HARBOUR INVESTMENTS, INC.

Filed: 7/26/2024ACC: 0000810121-24-000003

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 3291 equity positions with a total reported market value of $2.96B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3291

Positions

$2.96B

Total AUM (reported)

50.93M

Total Shares

Allocation by class

COM$473.31M16.0%

UNIT SER 1$139.99M4.7%

S&P 500 ETF SHS$137.43M4.6%

PACER US SMALL$88.83M3.0%

TCW UNCONSTRAI$70.19M2.4%

SHS$69.12M2.3%

FT VEST LADDERED$64.20M2.2%

Portfolio Concentration

Top 3$366.25M12.4%

4–10$375.94M12.7%

11–25$462.26M15.6%

Rest$1.76B59.4%

Top 3 weight

12.4%

Top 10 weight

25.0%

Voting Authority Distribution

Total shares with voting rights: 50.93M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

50.93M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3291

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3291

Rows:

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares292.19K

TypeSH

Market value$139.99M

4.72%

Sole

0.00

Shared

0.00

None

292.19K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares274.78K

TypeSH

Market value$137.43M

4.64%

Sole

0.00

Shared

0.00

None

274.78K

PACER FDS TR

SOLE

PACER US SMALL

Shares2.04M

TypeSH

Market value$88.83M

3.00%

Sole

0.00

Shared

0.00

None

2.04M

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares2.87M

TypeSH

Market value$70.19M

2.37%

Sole

0.00

Shared

0.00

None

2.87M

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares803.96K

TypeSH

Market value$62.52M

2.11%

Sole

0.00

Shared

0.00

None

803.96K

APPLE INC

SOLE

COM

Shares286.82K

TypeSH

Market value$60.41M

2.04%

Sole

0.00

Shared

0.00

None

286.82K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares604.13K

TypeSH

Market value$50.77M

1.71%

Sole

0.00

Shared

0.00

None

604.13K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares1.56M

TypeSH

Market value$45.13M

1.52%

Sole

0.00

Shared

0.00

None

1.56M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares686.14K

TypeSH

Market value$44.08M

1.49%

Sole

0.00

Shared

0.00

None

686.14K

FIDELITY COVINGTON TRUST

SOLE

MSCI HLTH CARE I

Shares624.57K

TypeSH

Market value$42.85M

1.45%

Sole

0.00

Shared

0.00

None

624.57K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares581.12K

TypeSH

Market value$41.87M

1.41%

Sole

0.00

Shared

0.00

None

581.12K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares75.83K

TypeSH

Market value$41.49M

1.40%

Sole

0.00

Shared

0.00

None

75.83K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares618.37K

TypeSH

Market value$39.58M

1.34%

Sole

0.00

Shared

0.00

None

618.37K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares954.75K

TypeSH

Market value$38.91M

1.31%

Sole

0.00

Shared

0.00

None

954.75K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares65.79K

TypeSH

Market value$35.81M

1.21%

Sole

0.00

Shared

0.00

None

65.79K

PROCTER AND GAMBLE CO

SOLE

COM

Shares203.03K

TypeSH

Market value$33.48M

1.13%

Sole

0.00

Shared

0.00

None

203.03K

ISHARES INC

SOLE

MSCI EMRG CHN

Shares513.80K

TypeSH

Market value$30.42M

1.03%

Sole

0.00

Shared

0.00

None

513.80K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares542.64K

TypeSH

Market value$29.71M

1.00%

Sole

0.00

Shared

0.00

None

542.64K

MICROSOFT CORP

SOLE

COM

Shares63.09K

TypeSH

Market value$28.20M

0.95%

Sole

0.00

Shared

0.00

None

63.09K

NVIDIA CORPORATION

SOLE

COM

Shares217.47K

TypeSH

Market value$26.87M

0.91%

Sole

0.00

Shared

0.00

None

217.47K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares1.18M

TypeSH

Market value$26.20M

0.88%

Sole

0.00

Shared

0.00

None

1.18M

AMAZON COM INC

SOLE

COM

Shares122.10K

TypeSH

Market value$23.60M

0.80%

Sole

0.00

Shared

0.00

None

122.10K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares373.23K

TypeSH

Market value$22.24M

0.75%

Sole

0.00

Shared

0.00

None

373.23K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares82.56K

TypeSH

Market value$22.08M

0.75%

Sole

0.00

Shared

0.00

None

82.56K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares432.11K

TypeSH

Market value$21.81M

0.74%

Sole

0.00

Shared

0.00

None

432.11K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO QQQ TRSOLE	UNIT SER 1	292.19K	SH	$139.99M 4.72%	292.19K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	274.78K	SH	$137.43M 4.64%	274.78K
PACER FDS TRSOLE	PACER US SMALL	2.04M	SH	$88.83M 3.00%	2.04M
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	2.87M	SH	$70.19M 2.37%	2.87M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	803.96K	SH	$62.52M 2.11%	803.96K
APPLE INCSOLE	COM	286.82K	SH	$60.41M 2.04%	286.82K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	604.13K	SH	$50.77M 1.71%	604.13K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	1.56M	SH	$45.13M 1.52%	1.56M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	686.14K	SH	$44.08M 1.49%	686.14K
FIDELITY COVINGTON TRUSTSOLE	MSCI HLTH CARE I	624.57K	SH	$42.85M 1.45%	624.57K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	581.12K	SH	$41.87M 1.41%	581.12K
ISHARES TRSOLE	CORE S&P500 ETF	75.83K	SH	$41.49M 1.40%	75.83K
SPDR SER TRSOLE	PORTFOLIO S&P500	618.37K	SH	$39.58M 1.34%	618.37K
FIRST TR VALUE LINE DIVID INSOLE	SHS	954.75K	SH	$38.91M 1.31%	954.75K
SPDR S&P 500 ETF TRSOLE	TR UNIT	65.79K	SH	$35.81M 1.21%	65.79K
PROCTER AND GAMBLE COSOLE	COM	203.03K	SH	$33.48M 1.13%	203.03K
ISHARES INCSOLE	MSCI EMRG CHN	513.80K	SH	$30.42M 1.03%	513.80K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	542.64K	SH	$29.71M 1.00%	542.64K
MICROSOFT CORPSOLE	COM	63.09K	SH	$28.20M 0.95%	63.09K
NVIDIA CORPORATIONSOLE	COM	217.47K	SH	$26.87M 0.91%	217.47K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	1.18M	SH	$26.20M 0.88%	1.18M
AMAZON COM INCSOLE	COM	122.10K	SH	$23.60M 0.80%	122.10K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	373.23K	SH	$22.24M 0.75%	373.23K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	82.56K	SH	$22.08M 0.75%	82.56K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	432.11K	SH	$21.81M 0.74%	432.11K

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