HARBOUR INVESTMENTS, INC.

Filed: 7/22/2024ACC: 0000810121-24-000002

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 3215 equity positions with a total reported market value of $2.82B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3215

Positions

$2.82B

Total AUM (reported)

48.76M

Total Shares

Allocation by class

COM$452.36M16.0%

S&P 500 ETF SHS$124.07M4.4%

UNIT SER 1$120.63M4.3%

PACER US SMALL$92.25M3.3%

SHS$75.32M2.7%

TCW UNCONSTRAI$66.25M2.3%

US DIVIDEND EQ$62.09M2.2%

Portfolio Concentration

Top 3$336.95M11.9%

4–10$361.53M12.8%

11–25$416.18M14.7%

Rest$1.71B60.5%

Top 3 weight

11.9%

Top 10 weight

24.8%

Voting Authority Distribution

Total shares with voting rights: 48.76M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

48.76M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3215

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3215

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares258.11K

TypeSH

Market value$124.07M

4.40%

Sole

0.00

Shared

0.00

None

258.11K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares271.69K

TypeSH

Market value$120.63M

4.27%

Sole

0.00

Shared

0.00

None

271.69K

PACER FDS TR

SOLE

PACER US SMALL

Shares1.88M

TypeSH

Market value$92.25M

3.27%

Sole

0.00

Shared

0.00

None

1.88M

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares2.69M

TypeSH

Market value$66.25M

2.35%

Sole

0.00

Shared

0.00

None

2.69M

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares770.03K

TypeSH

Market value$62.09M

2.20%

Sole

0.00

Shared

0.00

None

770.03K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares622.65K

TypeSH

Market value$53.33M

1.89%

Sole

0.00

Shared

0.00

None

622.65K

APPLE INC

SOLE

COM

Shares296.20K

TypeSH

Market value$50.79M

1.80%

Sole

0.00

Shared

0.00

None

296.20K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares1.07M

TypeSH

Market value$45.36M

1.61%

Sole

0.00

Shared

0.00

None

1.07M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares676.08K

TypeSH

Market value$41.96M

1.49%

Sole

0.00

Shared

0.00

None

676.08K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares574.86K

TypeSH

Market value$41.75M

1.48%

Sole

0.00

Shared

0.00

None

574.86K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares74.76K

TypeSH

Market value$39.31M

1.39%

Sole

0.00

Shared

0.00

None

74.76K

FIDELITY COVINGTON TRUST

SOLE

MSCI HLTH CARE I

Shares546.69K

TypeSH

Market value$38.14M

1.35%

Sole

0.00

Shared

0.00

None

546.69K

PROCTER AND GAMBLE CO

SOLE

COM

Shares203.42K

TypeSH

Market value$33.00M

1.17%

Sole

0.00

Shared

0.00

None

203.42K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares60.05K

TypeSH

Market value$31.41M

1.11%

Sole

0.00

Shared

0.00

None

60.05K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares550.17K

TypeSH

Market value$30.90M

1.10%

Sole

0.00

Shared

0.00

None

550.17K

ISHARES INC

SOLE

MSCI EMRG CHN

Shares492.13K

TypeSH

Market value$28.33M

1.00%

Sole

0.00

Shared

0.00

None

492.13K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST FD OF BU

Shares983.92K

TypeSH

Market value$27.51M

0.97%

Sole

0.00

Shared

0.00

None

983.92K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares425.67K

TypeSH

Market value$26.19M

0.93%

Sole

0.00

Shared

0.00

None

425.67K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares515.94K

TypeSH

Market value$26.03M

0.92%

Sole

0.00

Shared

0.00

None

515.94K

MICROSOFT CORP

SOLE

COM

Shares61.55K

TypeSH

Market value$25.89M

0.92%

Sole

0.00

Shared

0.00

None

61.55K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares423.74K

TypeSH

Market value$25.26M

0.90%

Sole

0.00

Shared

0.00

None

423.74K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares1M

TypeSH

Market value$22.53M

0.80%

Sole

0.00

Shared

0.00

None

AMAZON COM INC

SOLE

COM

Shares119.44K

TypeSH

Market value$21.54M

0.76%

Sole

0.00

Shared

0.00

None

119.44K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares78.75K

TypeSH

Market value$20.47M

0.73%

Sole

0.00

Shared

0.00

None

78.75K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares112.14K

TypeSH

Market value$19.66M

0.70%

Sole

0.00

Shared

0.00

None

112.14K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	258.11K	SH	$124.07M 4.40%	258.11K
INVESCO QQQ TRSOLE	UNIT SER 1	271.69K	SH	$120.63M 4.27%	271.69K
PACER FDS TRSOLE	PACER US SMALL	1.88M	SH	$92.25M 3.27%	1.88M
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	2.69M	SH	$66.25M 2.35%	2.69M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	770.03K	SH	$62.09M 2.20%	770.03K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	622.65K	SH	$53.33M 1.89%	622.65K
APPLE INCSOLE	COM	296.20K	SH	$50.79M 1.80%	296.20K
FIRST TR VALUE LINE DIVID INSOLE	SHS	1.07M	SH	$45.36M 1.61%	1.07M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	676.08K	SH	$41.96M 1.49%	676.08K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	574.86K	SH	$41.75M 1.48%	574.86K
ISHARES TRSOLE	CORE S&P500 ETF	74.76K	SH	$39.31M 1.39%	74.76K
FIDELITY COVINGTON TRUSTSOLE	MSCI HLTH CARE I	546.69K	SH	$38.14M 1.35%	546.69K
PROCTER AND GAMBLE COSOLE	COM	203.42K	SH	$33.00M 1.17%	203.42K
SPDR S&P 500 ETF TRSOLE	TR UNIT	60.05K	SH	$31.41M 1.11%	60.05K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	550.17K	SH	$30.90M 1.10%	550.17K
ISHARES INCSOLE	MSCI EMRG CHN	492.13K	SH	$28.33M 1.00%	492.13K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST FD OF BU	983.92K	SH	$27.51M 0.97%	983.92K
SPDR SER TRSOLE	PORTFOLIO S&P500	425.67K	SH	$26.19M 0.93%	425.67K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	515.94K	SH	$26.03M 0.92%	515.94K
MICROSOFT CORPSOLE	COM	61.55K	SH	$25.89M 0.92%	61.55K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	423.74K	SH	$25.26M 0.90%	423.74K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	1M	SH	$22.53M 0.80%	1M
AMAZON COM INCSOLE	COM	119.44K	SH	$21.54M 0.76%	119.44K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	78.75K	SH	$20.47M 0.73%	78.75K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	112.14K	SH	$19.66M 0.70%	112.14K

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