Filed: 5/15/2026ACC: 0000810121-26-000004
📋 What this filing means
HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 4673 equity positions with a total reported market value of $6.48B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4673
Positions
$6.48B
Total AUM (reported)
113.26M
Total Shares
Allocation by class
ETF$4.96B76.5%
STOCK$1.39B21.5%
CEF$68.37M1.1%
REIT$30.38M0.5%
ADR$30.07M0.5%
CONVERTIBLE PREFERRED$317.4K0.0%
CONVERTIBLE$69.3K0.0%
Portfolio Concentration
Top 3$547.75M8.5%
4–10$637.03M9.8%
11–25$827.35M12.8%
Rest$4.47B68.9%
Top 3 weight
8.5%
Top 10 weight
18.3%
Voting Authority Distribution
Total shares with voting rights: 113.26M
Sole
Full voting authority
113.26M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4673
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4673
Rows:
VANGUARD S&P 500 ETF
SOLEShares395.17K
TypeSH
Market value$236.14M
3.64%
Sole
395.17K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares278.22K
TypeSH
Market value$160.58M
2.48%
Sole
278.22K
Shared
0.00
None
0.00
FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF
SOLEShares3.83M
TypeSH
Market value$151.03M
2.33%
Sole
3.83M
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares459.64K
TypeSH
Market value$116.65M
1.80%
Sole
459.64K
Shared
0.00
None
0.00
FIRST TRUST SMITH UNCONSTRAINED BOND ETF
SOLEShares4.12M
TypeSH
Market value$102.07M
1.58%
Sole
4.12M
Shared
0.00
None
0.00
AVANTIS EMERGING MARKETS EQUITY ETF
SOLEShares1.15M
TypeSH
Market value$92.49M
1.43%
Sole
1.15M
Shared
0.00
None
0.00
FT VEST LADDERED BUFFER ETF
SOLEShares2.62M
TypeSH
Market value$88.35M
1.36%
Sole
2.62M
Shared
0.00
None
0.00
ISHARES CORE S&P MID-CAP ETF
SOLEShares1.26M
TypeSH
Market value$84.93M
1.31%
Sole
1.26M
Shared
0.00
None
0.00
ISHARES CORE S&P 500 ETF
SOLEShares123.46K
TypeSH
Market value$80.65M
1.24%
Sole
123.46K
Shared
0.00
None
0.00
CAPITAL GROUP CORE PLUS INCOME ETF
SOLEShares3.22M
TypeSH
Market value$71.89M
1.11%
Sole
3.22M
Shared
0.00
None
0.00
STATE STREET SPDR S&P 500 ETF
SOLEShares97.23K
TypeSH
Market value$63.23M
0.98%
Sole
97.23K
Shared
0.00
None
0.00
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF
SOLEShares887.23K
TypeSH
Market value$60.58M
0.94%
Sole
887.23K
Shared
0.00
None
0.00
ISHARES S&P 500 GROWTH ETF
SOLEShares532.81K
TypeSH
Market value$60.27M
0.93%
Sole
532.81K
Shared
0.00
None
0.00
ISHARES S&P 500 VALUE ETF
SOLEShares282.61K
TypeSH
Market value$59.67M
0.92%
Sole
282.61K
Shared
0.00
None
0.00
SCHWAB US DIVIDEND EQUITY ETF
SOLEShares1.93M
TypeSH
Market value$59.07M
0.91%
Sole
1.93M
Shared
0.00
None
0.00
FIRST TRUST CORE INVESTMENT GRADE ETF
SOLEShares2.77M
TypeSH
Market value$58.15M
0.90%
Sole
2.77M
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares330.49K
TypeSH
Market value$57.63M
0.89%
Sole
330.49K
Shared
0.00
None
0.00
STATE STREET SPDR PORTFOLIO S&P 500 ETF
SOLEShares741.58K
TypeSH
Market value$56.76M
0.88%
Sole
741.58K
Shared
0.00
None
0.00
PROCTER & GAMBLE CO COM
SOLEShares387.26K
TypeSH
Market value$55.94M
0.86%
Sole
387.26K
Shared
0.00
None
0.00
VANGUARD GROWTH ETF
SOLEShares121.33K
TypeSH
Market value$53.00M
0.82%
Sole
