Filed: 11/4/2024ACC: 0000810121-24-000004
📋 What this filing means
HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 3396 equity positions with a total reported market value of $3.32B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3396
Positions
$3.32B
Total AUM (reported)
55.72M
Total Shares
Allocation by class
COM$513.05M15.4%
S&P 500 ETF SHS$146.09M4.4%
UNIT SER 1$139.75M4.2%
PACER US SMALL$96.50M2.9%
TCW UNCONSTRAI$86.42M2.6%
FT VEST LADDERED$79.78M2.4%
US DIVIDEND EQ$71.26M2.1%
Portfolio Concentration
Top 3$382.34M11.5%
4–10$456.08M13.7%
11–25$511.82M15.4%
Rest$1.97B59.4%
Top 3 weight
11.5%
Top 10 weight
25.2%
Voting Authority Distribution
Total shares with voting rights: 55.72M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
55.72M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole3396
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings3396
Rows:
VANGUARD INDEX FDS
SOLEShares276.86K
TypeSH
Market value$146.09M
4.39%
Sole
0.00
Shared
0.00
None
276.86K
INVESCO QQQ TR
SOLEShares286.32K
TypeSH
Market value$139.75M
4.20%
Sole
0.00
Shared
0.00
None
286.32K
PACER FDS TR
SOLEShares2.07M
TypeSH
Market value$96.50M
2.90%
Sole
0.00
Shared
0.00
None
2.07M
FIRST TR EXCHNG TRADED FD VI
SOLEShares3.44M
TypeSH
Market value$86.42M
2.60%
Sole
0.00
Shared
0.00
None
3.44M
SCHWAB STRATEGIC TR
SOLEShares843.05K
TypeSH
Market value$71.26M
2.14%
Sole
0.00
Shared
0.00
None
843.05K
APPLE INC
SOLEShares277.84K
TypeSH
Market value$64.74M
1.95%
Sole
0.00
Shared
0.00
None
277.84K
ISHARES TR
SOLEShares1.02M
TypeSH
Market value$63.79M
1.92%
Sole
0.00
Shared
0.00
None
1.02M
FIRST TR EXCHNG TRADED FD VI
SOLEShares1.96M
TypeSH
Market value$58.68M
1.77%
Sole
0.00
Shared
0.00
None
1.96M
FIRST TR EXCHANGE-TRADED FD
SOLEShares622.70K
TypeSH
Market value$56.54M
1.70%
Sole
0.00
Shared
0.00
None
622.70K
VANGUARD BD INDEX FDS
SOLEShares727.57K
TypeSH
Market value$54.65M
1.64%
Sole
0.00
Shared
0.00
None
727.57K
SCHWAB STRATEGIC TR
SOLEShares696.98K
TypeSH
Market value$47.29M
1.42%
Sole
0.00
Shared
0.00
None
696.98K
ISHARES TR
SOLEShares80.48K
TypeSH
Market value$46.42M
1.40%
Sole
0.00
Shared
0.00
None
80.48K
SPDR SER TR
SOLEShares675.50K
TypeSH
Market value$45.60M
1.37%
Sole
0.00
Shared
0.00
None
675.50K
SPDR S&P 500 ETF TR
SOLEShares70.35K
TypeSH
Market value$40.36M
1.21%
Sole
0.00
Shared
0.00
None
70.35K
CAPITAL GRP FIXED INCM ETF T
SOLEShares1.73M
TypeSH
Market value$39.90M
1.20%
Sole
0.00
Shared
0.00
None
1.73M
PROCTER AND GAMBLE CO
SOLEShares212.47K
TypeSH
Market value$36.80M
1.11%
Sole
0.00
Shared
0.00
None
212.47K
FIRST TR VALUE LINE DIVID IN
SOLEShares764.22K
TypeSH
Market value$34.76M
1.05%
Sole
0.00
Shared
0.00
None
764.22K
ISHARES INC
SOLEShares540.29K
TypeSH
Market value$33.02M
0.99%
Sole
0.00
Shared
0.00
None
540.29K
FIRST TR EXCHANGE-TRADED FD
SOLEShares529.71K
TypeSH
Market value$31.36M
0.94%
Sole
0.00
Shared
0.00
None
529.71K
MICROSOFT CORP
SOLEShares65.21K
TypeSH
Market value$28.06M
0.84%
Sole
0.00
Shared
0.00
None
65.21K
