HARBOUR INVESTMENTS, INC.

Filed: 11/15/2023ACC: 0000810121-23-000006

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 2998 equity positions with a total reported market value of $1.99B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2998

Positions

$1.99B

Total AUM (reported)

40.14M

Total Shares

Allocation by class

COM$333.41M16.7%

UNIT SER 1$97.15M4.9%

S&P 500 ETF SHS$84.62M4.2%

PACER US SMALL$65.56M3.3%

SHS$55.75M2.8%

TCW UNCONSTRAI$49.81M2.5%

CAP STRENGTH ETF$40.88M2.1%

Portfolio Concentration

Top 3$247.32M12.4%

4–10$267.19M13.4%

11–25$261.22M13.1%

Rest$1.22B61.1%

Top 3 weight

12.4%

Top 10 weight

25.8%

Voting Authority Distribution

Total shares with voting rights: 40.14M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

40.14M

% of voting shares100.0%

Investment Discretion (by position count)

Sole2998

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings2998

Rows:

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares271.15K

TypeSH

Market value$97.15M

4.87%

Sole

0.00

Shared

0.00

None

271.15K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares215.47K

TypeSH

Market value$84.62M

4.25%

Sole

0.00

Shared

0.00

None

215.47K

PACER FDS TR

SOLE

PACER US SMALL

Shares1.57M

TypeSH

Market value$65.56M

3.29%

Sole

0.00

Shared

0.00

None

1.57M

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares2.08M

TypeSH

Market value$49.81M

2.50%

Sole

0.00

Shared

0.00

None

2.08M

APPLE INC

SOLE

COM

Shares262.63K

TypeSH

Market value$44.96M

2.26%

Sole

0.00

Shared

0.00

None

262.63K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares555.25K

TypeSH

Market value$40.88M

2.05%

Sole

0.00

Shared

0.00

None

555.25K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares971.28K

TypeSH

Market value$36.32M

1.82%

Sole

0.00

Shared

0.00

None

971.28K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares517.17K

TypeSH

Market value$36.09M

1.81%

Sole

0.00

Shared

0.00

None

517.17K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares645.66K

TypeSH

Market value$32.67M

1.64%

Sole

0.00

Shared

0.00

None

645.66K

FIDELITY COVINGTON TRUST

SOLE

MSCI HLTH CARE I

Shares436.77K

TypeSH

Market value$26.46M

1.33%

Sole

0.00

Shared

0.00

None

436.77K

PROCTER AND GAMBLE CO

SOLE

COM

Shares173.78K

TypeSH

Market value$25.35M

1.27%

Sole

0.00

Shared

0.00

None

173.78K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares51.26K

TypeSH

Market value$21.91M

1.10%

Sole

0.00

Shared

0.00

None

51.26K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares472.49K

TypeSH

Market value$21.71M

1.09%

Sole

0.00

Shared

0.00

None

472.49K

ISHARES INC

SOLE

MSCI EMRG CHN

Shares381.59K

TypeSH

Market value$19.01M

0.95%

Sole

0.00

Shared

0.00

None

381.59K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares306.48K

TypeSH

Market value$18.21M

0.91%

Sole

0.00

Shared

0.00

None

306.48K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares360.94K

TypeSH

Market value$18.14M

0.91%

Sole

0.00

Shared

0.00

None

360.94K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares253.92K

TypeSH

Market value$17.97M

0.90%

Sole

0.00

Shared

0.00

None

253.92K

MICROSOFT CORP

SOLE

COM

Shares53.74K

TypeSH

Market value$16.97M

0.85%

Sole

0.00

Shared

0.00

None

53.74K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares38.72K

TypeSH

Market value$16.63M

0.83%

Sole

0.00

Shared

0.00

None

38.72K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US EQ

Shares618.51K

TypeSH

Market value$15.15M

0.76%

Sole

0.00

Shared

0.00

None

618.51K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares685.48K

TypeSH

Market value$14.74M

0.74%

Sole

0.00

Shared

0.00

None

685.48K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares67.14K

TypeSH

Market value$14.26M

0.72%

Sole

0.00

Shared

0.00

None

67.14K

AMAZON COM INC

SOLE

COM

Shares111.38K

TypeSH

Market value$14.16M

0.71%

Sole

0.00

Shared

0.00

None

111.38K

PACER FDS TR

SOLE

US CASH COWS 100

Shares285.18K

TypeSH

Market value$14.10M

0.71%

Sole

0.00

Shared

0.00

None

285.18K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares259.16K

TypeSH

Market value$12.92M

0.65%

Sole

0.00

Shared

0.00

None

259.16K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO QQQ TRSOLE	UNIT SER 1	271.15K	SH	$97.15M 4.87%	271.15K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	215.47K	SH	$84.62M 4.25%	215.47K
PACER FDS TRSOLE	PACER US SMALL	1.57M	SH	$65.56M 3.29%	1.57M
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	2.08M	SH	$49.81M 2.50%	2.08M
APPLE INCSOLE	COM	262.63K	SH	$44.96M 2.26%	262.63K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	555.25K	SH	$40.88M 2.05%	555.25K
FIRST TR VALUE LINE DIVID INSOLE	SHS	971.28K	SH	$36.32M 1.82%	971.28K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	517.17K	SH	$36.09M 1.81%	517.17K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	645.66K	SH	$32.67M 1.64%	645.66K
FIDELITY COVINGTON TRUSTSOLE	MSCI HLTH CARE I	436.77K	SH	$26.46M 1.33%	436.77K
PROCTER AND GAMBLE COSOLE	COM	173.78K	SH	$25.35M 1.27%	173.78K
SPDR S&P 500 ETF TRSOLE	TR UNIT	51.26K	SH	$21.91M 1.10%	51.26K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	472.49K	SH	$21.71M 1.09%	472.49K
ISHARES INCSOLE	MSCI EMRG CHN	381.59K	SH	$19.01M 0.95%	381.59K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	306.48K	SH	$18.21M 0.91%	306.48K
SPDR SER TRSOLE	PORTFOLIO S&P500	360.94K	SH	$18.14M 0.91%	360.94K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	253.92K	SH	$17.97M 0.90%	253.92K
MICROSOFT CORPSOLE	COM	53.74K	SH	$16.97M 0.85%	53.74K
ISHARES TRSOLE	CORE S&P500 ETF	38.72K	SH	$16.63M 0.83%	38.72K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US EQ	618.51K	SH	$15.15M 0.76%	618.51K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	685.48K	SH	$14.74M 0.74%	685.48K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	67.14K	SH	$14.26M 0.72%	67.14K
AMAZON COM INCSOLE	COM	111.38K	SH	$14.16M 0.71%	111.38K
PACER FDS TRSOLE	US CASH COWS 100	285.18K	SH	$14.10M 0.71%	285.18K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	259.16K	SH	$12.92M 0.65%	259.16K

Page 1 of 120

…