HARBOUR INVESTMENTS, INC.

PrivateCIK: 810121
Location

MADISON, WI

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 3866 equity positions with a total reported market value of $4.93B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3866
Positions
$4.93B
Total AUM (reported)
82.29M
Total Shares

Allocation by class

TOTAL AUM$4.93B3866 positions
COM$835.50M16.9%
S&P 500 ETF SHS$289.91M5.9%
UNIT SER 1$169.27M3.4%
FT VEST LADDERED$116.83M2.4%
STATE STREET SPD$115.90M2.4%
SMID RISNG ETF$104.07M2.1%
SHS CREATION UNI$95.27M1.9%

Portfolio Concentration

Top 311.4%4–1010.4%11–2513.1%Rest65.1%TOP 1021.8%0%100%
Top 3$563.25M11.4%
4–10$513.17M10.4%
11–25$644.96M13.1%
Rest$3.21B65.1%

Top 3 weight

11.4%

Top 10 weight

21.8%

Voting Authority Distribution

Total shares with voting rights: 82.29M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

82.29M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole3866
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings3866
Rows:

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares462.29K
TypeSH
Market value$289.91M
5.88%
Sole
0.00
Shared
0.00
None
462.29K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares275.54K
TypeSH
Market value$169.27M
3.43%
Sole
0.00
Shared
0.00
None
275.54K

FIRST TR EXCHANGE-TRADED FD

SOLE
SMID RISNG ETF
Shares2.72M
TypeSH
Market value$104.07M
2.11%
Sole
0.00
Shared
0.00
None
2.72M

FIRST TR EXCHNG TRADED FD VI

SOLE
SMITH UNCONSTRAI
Shares3.56M
TypeSH
Market value$89.65M
1.82%
Sole
0.00
Shared
0.00
None
3.56M

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST LADDERED
Shares2.48M
TypeSH
Market value$85.03M
1.72%
Sole
0.00
Shared
0.00
None
2.48M

ISHARES TR

SOLE
CORE S&P MCP ETF
Shares1.25M
TypeSH
Market value$82.78M
1.68%
Sole
0.00
Shared
0.00
None
1.25M

APPLE INC

SOLE
COM
Shares271K
TypeSH
Market value$73.67M
1.49%
Sole
0.00
Shared
0.00
None
271K

CAPITAL GRP FIXED INCM ETF T

SOLE
CORE PLUS INCM
Shares2.82M
TypeSH
Market value$63.83M
1.29%
Sole
0.00
Shared
0.00
None
2.82M

AMERICAN CENTY ETF TR

SOLE
AVANTIS EMGMKT
Shares773.52K
TypeSH
Market value$59.58M
1.21%
Sole
0.00
Shared
0.00
None
773.52K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares85.60K
TypeSH
Market value$58.63M
1.19%
Sole
0.00
Shared
0.00
None
85.60K

SPDR S&P 500 ETF TR

SOLE
TR UNIT
Shares85.54K
TypeSH
Market value$58.33M
1.18%
Sole
0.00
Shared
0.00
None
85.54K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares664.81K
TypeSH
Market value$53.33M
1.08%
Sole
0.00
Shared
0.00
None
664.81K

VANGUARD WORLD FD

SOLE
INF TECH ETF
Shares65.28K
TypeSH
Market value$49.21M
1.00%
Sole
0.00
Shared
0.00
None
65.28K

SCHWAB STRATEGIC TR

SOLE
US LRG CAP ETF
Shares1.78M
TypeSH
Market value$47.78M
0.97%
Sole
0.00
Shared
0.00
None
1.78M

NVIDIA CORPORATION

SOLE
COM
Shares254.77K
TypeSH
Market value$47.51M
0.96%
Sole
0.00
Shared
0.00
None
254.77K

SCHWAB STRATEGIC TR

SOLE
US DIVIDEND EQ
Shares1.61M
TypeSH
Market value$44.25M
0.90%
Sole
0.00
Shared
0.00
None
1.61M

FIRST TR EXCHANGE TRADED FD

SOLE
RISNG DIVD ACHIV
Shares578.88K
TypeSH
Market value$40.21M
0.82%
Sole
0.00
Shared
0.00
None
578.88K

PROCTER AND GAMBLE CO

SOLE
COM
Shares276.83K
TypeSH
Market value$39.67M
0.80%
Sole
0.00
Shared
0.00
None
276.83K

ABBVIE INC

SOLE
COM
Shares172.03K
TypeSH
Market value$39.31M
0.80%
Sole
0.00
Shared
0.00
None
172.03K

VANGUARD BD INDEX FDS

SOLE
TOTAL BND MRKT
Shares530.48K
TypeSH
Market value$39.29M
0.80%
Sole
0.00
Shared
0.00
None
530.48K

MICROSOFT CORP

SOLE
COM
Shares79.80K
TypeSH
Market value$38.59M
0.78%
Sole
0.00
Shared
0.00
None
79.80K

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares77.25K
TypeSH
Market value$37.69M
0.76%
Sole
0.00
Shared
0.00
None
77.25K

FIRST TR EXCHANGE-TRADED FD

SOLE
CAP STRENGTH ETF
Shares401.26K
TypeSH
Market value$37.12M
0.75%
Sole
0.00
Shared
0.00
None
401.26K

VANGUARD TAX-MANAGED FDS

SOLE
VAN FTSE DEV MKT
Shares588.78K
TypeSH
Market value$36.78M
0.75%
Sole
0.00
Shared
0.00
None
588.78K

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares107.02K
TypeSH
Market value$35.88M
0.73%
Sole
0.00
Shared
0.00
None
107.02K
Page 1 of 155