VANGUARD INDEX FDS
SOLEShares97.39K
TypeSH
Market value$27.58M
0.83%
Sole
0.00
Shared
0.00
None
97.39K
NVIDIA CORPORATION
SOLEShares218.99K
TypeSH
Market value$26.59M
0.80%
Sole
0.00
Shared
0.00
None
218.99K
VANGUARD STAR FDS
SOLEShares409.39K
TypeSH
Market value$26.50M
0.80%
Sole
0.00
Shared
0.00
None
409.39K
VANGUARD INDEX FDS
SOLEShares62.79K
TypeSH
Market value$24.11M
0.73%
Sole
0.00
Shared
0.00
None
62.79K
AMAZON COM INC
SOLEShares125.88K
TypeSH
Market value$23.45M
0.71%
Sole
0.00
Shared
0.00
None
125.88K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 276.86K | SH | $146.09M 4.39% | 0.00 | 0.00 | 276.86K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 286.32K | SH | $139.75M 4.20% | 0.00 | 0.00 | 286.32K |
PACER FDS TRSOLE | PACER US SMALL | 2.07M | SH | $96.50M 2.90% | 0.00 | 0.00 | 2.07M |
FIRST TR EXCHNG TRADED FD VISOLE | TCW UNCONSTRAI | 3.44M | SH | $86.42M 2.60% | 0.00 | 0.00 | 3.44M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 843.05K | SH | $71.26M 2.14% | 0.00 | 0.00 | 843.05K |
APPLE INCSOLE | COM | 277.84K | SH | $64.74M 1.95% | 0.00 | 0.00 | 277.84K |
ISHARES TRSOLE | CORE S&P MCP ETF | 1.02M | SH | $63.79M 1.92% | 0.00 | 0.00 | 1.02M |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 1.96M | SH | $58.68M 1.77% | 0.00 | 0.00 | 1.96M |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 622.70K | SH | $56.54M 1.70% | 0.00 | 0.00 | 622.70K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 727.57K | SH | $54.65M 1.64% | 0.00 | 0.00 | 727.57K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 696.98K | SH | $47.29M 1.42% | 0.00 | 0.00 | 696.98K |
ISHARES TRSOLE | CORE S&P500 ETF | 80.48K | SH | $46.42M 1.40% | 0.00 | 0.00 | 80.48K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 675.50K | SH | $45.60M 1.37% | 0.00 | 0.00 | 675.50K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 70.35K | SH | $40.36M 1.21% | 0.00 | 0.00 | 70.35K |
CAPITAL GRP FIXED INCM ETF TSOLE | CORE PLUS INCM | 1.73M | SH | $39.90M 1.20% | 0.00 | 0.00 | 1.73M |
PROCTER AND GAMBLE COSOLE | COM | 212.47K | SH | $36.80M 1.11% | 0.00 | 0.00 | 212.47K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 764.22K | SH | $34.76M 1.05% | 0.00 | 0.00 | 764.22K |
ISHARES INCSOLE | MSCI EMRG CHN | 540.29K | SH | $33.02M 0.99% | 0.00 | 0.00 | 540.29K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 529.71K | SH | $31.36M 0.94% | 0.00 | 0.00 | 529.71K |
MICROSOFT CORPSOLE | COM | 65.21K | SH | $28.06M 0.84% | 0.00 | 0.00 | 65.21K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 97.39K | SH | $27.58M 0.83% | 0.00 | 0.00 | 97.39K |
NVIDIA CORPORATIONSOLE | COM | 218.99K | SH | $26.59M 0.80% | 0.00 | 0.00 | 218.99K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 409.39K | SH | $26.50M 0.80% | 0.00 | 0.00 | 409.39K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 62.79K | SH | $24.11M 0.73% | 0.00 | 0.00 | 62.79K |
AMAZON COM INCSOLE | COM | 125.88K | SH | $23.45M 0.71% | 0.00 | 0.00 | 125.88K |
Page 1 of 136
…