HARBOUR INVESTMENTS, INC.

PrivateCIK: 810121
Location

MADISON, WI

4768
Positions
$7.43B
Total AUM (reported)
119.67M
Total Shares

Allocation by class

TOTAL AUM$7.43B4768 positions
ETF$5.67B76.4%
STOCK$1.62B21.8%
CEF$70.17M0.9%
REIT$35.07M0.5%
ADR$33.32M0.4%
CONVERTIBLE PREFERRED$254.7K0.0%
CONVERTIBLE$49.8K0.0%

Portfolio Concentration

Top 39.1%4–109.7%11–2512.7%Rest68.5%TOP 1018.8%0%100%
Top 3$674.33M9.1%
4–10$722.00M9.7%
11–25$945.39M12.7%
Rest$5.08B68.5%

Top 3 weight

9.1%

Top 10 weight

18.8%

Voting Authority Distribution

Total shares with voting rights: 119.67M

Sole

Full voting authority

119.67M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole4768
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4768
Rows:

VANGUARD S&P 500 ETF

SOLE
ETF
Shares414.99K
TypeSH
Market value$285.02M
3.84%
Sole
414.99K
Shared
0.00
None
0.00

INVESCO QQQ TRUST SERIES I

SOLE
ETF
Shares293.30K
TypeSH
Market value$215.98M
2.91%
Sole
293.30K
Shared
0.00
None
0.00

FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF

SOLE
ETF
Shares4.02M
TypeSH
Market value$173.33M
2.33%
Sole
4.02M
Shared
0.00
None
0.00

APPLE INC COM

SOLE
Stock
Shares453.50K
TypeSH
Market value$131.22M
1.77%
Sole
453.50K
Shared
0.00
None
0.00

AVANTIS EMERGING MARKETS EQUITY ETF

SOLE
ETF
Shares1.18M
TypeSH
Market value$114.02M
1.54%
Sole
1.18M
Shared
0.00
None
0.00

FIRST TRUST SMITH UNCONSTRAINED BOND ETF

SOLE
ETF
Shares4.20M
TypeSH
Market value$104.45M
1.41%
Sole
4.20M
Shared
0.00
None
0.00

ISHARES CORE S&P 500 ETF

SOLE
ETF
Shares132.38K
TypeSH
Market value$99.13M
1.33%
Sole
132.38K
Shared
0.00
None
0.00

ISHARES CORE S&P MID-CAP ETF

SOLE
ETF
Shares1.28M
TypeSH
Market value$98.38M
1.32%
Sole
1.28M
Shared
0.00
None
0.00

FT VEST LADDERED BUFFER ETF

SOLE
ETF
Shares2.69M
TypeSH
Market value$98.11M
1.32%
Sole
2.69M
Shared
0.00
None
0.00

STATE STREET SPDR S&P 500 ETF

SOLE
ETF
Shares102.68K
TypeSH
Market value$76.68M
1.03%
Sole
102.68K
Shared
0.00
None
0.00

CAPITAL GROUP CORE PLUS INCOME ETF

SOLE
ETF
Shares3.41M
TypeSH
Market value$76.10M
1.02%
Sole
3.41M
Shared
0.00
None
0.00

FIRST TRUST RISING DIVIDEND ACHIEVERS ETF

SOLE
ETF
Shares912.65K
TypeSH
Market value$73.98M
1.00%
Sole
912.65K
Shared
0.00
None
0.00

ISHARES S&P 500 GROWTH ETF

SOLE
ETF
Shares527.49K
TypeSH
Market value$72.55M
0.98%
Sole
527.49K
Shared
0.00
None
0.00

STATE STREET SPDR PORTFOLIO S&P 500 ETF

SOLE
ETF
Shares785.23K
TypeSH
Market value$69.01M
0.93%
Sole
785.23K
Shared
0.00
None
0.00

VANGUARD MORNINGSTAR GROWTH ETF

SOLE
ETF
Shares768.22K
TypeSH
Market value$66.17M
0.89%
Sole
768.22K
Shared
0.00
None
0.00

NVIDIA CORPORATION COM

SOLE
Stock
Shares327.83K
TypeSH
Market value$65.60M
0.88%
Sole
327.83K
Shared
0.00
None
0.00

SCHWAB US DIVIDEND EQUITY ETF

SOLE
ETF
Shares2.05M
TypeSH
Market value$65.14M
0.88%
Sole
2.05M
Shared
0.00
None
0.00

ISHARES S&P 500 VALUE ETF

SOLE
ETF
Shares276.57K
TypeSH
Market value$62.80M
0.85%
Sole
276.57K
Shared
0.00
None
0.00

VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF

SOLE
ETF
Shares162.61K
TypeSH
Market value$60.17M
0.81%
Sole
162.61K
Shared
0.00
None
0.00

FIRST TRUST CORE INVESTMENT GRADE ETF

SOLE
ETF
Shares2.87M
TypeSH
Market value$59.92M
0.81%
Sole
2.87M
Shared
0.00
None
0.00

PROCTER & GAMBLE CO COM

SOLE
Stock
Shares386.46K
TypeSH
Market value$56.67M
0.76%
Sole
386.46K
Shared
0.00
None
0.00

ABBVIE INC COM

SOLE
Stock
Shares221.66K
TypeSH
Market value$55.78M
0.75%
Sole
221.66K
Shared
0.00
None
0.00

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE
ETF
Shares764.01K
TypeSH
Market value$54.44M
0.73%
Sole
764.01K
Shared
0.00
None
0.00

SCHWAB U.S. LARGE-CAP ETF

SOLE
ETF
Shares1.82M
TypeSH
Market value$53.56M
0.72%
Sole
1.82M
Shared
0.00
None
0.00

CAPITAL GROUP DIVIDEND VALUE ETF

SOLE
ETF
Shares1.09M
TypeSH
Market value$53.51M
0.72%
Sole
1.09M
Shared
0.00
None
0.00
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