HARBOUR INVESTMENTS, INC.

Filed: 8/15/2023ACC: 0000810121-23-000003

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 3028 equity positions with a total reported market value of $2.02B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3028

Positions

$2.02B

Total AUM (reported)

37.81M

Total Shares

Allocation by class

COM$345.25M17.1%

UNIT SER 1$101.21M5.0%

S&P 500 ETF SHS$83.32M4.1%

CORE S&P SCP ETF$64.27M3.2%

SHS$60.18M3.0%

TCW UNCONSTRAI$48.28M2.4%

CAP STRENGTH ETF$42.13M2.1%

Portfolio Concentration

Top 3$248.79M12.3%

4–10$287.51M14.2%

11–25$262.82M13.0%

Rest$1.22B60.4%

Top 3 weight

12.3%

Top 10 weight

26.6%

Voting Authority Distribution

Total shares with voting rights: 37.81M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

37.81M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3028

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3028

Rows:

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares273.96K

TypeSH

Market value$101.21M

5.02%

Sole

0.00

Shared

0.00

None

273.96K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares204.56K

TypeSH

Market value$83.32M

4.13%

Sole

0.00

Shared

0.00

None

204.56K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares644.92K

TypeSH

Market value$64.27M

3.18%

Sole

0.00

Shared

0.00

None

644.92K

APPLE INC

SOLE

COM

Shares255.90K

TypeSH

Market value$49.64M

2.46%

Sole

0.00

Shared

0.00

None

255.90K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares2M

TypeSH

Market value$48.28M

2.39%

Sole

0.00

Shared

0.00

None

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares561.07K

TypeSH

Market value$42.13M

2.09%

Sole

0.00

Shared

0.00

None

561.07K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares986.46K

TypeSH

Market value$39.55M

1.96%

Sole

0.00

Shared

0.00

None

986.46K

PACER FDS TR

SOLE

US CASH COWS 100

Shares806.28K

TypeSH

Market value$38.60M

1.91%

Sole

0.00

Shared

0.00

None

806.28K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares515.80K

TypeSH

Market value$37.49M

1.86%

Sole

0.00

Shared

0.00

None

515.80K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares607.88K

TypeSH

Market value$31.83M

1.58%

Sole

0.00

Shared

0.00

None

607.88K

PROCTER AND GAMBLE CO

SOLE

COM

Shares170.16K

TypeSH

Market value$25.82M

1.28%

Sole

0.00

Shared

0.00

None

170.16K

FIDELITY COVINGTON TRUST

SOLE

MSCI HLTH CARE I

Shares386.78K

TypeSH

Market value$24.41M

1.21%

Sole

0.00

Shared

0.00

None

386.78K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares489.71K

TypeSH

Market value$23.07M

1.14%

Sole

0.00

Shared

0.00

None

489.71K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares325.85K

TypeSH

Market value$19.36M

0.96%

Sole

0.00

Shared

0.00

None

325.85K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares41.42K

TypeSH

Market value$18.46M

0.91%

Sole

0.00

Shared

0.00

None

41.42K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares41.40K

TypeSH

Market value$18.35M

0.91%

Sole

0.00

Shared

0.00

None

41.40K

MICROSOFT CORP

SOLE

COM

Shares52.31K

TypeSH

Market value$17.82M

0.88%

Sole

0.00

Shared

0.00

None

52.31K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares243.50K

TypeSH

Market value$17.68M

0.88%

Sole

0.00

Shared

0.00

None

243.50K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares326.55K

TypeSH

Market value$17.02M

0.84%

Sole

0.00

Shared

0.00

None

326.55K

ISHARES TR

SOLE

CORE 1 5 YR USD

Shares306.62K

TypeSH

Market value$14.30M

0.71%

Sole

0.00

Shared

0.00

None

306.62K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares64.66K

TypeSH

Market value$14.24M

0.71%

Sole

0.00

Shared

0.00

None

64.66K

AMAZON COM INC

SOLE

COM

Shares105.81K

TypeSH

Market value$13.79M

0.68%

Sole

0.00

Shared

0.00

None

105.81K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US EQ

Shares548.72K

TypeSH

Market value$13.74M

0.68%

Sole

0.00

Shared

0.00

None

548.72K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares248.72K

TypeSH

Market value$12.86M

0.64%

Sole

0.00

Shared

0.00

None

248.72K

VANGUARD WORLD FD

SOLE

EXTENDED DUR

Shares136.60K

TypeSH

Market value$11.89M

0.59%

Sole

0.00

Shared

0.00

None

136.60K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO QQQ TRSOLE	UNIT SER 1	273.96K	SH	$101.21M 5.02%	273.96K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	204.56K	SH	$83.32M 4.13%	204.56K
ISHARES TRSOLE	CORE S&P SCP ETF	644.92K	SH	$64.27M 3.18%	644.92K
APPLE INCSOLE	COM	255.90K	SH	$49.64M 2.46%	255.90K
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	2M	SH	$48.28M 2.39%	2M
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	561.07K	SH	$42.13M 2.09%	561.07K
FIRST TR VALUE LINE DIVID INSOLE	SHS	986.46K	SH	$39.55M 1.96%	986.46K
PACER FDS TRSOLE	US CASH COWS 100	806.28K	SH	$38.60M 1.91%	806.28K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	515.80K	SH	$37.49M 1.86%	515.80K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	607.88K	SH	$31.83M 1.58%	607.88K
PROCTER AND GAMBLE COSOLE	COM	170.16K	SH	$25.82M 1.28%	170.16K
FIDELITY COVINGTON TRUSTSOLE	MSCI HLTH CARE I	386.78K	SH	$24.41M 1.21%	386.78K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	489.71K	SH	$23.07M 1.14%	489.71K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	325.85K	SH	$19.36M 0.96%	325.85K
ISHARES TRSOLE	CORE S&P500 ETF	41.42K	SH	$18.46M 0.91%	41.42K
SPDR S&P 500 ETF TRSOLE	TR UNIT	41.40K	SH	$18.35M 0.91%	41.40K
MICROSOFT CORPSOLE	COM	52.31K	SH	$17.82M 0.88%	52.31K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	243.50K	SH	$17.68M 0.88%	243.50K
SPDR SER TRSOLE	PORTFOLIO S&P500	326.55K	SH	$17.02M 0.84%	326.55K
ISHARES TRSOLE	CORE 1 5 YR USD	306.62K	SH	$14.30M 0.71%	306.62K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	64.66K	SH	$14.24M 0.71%	64.66K
AMAZON COM INCSOLE	COM	105.81K	SH	$13.79M 0.68%	105.81K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US EQ	548.72K	SH	$13.74M 0.68%	548.72K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	248.72K	SH	$12.86M 0.64%	248.72K
VANGUARD WORLD FDSOLE	EXTENDED DUR	136.60K	SH	$11.89M 0.59%	136.60K

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