HARRIS SIDNEY E

PrivateCIK: 1128834

Location

HARTFORD, CT

ZINO BRIAN T

→VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND

Nov 22, 2023·Nov 22, 2023

1 txn

ZINO BRIAN T

→VIRTUS STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND

Nov 22, 2023·Nov 22, 2023

1 txn

WITTWER STEVEN GLENN

→VIRTUS TOTAL RETURN FUND INC.

Sep 20, 2023·Sep 20, 2023

1 txn

GRUMHAUS DAVID D JR.

→DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.

Jun 21, 2021·Jun 21, 2021

1 txn

WALTON R KEITH

→VIRTUS GLOBAL MULTI-SECTOR INCOME FUND

Apr 2, 2020·Apr 2, 2020

1 txn

WALTON R KEITH

→VIRTUS TOTAL RETURN FUND INC.

Apr 2, 2020·Apr 2, 2020

1 txn

GEORGAS CHARLES JOHN

→DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.

Feb 5, 2020·Feb 5, 2020

1 txn

HARRIS SIDNEY E

→VIRTUS TOTAL RETURN FUND INC.

Jan 7, 2020·Jan 7, 2020

1 txn

MCDANIEL CONNIE D

→DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.

Jan 7, 2020·Jan 7, 2020

1 txn

HARRIS SIDNEY E

→DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.

Jan 7, 2020·Jan 7, 2020

1 txn

HARRIS SIDNEY E

→VIRTUS GLOBAL MULTI-SECTOR INCOME FUND

Jan 7, 2020·Jan 7, 2020

1 txn

MALLIN JOHN R

→DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.

Jan 7, 2020·Jan 7, 2020

1 txn

MCNAMARA GERALDINE M

→DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.

Jan 7, 2020·Jan 7, 2020

1 txn

GEORGAS CHARLES JOHN

→DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.

Dec 26, 2019·Dec 26, 2019

1 txn

GEORGAS CHARLES JOHN

→DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.

Nov 20, 2019·Nov 20, 2019

1 txn

ROGERS JAMES B JR

→DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.

