HARBOUR INVESTMENTS, INC.

Filed: 2/16/2024ACC: 0000810121-24-000001

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 3130 equity positions with a total reported market value of $2.42B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3130

Positions

$2.42B

Total AUM (reported)

43.68M

Total Shares

Allocation by class

COM$390.49M16.2%

S&P 500 ETF SHS$103.13M4.3%

UNIT SER 1$102.62M4.2%

PACER US SMALL$85.91M3.6%

SHS$65.24M2.7%

TCW UNCONSTRAI$59.24M2.5%

US DIVIDEND EQ$55.31M2.3%

Portfolio Concentration

Top 3$291.66M12.1%

4–10$333.11M13.8%

11–25$346.77M14.4%

Rest$1.44B59.8%

Top 3 weight

12.1%

Top 10 weight

25.9%

Voting Authority Distribution

Total shares with voting rights: 43.68M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

43.68M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3130

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3130

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares236.11K

TypeSH

Market value$103.13M

4.27%

Sole

0.00

Shared

0.00

None

236.11K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares250.59K

TypeSH

Market value$102.62M

4.25%

Sole

0.00

Shared

0.00

None

250.59K

PACER FDS TR

SOLE

PACER US SMALL

Shares1.79M

TypeSH

Market value$85.91M

3.56%

Sole

0.00

Shared

0.00

None

1.79M

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares2.39M

TypeSH

Market value$59.24M

2.45%

Sole

0.00

Shared

0.00

None

2.39M

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares726.55K

TypeSH

Market value$55.31M

2.29%

Sole

0.00

Shared

0.00

None

726.55K

APPLE INC

SOLE

COM

Shares273.66K

TypeSH

Market value$52.69M

2.18%

Sole

0.00

Shared

0.00

None

273.66K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares600.47K

TypeSH

Market value$48.06M

1.99%

Sole

0.00

Shared

0.00

None

600.47K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares1.01M

TypeSH

Market value$40.89M

1.69%

Sole

0.00

Shared

0.00

None

1.01M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares531.28K

TypeSH

Market value$39.08M

1.62%

Sole

0.00

Shared

0.00

None

531.28K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares671.02K

TypeSH

Market value$37.85M

1.57%

Sole

0.00

Shared

0.00

None

671.02K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares73.78K

TypeSH

Market value$35.24M

1.46%

Sole

0.00

Shared

0.00

None

73.78K

FIDELITY COVINGTON TRUST

SOLE

MSCI HLTH CARE I

Shares476.73K

TypeSH

Market value$30.84M

1.28%

Sole

0.00

Shared

0.00

None

476.73K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares58.05K

TypeSH

Market value$27.59M

1.14%

Sole

0.00

Shared

0.00

None

58.05K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares524.83K

TypeSH

Market value$27.12M

1.12%

Sole

0.00

Shared

0.00

None

524.83K

PROCTER AND GAMBLE CO

SOLE

COM

Shares182.90K

TypeSH

Market value$26.80M

1.11%

Sole

0.00

Shared

0.00

None

182.90K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares431.14K

TypeSH

Market value$25.72M

1.06%

Sole

0.00

Shared

0.00

None

431.14K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares415.99K

TypeSH

Market value$23.25M

0.96%

Sole

0.00

Shared

0.00

None

415.99K

ISHARES INC

SOLE

MSCI EMRG CHN

Shares399.65K

TypeSH

Market value$22.14M

0.92%

Sole

0.00

Shared

0.00

None

399.65K

MICROSOFT CORP

SOLE

COM

Shares57.67K

TypeSH

Market value$21.69M

0.90%

Sole

0.00

Shared

0.00

None

57.67K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US EQ

Shares768.73K

TypeSH

Market value$20.43M

0.85%

Sole

0.00

Shared

0.00

None

768.73K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares73.86K

TypeSH

Market value$17.52M

0.73%

Sole

0.00

Shared

0.00

None

73.86K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares766.08K

TypeSH

Market value$17.39M

0.72%

Sole

0.00

Shared

0.00

None

766.08K

VANGUARD WORLD FD

SOLE

EXTENDED DUR

Shares212.18K

TypeSH

Market value$17.19M

0.71%

Sole

0.00

Shared

0.00

None

212.18K

VANGUARD WORLD FD

SOLE

MEGA CAP VAL ETF

Shares154.81K

TypeSH

Market value$16.93M

0.70%

Sole

0.00

Shared

0.00

None

154.81K

AMAZON COM INC

SOLE

COM

Shares111.33K

TypeSH

Market value$16.91M

0.70%

Sole

0.00

Shared

0.00

None

111.33K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	236.11K	SH	$103.13M 4.27%	236.11K
INVESCO QQQ TRSOLE	UNIT SER 1	250.59K	SH	$102.62M 4.25%	250.59K
PACER FDS TRSOLE	PACER US SMALL	1.79M	SH	$85.91M 3.56%	1.79M
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	2.39M	SH	$59.24M 2.45%	2.39M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	726.55K	SH	$55.31M 2.29%	726.55K
APPLE INCSOLE	COM	273.66K	SH	$52.69M 2.18%	273.66K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	600.47K	SH	$48.06M 1.99%	600.47K
FIRST TR VALUE LINE DIVID INSOLE	SHS	1.01M	SH	$40.89M 1.69%	1.01M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	531.28K	SH	$39.08M 1.62%	531.28K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	671.02K	SH	$37.85M 1.57%	671.02K
ISHARES TRSOLE	CORE S&P500 ETF	73.78K	SH	$35.24M 1.46%	73.78K
FIDELITY COVINGTON TRUSTSOLE	MSCI HLTH CARE I	476.73K	SH	$30.84M 1.28%	476.73K
SPDR S&P 500 ETF TRSOLE	TR UNIT	58.05K	SH	$27.59M 1.14%	58.05K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	524.83K	SH	$27.12M 1.12%	524.83K
PROCTER AND GAMBLE COSOLE	COM	182.90K	SH	$26.80M 1.11%	182.90K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	431.14K	SH	$25.72M 1.06%	431.14K
SPDR SER TRSOLE	PORTFOLIO S&P500	415.99K	SH	$23.25M 0.96%	415.99K
ISHARES INCSOLE	MSCI EMRG CHN	399.65K	SH	$22.14M 0.92%	399.65K
MICROSOFT CORPSOLE	COM	57.67K	SH	$21.69M 0.90%	57.67K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US EQ	768.73K	SH	$20.43M 0.85%	768.73K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	73.86K	SH	$17.52M 0.73%	73.86K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	766.08K	SH	$17.39M 0.72%	766.08K
VANGUARD WORLD FDSOLE	EXTENDED DUR	212.18K	SH	$17.19M 0.71%	212.18K
VANGUARD WORLD FDSOLE	MEGA CAP VAL ETF	154.81K	SH	$16.93M 0.70%	154.81K
AMAZON COM INCSOLE	COM	111.33K	SH	$16.91M 0.70%	111.33K

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