HARBOUR INVESTMENTS, INC.

Filed: 7/28/2025ACC: 0000810121-25-000004

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 3607 equity positions with a total reported market value of $3.95B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3607

Positions

$3.95B

Total AUM (reported)

70.41M

Total Shares

Allocation by class

COM$586.12M14.8%

S&P 500 ETF SHS$235.07M6.0%

UNIT SER 1$144.20M3.7%

FT VEST LADDERED$104.56M2.6%

SMID RISNG ETF$100.04M2.5%

SHS$82.35M2.1%

CORE S&P MCP ETF$76.05M1.9%

Portfolio Concentration

Top 3$479.31M12.1%

4–10$433.96M11.0%

11–25$559.71M14.2%

Rest$2.47B62.7%

Top 3 weight

12.1%

Top 10 weight

23.1%

Voting Authority Distribution

Total shares with voting rights: 70.41M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

70.41M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3607

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3607

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares413.83K

TypeSH

Market value$235.07M

5.95%

Sole

0.00

Shared

0.00

None

413.83K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares261.41K

TypeSH

Market value$144.20M

3.65%

Sole

0.00

Shared

0.00

None

261.41K

FIRST TR EXCHANGE-TRADED FD

SOLE

SMID RISNG ETF

Shares2.84M

TypeSH

Market value$100.04M

2.53%

Sole

0.00

Shared

0.00

None

2.84M

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares2.46M

TypeSH

Market value$78.24M

1.98%

Sole

0.00

Shared

0.00

None

2.46M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.23M

TypeSH

Market value$76.05M

1.93%

Sole

0.00

Shared

0.00

None

1.23M

FIRST TR EXCHNG TRADED FD VI

SOLE

SMITH UNCONSTRAI

Shares2.66M

TypeSH

Market value$66.33M

1.68%

Sole

0.00

Shared

0.00

None

2.66M

APPLE INC

SOLE

COM

Shares277.49K

TypeSH

Market value$56.93M

1.44%

Sole

0.00

Shared

0.00

None

277.49K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares587.59K

TypeSH

Market value$53.41M

1.35%

Sole

0.00

Shared

0.00

None

587.59K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares84.66K

TypeSH

Market value$52.56M

1.33%

Sole

0.00

Shared

0.00

None

84.66K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares1.90M

TypeSH

Market value$50.44M

1.28%

Sole

0.00

Shared

0.00

None

1.90M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares2.05M

TypeSH

Market value$50.17M

1.27%

Sole

0.00

Shared

0.00

None

2.05M

SPDR SERIES TRUST

SOLE

PORTFOLIO S&P500

Shares658.26K

TypeSH

Market value$47.85M

1.21%

Sole

0.00

Shared

0.00

None

658.26K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares1.97M

TypeSH

Market value$44.27M

1.12%

Sole

0.00

Shared

0.00

None

1.97M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares67.20K

TypeSH

Market value$41.52M

1.05%

Sole

0.00

Shared

0.00

None

67.20K

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares61.34K

TypeSH

Market value$40.68M

1.03%

Sole

0.00

Shared

0.00

None

61.34K

NVIDIA CORPORATION

SOLE

COM

Shares251.27K

TypeSH

Market value$39.70M

1.01%

Sole

0.00

Shared

0.00

None

251.27K

AMERICAN CENTY ETF TR

SOLE

AVANTIS EMGMKT

Shares576.60K

TypeSH

Market value$39.52M

1.00%

Sole

0.00

Shared

0.00

None

576.60K

PROCTER AND GAMBLE CO

SOLE

COM

Shares243.13K

TypeSH

Market value$38.73M

0.98%

Sole

0.00

Shared

0.00

None

243.13K

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares589.85K

TypeSH

Market value$37.01M

0.94%

Sole

0.00

Shared

0.00

None

589.85K

MICROSOFT CORP

SOLE

COM

Shares65.73K

TypeSH

Market value$32.70M

0.83%

Sole

0.00

Shared

0.00

None

65.73K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares437K

TypeSH

Market value$32.18M

0.82%

Sole

0.00

Shared

0.00

None

437K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares99.64K

TypeSH

Market value$30.28M

0.77%

Sole

0.00

Shared

0.00

None

99.64K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares67.72K

TypeSH

Market value$29.69M

0.75%

Sole

0.00

Shared

0.00

None

67.72K

FIRST TR EXCHANGE-TRADED FD

SOLE

SHS

Shares655.49K

TypeSH

Market value$29.30M

0.74%

Sole

0.00

Shared

0.00

None

655.49K

PACER FDS TR

SOLE

US CASH COWS 100

Shares473.78K

TypeSH

Market value$26.11M

0.66%

Sole

0.00

Shared

0.00

None

473.78K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	413.83K	SH	$235.07M 5.95%	413.83K
INVESCO QQQ TRSOLE	UNIT SER 1	261.41K	SH	$144.20M 3.65%	261.41K
FIRST TR EXCHANGE-TRADED FDSOLE	SMID RISNG ETF	2.84M	SH	$100.04M 2.53%	2.84M
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	2.46M	SH	$78.24M 1.98%	2.46M
ISHARES TRSOLE	CORE S&P MCP ETF	1.23M	SH	$76.05M 1.93%	1.23M
FIRST TR EXCHNG TRADED FD VISOLE	SMITH UNCONSTRAI	2.66M	SH	$66.33M 1.68%	2.66M
APPLE INCSOLE	COM	277.49K	SH	$56.93M 1.44%	277.49K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	587.59K	SH	$53.41M 1.35%	587.59K
ISHARES TRSOLE	CORE S&P500 ETF	84.66K	SH	$52.56M 1.33%	84.66K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	1.90M	SH	$50.44M 1.28%	1.90M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	2.05M	SH	$50.17M 1.27%	2.05M
SPDR SERIES TRUSTSOLE	PORTFOLIO S&P500	658.26K	SH	$47.85M 1.21%	658.26K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	1.97M	SH	$44.27M 1.12%	1.97M
SPDR S&P 500 ETF TRSOLE	TR UNIT	67.20K	SH	$41.52M 1.05%	67.20K
VANGUARD WORLD FDSOLE	INF TECH ETF	61.34K	SH	$40.68M 1.03%	61.34K
NVIDIA CORPORATIONSOLE	COM	251.27K	SH	$39.70M 1.01%	251.27K
AMERICAN CENTY ETF TRSOLE	AVANTIS EMGMKT	576.60K	SH	$39.52M 1.00%	576.60K
PROCTER AND GAMBLE COSOLE	COM	243.13K	SH	$38.73M 0.98%	243.13K
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	589.85K	SH	$37.01M 0.94%	589.85K
MICROSOFT CORPSOLE	COM	65.73K	SH	$32.70M 0.83%	65.73K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	437K	SH	$32.18M 0.82%	437K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	99.64K	SH	$30.28M 0.77%	99.64K
VANGUARD INDEX FDSSOLE	GROWTH ETF	67.72K	SH	$29.69M 0.75%	67.72K
FIRST TR EXCHANGE-TRADED FDSOLE	SHS	655.49K	SH	$29.30M 0.74%	655.49K
PACER FDS TRSOLE	US CASH COWS 100	473.78K	SH	$26.11M 0.66%	473.78K

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