121.33K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares160.84K
TypeSH
Market value$51.60M
0.80%
Sole
160.84K
Shared
0.00
None
0.00
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF
SOLEShares1.27M
TypeSH
Market value$49.66M
0.77%
Sole
1.27M
Shared
0.00
None
0.00
ABBVIE INC COM
SOLEShares228.03K
TypeSH
Market value$49.59M
0.77%
Sole
228.03K
Shared
0.00
None
0.00
AVANTIS INTERNATIONAL EQUITY ETF
SOLEShares543.53K
TypeSH
Market value$46.11M
0.71%
Sole
543.53K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE ETF
SOLEShares1.08M
TypeSH
Market value$46.08M
0.71%
Sole
1.08M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD S&P 500 ETFSOLE | ETF | 395.17K | SH | $236.14M 3.64% | 395.17K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 278.22K | SH | $160.58M 2.48% | 278.22K | 0.00 | 0.00 |
FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETFSOLE | ETF | 3.83M | SH | $151.03M 2.33% | 3.83M | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 459.64K | SH | $116.65M 1.80% | 459.64K | 0.00 | 0.00 |
FIRST TRUST SMITH UNCONSTRAINED BOND ETFSOLE | ETF | 4.12M | SH | $102.07M 1.58% | 4.12M | 0.00 | 0.00 |
AVANTIS EMERGING MARKETS EQUITY ETFSOLE | ETF | 1.15M | SH | $92.49M 1.43% | 1.15M | 0.00 | 0.00 |
FT VEST LADDERED BUFFER ETFSOLE | ETF | 2.62M | SH | $88.35M 1.36% | 2.62M | 0.00 | 0.00 |
ISHARES CORE S&P MID-CAP ETFSOLE | ETF | 1.26M | SH | $84.93M 1.31% | 1.26M | 0.00 | 0.00 |
ISHARES CORE S&P 500 ETFSOLE | ETF | 123.46K | SH | $80.65M 1.24% | 123.46K | 0.00 | 0.00 |
CAPITAL GROUP CORE PLUS INCOME ETFSOLE | ETF | 3.22M | SH | $71.89M 1.11% | 3.22M | 0.00 | 0.00 |
STATE STREET SPDR S&P 500 ETFSOLE | ETF | 97.23K | SH | $63.23M 0.98% | 97.23K | 0.00 | 0.00 |
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFSOLE | ETF | 887.23K | SH | $60.58M 0.94% | 887.23K | 0.00 | 0.00 |
ISHARES S&P 500 GROWTH ETFSOLE | ETF | 532.81K | SH | $60.27M 0.93% | 532.81K | 0.00 | 0.00 |
ISHARES S&P 500 VALUE ETFSOLE | ETF | 282.61K | SH | $59.67M 0.92% | 282.61K | 0.00 | 0.00 |
SCHWAB US DIVIDEND EQUITY ETFSOLE | ETF | 1.93M | SH | $59.07M 0.91% | 1.93M | 0.00 | 0.00 |
FIRST TRUST CORE INVESTMENT GRADE ETFSOLE | ETF | 2.77M | SH | $58.15M 0.90% | 2.77M | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 330.49K | SH | $57.63M 0.89% | 330.49K | 0.00 | 0.00 |
STATE STREET SPDR PORTFOLIO S&P 500 ETFSOLE | ETF | 741.58K | SH | $56.76M 0.88% | 741.58K | 0.00 | 0.00 |
PROCTER & GAMBLE CO COMSOLE | Stock | 387.26K | SH | $55.94M 0.86% | 387.26K | 0.00 | 0.00 |
VANGUARD GROWTH ETFSOLE | ETF | 121.33K | SH | $53.00M 0.82% | 121.33K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 160.84K | SH | $51.60M 0.80% | 160.84K | 0.00 | 0.00 |
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFSOLE | ETF | 1.27M | SH | $49.66M 0.77% | 1.27M | 0.00 | 0.00 |
ABBVIE INC COMSOLE | Stock | 228.03K | SH | $49.59M 0.77% | 228.03K | 0.00 | 0.00 |
AVANTIS INTERNATIONAL EQUITY ETFSOLE | ETF | 543.53K | SH | $46.11M 0.71% | 543.53K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUE ETFSOLE | ETF | 1.08M | SH | $46.08M 0.71% | 1.08M | 0.00 | 0.00 |
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