Nov 19, 2019·Nov 19, 2019

1 txn

WOODS M TROY

→TOTAL SYSTEM SERVICES INC

Sep 18, 2019·Sep 18, 2019

13 txn

WEAVER DORENDA K

→TOTAL SYSTEM SERVICES INC

Sep 18, 2019·Sep 18, 2019

9 txn

WATSON PATRICIA A

→TOTAL SYSTEM SERVICES INC

Sep 18, 2019·Sep 18, 2019

7 txn

TURNER JOHN THOMPSON

→TOTAL SYSTEM SERVICES INC

Sep 18, 2019·Sep 18, 2019

14 txn

TODD PAUL M

→TOTAL SYSTEM SERVICES INC

Sep 18, 2019·Sep 18, 2019

9 txn

HARRIS SIDNEY E

→TOTAL SYSTEM SERVICES INC

Sep 18, 2019·Sep 18, 2019

5 txn

TURNER JOHN THOMPSON

→TOTAL SYSTEM SERVICES INC

Sep 13, 2019·Sep 13, 2019

6 txn

WOODS M TROY

→TOTAL SYSTEM SERVICES INC

Sep 9, 2019·Sep 9, 2019

9 txn

WOODS M TROY

→TOTAL SYSTEM SERVICES INC

Sep 6, 2019·Sep 6, 2019

9 txn

Page 1 of 3 · 62 total

Filer	Form	Target	Filed	Activity
ZINO BRIAN TCIK · 1239059	4 Trade	VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUNDCIK · 1501103	Nov 22, 2023 Nov 22, 2023	1txn
ZINO BRIAN TCIK · 1239059	4 Trade	VIRTUS STONE HARBOR EMERGING MARKETS TOTAL INCOME FUNDCIK · 1551040	Nov 22, 2023 Nov 22, 2023	1txn
WITTWER STEVEN GLENNCIK · 1994198	4 Trade	VIRTUS TOTAL RETURN FUND INC.CIK · 836412	Sep 20, 2023 Sep 20, 2023	1txn
GRUMHAUS DAVID D JR.CIK · 1611309	4 Trade	DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.CIK · 1603998	Jun 21, 2021 Jun 21, 2021	1txn
WALTON R KEITHCIK · 1281287	4 Trade	VIRTUS GLOBAL MULTI-SECTOR INCOME FUNDCIK · 1528811	Apr 2, 2020 Apr 2, 2020	1txn
WALTON R KEITHCIK · 1281287	4 Trade	VIRTUS TOTAL RETURN FUND INC.CIK · 836412	Apr 2, 2020 Apr 2, 2020	1txn
GEORGAS CHARLES JOHNCIK · 1610750	4 Trade	DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.CIK · 1603998	Feb 5, 2020 Feb 5, 2020	1txn
HARRIS SIDNEY ECIK · 1128834	3 Initial	VIRTUS TOTAL RETURN FUND INC.CIK · 836412	Jan 7, 2020 Jan 7, 2020	1txn
MCDANIEL CONNIE DCIK · 1101225	3 Initial	DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.CIK · 1603998	Jan 7, 2020 Jan 7, 2020	1txn
HARRIS SIDNEY ECIK · 1128834	3 Initial	DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.CIK · 1603998	Jan 7, 2020 Jan 7, 2020	1txn
HARRIS SIDNEY ECIK · 1128834	3 Initial	VIRTUS GLOBAL MULTI-SECTOR INCOME FUNDCIK · 1528811	Jan 7, 2020 Jan 7, 2020	1txn
MALLIN JOHN RCIK · 1797770	3 Initial	DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.CIK · 1603998	Jan 7, 2020 Jan 7, 2020	1txn
MCNAMARA GERALDINE MCIK · 1244748	3 Initial	DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.CIK · 1603998	Jan 7, 2020 Jan 7, 2020	1txn
GEORGAS CHARLES JOHNCIK · 1610750	4 Trade	DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.CIK · 1603998	Dec 26, 2019 Dec 26, 2019	1txn
GEORGAS CHARLES JOHNCIK · 1610750	4 Trade	DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.CIK · 1603998	Nov 20, 2019 Nov 20, 2019	1txn
ROGERS JAMES B JRCIK · 1271638	4 Trade	DUFF & PHELPS SELECT MLP & MIDSTREAM ENERGY FUND INC.CIK · 1603998	Nov 19, 2019 Nov 19, 2019	1txn
WOODS M TROYCIK · 1181991	4 Trade	TOTAL SYSTEM SERVICES INCCIK · 721683	Sep 18, 2019 Sep 18, 2019	13txn
WEAVER DORENDA KCIK · 1287705	4 Trade	TOTAL SYSTEM SERVICES INCCIK · 721683	Sep 18, 2019 Sep 18, 2019	9txn
WATSON PATRICIA ACIK · 1570660	4 Trade	TOTAL SYSTEM SERVICES INCCIK · 721683	Sep 18, 2019 Sep 18, 2019	7txn
TURNER JOHN THOMPSONCIK · 1267228	4 Trade	TOTAL SYSTEM SERVICES INCCIK · 721683	Sep 18, 2019 Sep 18, 2019	14txn
TODD PAUL MCIK · 1612508	4 Trade	TOTAL SYSTEM SERVICES INCCIK · 721683	Sep 18, 2019 Sep 18, 2019	9txn
HARRIS SIDNEY ECIK · 1128834	4 Trade	TOTAL SYSTEM SERVICES INCCIK · 721683	Sep 18, 2019 Sep 18, 2019	5txn
TURNER JOHN THOMPSONCIK · 1267228	4 Trade	TOTAL SYSTEM SERVICES INCCIK · 721683	Sep 13, 2019 Sep 13, 2019	6txn
WOODS M TROYCIK · 1181991	4 Trade	TOTAL SYSTEM SERVICES INCCIK · 721683	Sep 9, 2019 Sep 9, 2019	9txn
WOODS M TROYCIK · 1181991	4 Trade	TOTAL SYSTEM SERVICES INCCIK · 721683	Sep 6, 2019 Sep 6, 2019	9txn

Page 1 of 3 · 62 total