HARBOUR INVESTMENTS, INC.

Filed: 2/10/2025ACC: 0000810121-25-000001

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 3491 equity positions with a total reported market value of $3.48B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3491

Positions

$3.48B

Total AUM (reported)

64.21M

Total Shares

Allocation by class

COM$537.23M15.4%

S&P 500 ETF SHS$174.44M5.0%

UNIT SER 1$124.81M3.6%

TCW UNCONSTRAI$97.99M2.8%

PACER US SMALL$92.15M2.6%

FT VEST LADDERED$91.78M2.6%

SHS$70.41M2.0%

Portfolio Concentration

Top 3$397.25M11.4%

4–10$471.58M13.5%

11–25$539.37M15.5%

Rest$2.08B59.6%

Top 3 weight

11.4%

Top 10 weight

24.9%

Voting Authority Distribution

Total shares with voting rights: 64.21M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

64.21M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3491

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3491

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares323.75K

TypeSH

Market value$174.44M

5.01%

Sole

0.00

Shared

0.00

None

323.75K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares244.14K

TypeSH

Market value$124.81M

3.58%

Sole

0.00

Shared

0.00

None

244.14K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares3.98M

TypeSH

Market value$97.99M

2.81%

Sole

0.00

Shared

0.00

None

3.98M

PACER FDS TR

SOLE

PACER US SMALL

Shares2.09M

TypeSH

Market value$92.15M

2.65%

Sole

0.00

Shared

0.00

None

2.09M

APPLE INC

SOLE

COM

Shares282.39K

TypeSH

Market value$70.72M

2.03%

Sole

0.00

Shared

0.00

None

282.39K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.09M

TypeSH

Market value$67.90M

1.95%

Sole

0.00

Shared

0.00

None

1.09M

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares2.21M

TypeSH

Market value$67.19M

1.93%

Sole

0.00

Shared

0.00

None

2.21M

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares2.36M

TypeSH

Market value$64.47M

1.85%

Sole

0.00

Shared

0.00

None

2.36M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares760.35K

TypeSH

Market value$54.68M

1.57%

Sole

0.00

Shared

0.00

None

760.35K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares620.48K

TypeSH

Market value$54.49M

1.56%

Sole

0.00

Shared

0.00

None

620.48K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares758.97K

TypeSH

Market value$52.32M

1.50%

Sole

0.00

Shared

0.00

None

758.97K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares2.06M

TypeSH

Market value$47.74M

1.37%

Sole

0.00

Shared

0.00

None

2.06M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares79.88K

TypeSH

Market value$47.02M

1.35%

Sole

0.00

Shared

0.00

None

79.88K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares1.96M

TypeSH

Market value$43.40M

1.25%

Sole

0.00

Shared

0.00

None

1.96M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares65.88K

TypeSH

Market value$38.61M

1.11%

Sole

0.00

Shared

0.00

None

65.88K

PROCTER AND GAMBLE CO

SOLE

COM

Shares215.29K

TypeSH

Market value$36.09M

1.04%

Sole

0.00

Shared

0.00

None

215.29K

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares56.67K

TypeSH

Market value$35.24M

1.01%

Sole

0.00

Shared

0.00

None

56.67K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares558.67K

TypeSH

Market value$33.04M

0.95%

Sole

0.00

Shared

0.00

None

558.67K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares755.37K

TypeSH

Market value$32.96M

0.95%

Sole

0.00

Shared

0.00

None

755.37K

NVIDIA CORPORATION

SOLE

COM

Shares244.25K

TypeSH

Market value$32.80M

0.94%

Sole

0.00

Shared

0.00

None

244.25K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares105.62K

TypeSH

Market value$30.61M

0.88%

Sole

0.00

Shared

0.00

None

105.62K

MICROSOFT CORP

SOLE

COM

Shares66.42K

TypeSH

Market value$27.99M

0.80%

Sole

0.00

Shared

0.00

None

66.42K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares67.31K

TypeSH

Market value$27.63M

0.79%

Sole

0.00

Shared

0.00

None

67.31K

AMAZON COM INC

SOLE

COM

Shares125.88K

TypeSH

Market value$27.62M

0.79%

Sole

0.00

Shared

0.00

None

125.88K

AMERICAN CENTY ETF TR

SOLE

AVANTIS EMGMKT

Shares447.12K

TypeSH

Market value$26.29M

0.75%

Sole

0.00

Shared

0.00

None

447.12K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	323.75K	SH	$174.44M 5.01%	323.75K
INVESCO QQQ TRSOLE	UNIT SER 1	244.14K	SH	$124.81M 3.58%	244.14K
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	3.98M	SH	$97.99M 2.81%	3.98M
PACER FDS TRSOLE	PACER US SMALL	2.09M	SH	$92.15M 2.65%	2.09M
APPLE INCSOLE	COM	282.39K	SH	$70.72M 2.03%	282.39K
ISHARES TRSOLE	CORE S&P MCP ETF	1.09M	SH	$67.90M 1.95%	1.09M
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	2.21M	SH	$67.19M 1.93%	2.21M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	2.36M	SH	$64.47M 1.85%	2.36M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	760.35K	SH	$54.68M 1.57%	760.35K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	620.48K	SH	$54.49M 1.56%	620.48K
SPDR SER TRSOLE	PORTFOLIO S&P500	758.97K	SH	$52.32M 1.50%	758.97K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	2.06M	SH	$47.74M 1.37%	2.06M
ISHARES TRSOLE	CORE S&P500 ETF	79.88K	SH	$47.02M 1.35%	79.88K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	1.96M	SH	$43.40M 1.25%	1.96M
SPDR S&P 500 ETF TRSOLE	TR UNIT	65.88K	SH	$38.61M 1.11%	65.88K
PROCTER AND GAMBLE COSOLE	COM	215.29K	SH	$36.09M 1.04%	215.29K
VANGUARD WORLD FDSOLE	INF TECH ETF	56.67K	SH	$35.24M 1.01%	56.67K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	558.67K	SH	$33.04M 0.95%	558.67K
FIRST TR VALUE LINE DIVID INSOLE	SHS	755.37K	SH	$32.96M 0.95%	755.37K
NVIDIA CORPORATIONSOLE	COM	244.25K	SH	$32.80M 0.94%	244.25K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	105.62K	SH	$30.61M 0.88%	105.62K
MICROSOFT CORPSOLE	COM	66.42K	SH	$27.99M 0.80%	66.42K
VANGUARD INDEX FDSSOLE	GROWTH ETF	67.31K	SH	$27.63M 0.79%	67.31K
AMAZON COM INCSOLE	COM	125.88K	SH	$27.62M 0.79%	125.88K
AMERICAN CENTY ETF TRSOLE	AVANTIS EMGMKT	447.12K	SH	$26.29M 0.75%	447.12K

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