shared

0.00

None

121.56K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US DEP

Shares231.70K

TypeSH

Market value$7.03M

1.79%

Sole

230.80K

Shared

0.00

None

902.00

CHEVRON CORP NEW

SOLE

COM

Shares38.78K

TypeSH

Market value$6.54M

1.67%

Sole

19.26K

Shared

0.00

None

19.52K

HOME DEPOT INC

SOLE

COM

Shares21.43K

TypeSH

Market value$6.47M

1.65%

Sole

15.41K

Shared

0.00

None

6.02K

J P MORGAN EXCHANGE TRADED F

SOLE

DIVERSFD EQT ETF

Shares164.06K

TypeSH

Market value$6.45M

1.65%

Sole

164.02K

Shared

0.00

None

46.00

CATERPILLAR INC

SOLE

COM

Shares23.48K

TypeSH

Market value$6.41M

1.64%

Sole

11.48K

Shared

0.00

None

12.01K

EXXON MOBIL CORP

SOLE

COM

Shares53.49K

TypeSH

Market value$6.29M

1.61%

Sole

37.52K

Shared

0.00

None

15.97K

ARK ETF TR

SOLE

AUTNMUS TECHNLGY

Shares119.61K

TypeSH

Market value$6.27M

1.60%

Sole

119.42K

Shared

0.00

None

195.00

ISHARES TR

SOLE

IBONDS DEC 2032

Shares284.76K

TypeSH

Market value$6.26M

1.60%

Sole

284.53K

Shared

0.00

None

224.00

WASTE MGMT INC DEL

SOLE

COM

Shares36.18K

TypeSH

Market value$5.52M

1.41%

Sole

6.18K

Shared

0.00

None

30K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares121.90K

TypeSH

Market value$5.45M

1.39%

Sole

121.70K

Shared

0.00

None

198.00

HONEYWELL INTL INC

SOLE

COM

Shares28.15K

TypeSH

Market value$5.20M

1.33%

Sole

14.94K

Shared

0.00

None

13.21K

JOHNSON & JOHNSON

SOLE

COM

Shares33.16K

TypeSH

Market value$5.16M

1.32%

Sole

13.64K

Shared

0.00

None

19.51K

PEPSICO INC

SOLE

COM

Shares30.29K

TypeSH

Market value$5.13M

1.31%

Sole

13.97K

Shared

0.00

None

16.32K

ILLINOIS TOOL WKS INC

SOLE

COM

Shares22.04K

TypeSH

Market value$5.08M

1.30%

Sole

40.00

Shared

0.00

None

22K

AMERICAN WTR WKS CO INC NEW

SOLE

COM

Shares40.01K

TypeSH

Market value$4.95M

1.27%

Sole

0.00

Shared

0.00

None

40.01K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares16K

TypeSH

Market value$4.91M

1.25%

Sole

0.00

Shared

0.00

None

16K

FIRST TR EXCHANGE-TRADED FD

SOLE

NY ARCA BIOTECH

Shares33.51K

TypeSH

Market value$4.90M

1.25%

Sole

33.48K

Shared

0.00

None

25.00

APPLIED MATLS INC

SOLE

COM

Shares35.25K

TypeSH

Market value$4.88M

1.25%

Sole

35.22K

Shared

0.00

None

25.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
MICROSOFT CORPSOLE	COM	50.80K	SH	$16.04M 4.10%	25.72K	25.08K
FIRST TR EXCHNG TRADED FD VISOLE	VEST US DEEP	325.89K	SH	$10.78M 2.75%	325.08K	808.00
APPLE INCSOLE	COM	62.35K	SH	$10.67M 2.73%	62.16K	184.00
COSTCO WHSL CORP NEWSOLE	COM	14.67K	SH	$8.29M 2.12%	8.46K	6.21K
JPMORGAN CHASE & COSOLE	COM	55.98K	SH	$8.12M 2.07%	32.66K	23.32K
ELI LILLY & COSOLE	COM	14.91K	SH	$8.01M 2.05%	904.00	14.01K
CSX CORPSOLE	COM	258.48K	SH	$7.95M 2.03%	136.92K	121.56K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US DEP	231.70K	SH	$7.03M 1.79%	230.80K	902.00
CHEVRON CORP NEWSOLE	COM	38.78K	SH	$6.54M 1.67%	19.26K	19.52K
HOME DEPOT INCSOLE	COM	21.43K	SH	$6.47M 1.65%	15.41K	6.02K
J P MORGAN EXCHANGE TRADED FSOLE	DIVERSFD EQT ETF	164.06K	SH	$6.45M 1.65%	164.02K	46.00
CATERPILLAR INCSOLE	COM	23.48K	SH	$6.41M 1.64%	11.48K	12.01K
EXXON MOBIL CORPSOLE	COM	53.49K	SH	$6.29M 1.61%	37.52K	15.97K
ARK ETF TRSOLE	AUTNMUS TECHNLGY	119.61K	SH	$6.27M 1.60%	119.42K	195.00
ISHARES TRSOLE	IBONDS DEC 2032	284.76K	SH	$6.26M 1.60%	284.53K	224.00
WASTE MGMT INC DELSOLE	COM	36.18K	SH	$5.52M 1.41%	6.18K	30K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	121.90K	SH	$5.45M 1.39%	121.70K	198.00
HONEYWELL INTL INCSOLE	COM	28.15K	SH	$5.20M 1.33%	14.94K	13.21K
JOHNSON & JOHNSONSOLE	COM	33.16K	SH	$5.16M 1.32%	13.64K	19.51K
PEPSICO INCSOLE	COM	30.29K	SH	$5.13M 1.31%	13.97K	16.32K
ILLINOIS TOOL WKS INCSOLE	COM	22.04K	SH	$5.08M 1.30%	40.00	22K
AMERICAN WTR WKS CO INC NEWSOLE	COM	40.01K	SH	$4.95M 1.27%	0.00	40.01K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	16K	SH	$4.91M 1.25%	0.00	16K
FIRST TR EXCHANGE-TRADED FDSOLE	NY ARCA BIOTECH	33.51K	SH	$4.90M 1.25%	33.48K	25.00
APPLIED MATLS INCSOLE	COM	35.25K	SH	$4.88M 1.25%	35.22K	25.00

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