HARBOUR INVESTMENTS, INC.

PrivateCIK: 810121
Location

MADISON, WI

4673
Positions
$6.48B
Total AUM (reported)
113.26M
Total Shares

Allocation by class

TOTAL AUM$6.48B4673 positions
ETF$4.96B76.5%
STOCK$1.39B21.5%
CEF$68.37M1.1%
REIT$30.38M0.5%
ADR$30.07M0.5%
CONVERTIBLE PREFERRED$317.4K0.0%
CONVERTIBLE$69.3K0.0%

Portfolio Concentration

Top 38.5%4–109.8%11–2512.8%Rest68.9%TOP 1018.3%0%100%
Top 3$547.75M8.5%
4–10$637.03M9.8%
11–25$827.35M12.8%
Rest$4.47B68.9%

Top 3 weight

8.5%

Top 10 weight

18.3%

Voting Authority Distribution

Total shares with voting rights: 113.26M

Sole

Full voting authority

113.26M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole4673
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4673
Rows:

VANGUARD S&P 500 ETF

SOLE
ETF
Shares395.17K
TypeSH
Market value$236.14M
3.64%
Sole
395.17K
Shared
0.00
None
0.00

INVESCO QQQ TRUST SERIES I

SOLE
ETF
Shares278.22K
TypeSH
Market value$160.58M
2.48%
Sole
278.22K
Shared
0.00
None
0.00

FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF

SOLE
ETF
Shares3.83M
TypeSH
Market value$151.03M
2.33%
Sole
3.83M
Shared
0.00
None
0.00

APPLE INC COM

SOLE
Stock
Shares459.64K
TypeSH
Market value$116.65M
1.80%
Sole
459.64K
Shared
0.00
None
0.00

FIRST TRUST SMITH UNCONSTRAINED BOND ETF

SOLE
ETF
Shares4.12M
TypeSH
Market value$102.07M
1.58%
Sole
4.12M
Shared
0.00
None
0.00

AVANTIS EMERGING MARKETS EQUITY ETF

SOLE
ETF
Shares1.15M
TypeSH
Market value$92.49M
1.43%
Sole
1.15M
Shared
0.00
None
0.00

FT VEST LADDERED BUFFER ETF

SOLE
ETF
Shares2.62M
TypeSH
Market value$88.35M
1.36%
Sole
2.62M
Shared
0.00
None
0.00

ISHARES CORE S&P MID-CAP ETF

SOLE
ETF
Shares1.26M
TypeSH
Market value$84.93M
1.31%
Sole
1.26M
Shared
0.00
None
0.00

ISHARES CORE S&P 500 ETF

SOLE
ETF
Shares123.46K
TypeSH
Market value$80.65M
1.24%
Sole
123.46K
Shared
0.00
None
0.00

CAPITAL GROUP CORE PLUS INCOME ETF

SOLE
ETF
Shares3.22M
TypeSH
Market value$71.89M
1.11%
Sole
3.22M
Shared
0.00
None
0.00

STATE STREET SPDR S&P 500 ETF

SOLE
ETF
Shares97.23K
TypeSH
Market value$63.23M
0.98%
Sole
97.23K
Shared
0.00
None
0.00

FIRST TRUST RISING DIVIDEND ACHIEVERS ETF

SOLE
ETF
Shares887.23K
TypeSH
Market value$60.58M
0.94%
Sole
887.23K
Shared
0.00
None
0.00

ISHARES S&P 500 GROWTH ETF

SOLE
ETF
Shares532.81K
TypeSH
Market value$60.27M
0.93%
Sole
532.81K
Shared
0.00
None
0.00

ISHARES S&P 500 VALUE ETF

SOLE
ETF
Shares282.61K
TypeSH
Market value$59.67M
0.92%
Sole
282.61K
Shared
0.00
None
0.00

SCHWAB US DIVIDEND EQUITY ETF

SOLE
ETF
Shares1.93M
TypeSH
Market value$59.07M
0.91%
Sole
1.93M
Shared
0.00
None
0.00

FIRST TRUST CORE INVESTMENT GRADE ETF

SOLE
ETF
Shares2.77M
TypeSH
Market value$58.15M
0.90%
Sole
2.77M
Shared
0.00
None
0.00

NVIDIA CORPORATION COM

SOLE
Stock
Shares330.49K
TypeSH
Market value$57.63M
0.89%
Sole
330.49K
Shared
0.00
None
0.00

STATE STREET SPDR PORTFOLIO S&P 500 ETF

SOLE
ETF
Shares741.58K
TypeSH
Market value$56.76M
0.88%
Sole
741.58K
Shared
0.00
None
0.00

PROCTER & GAMBLE CO COM

SOLE
Stock
Shares387.26K
TypeSH
Market value$55.94M
0.86%
Sole
387.26K
Shared
0.00
None
0.00

VANGUARD GROWTH ETF

SOLE
ETF
Shares121.33K
TypeSH
Market value$53.00M
0.82%
Sole
121.33K
Shared
0.00
None
0.00

VANGUARD TOTAL STOCK MARKET ETF

SOLE
ETF
Shares160.84K
TypeSH
Market value$51.60M
0.80%
Sole
160.84K
Shared
0.00
None
0.00

DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF

SOLE
ETF
Shares1.27M
TypeSH
Market value$49.66M
0.77%
Sole
1.27M
Shared
0.00
None
0.00

ABBVIE INC COM

SOLE
Stock
Shares228.03K
TypeSH
Market value$49.59M
0.77%
Sole
228.03K
Shared
0.00
None
0.00

AVANTIS INTERNATIONAL EQUITY ETF

SOLE
ETF
Shares543.53K
TypeSH
Market value$46.11M
0.71%
Sole
543.53K
Shared
0.00
None
0.00

CAPITAL GROUP DIVIDEND VALUE ETF

SOLE
ETF
Shares1.08M
TypeSH
Market value$46.08M
0.71%
Sole
1.08M
Shared
0.00
None
0.00
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