Filed: 5/15/2023ACC: 0000810121-23-000002
📋 What this filing means
HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 2998 equity positions with a total reported market value of $1.83B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2998
Positions
$1.83B
Total AUM (reported)
35.36M
Total Shares
Allocation by class
COM$332.94M18.2%
UNIT SER 1$82.58M4.5%
S&P 500 ETF SHS$72.08M3.9%
CORE S&P SCP ETF$64.07M3.5%
SHS$58.33M3.2%
TCW UNCONSTRAI$48.00M2.6%
CAP STRENGTH ETF$42.19M2.3%
Portfolio Concentration
Top 3$218.73M11.9%
4–10$274.99M15.0%
11–25$234.89M12.8%
Rest$1.10B60.2%
Top 3 weight
11.9%
Top 10 weight
26.9%
Voting Authority Distribution
Total shares with voting rights: 35.36M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
35.36M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole2998
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings2998
Rows:
INVESCO QQQ TR
SOLEShares257.32K
TypeSH
Market value$82.58M
4.51%
Sole
0.00
Shared
0.00
None
257.32K
VANGUARD INDEX FDS
SOLEShares191.66K
TypeSH
Market value$72.08M
3.93%
Sole
0.00
Shared
0.00
None
191.66K
ISHARES TR
SOLEShares662.54K
TypeSH
Market value$64.07M
3.50%
Sole
0.00
Shared
0.00
None
662.54K
FIRST TR EXCHNG TRADED FD VI
SOLEShares1.98M
TypeSH
Market value$48.00M
2.62%
Sole
0.00
Shared
0.00
None
1.98M
APPLE INC
SOLEShares265.34K
TypeSH
Market value$43.76M
2.39%
Sole
0.00
Shared
0.00
None
265.34K
FIRST TR EXCHANGE-TRADED FD
SOLEShares578.49K
TypeSH
Market value$42.19M
2.30%
Sole
0.00
Shared
0.00
None
578.49K
FIRST TR VALUE LINE DIVID IN
SOLEShares1M
TypeSH
Market value$40.27M
2.20%
Sole
0.00
Shared
0.00
None
1M
PACER FDS TR
SOLEShares782.09K
TypeSH
Market value$36.72M
2.00%
Sole
0.00
Shared
0.00
None
782.09K
VANGUARD BD INDEX FDS
SOLEShares494.31K
TypeSH
Market value$36.50M
1.99%
Sole
0.00
Shared
0.00
None
494.31K
SCHWAB STRATEGIC TR
SOLEShares569.60K
TypeSH
Market value$27.55M
1.50%
Sole
0.00
Shared
0.00
None
569.60K
FIRST TR EXCHANGE-TRADED FD
SOLEShares577.42K
TypeSH
Market value$25.91M
1.41%
Sole
0.00
Shared
0.00
None
577.42K
PROCTER AND GAMBLE CO
SOLEShares164.04K
TypeSH
Market value$24.39M
1.33%
Sole
0.00
Shared
0.00
None
164.04K
FIDELITY COVINGTON TRUST
SOLEShares351.44K
TypeSH
Market value$21.60M
1.18%
Sole
0.00
Shared
0.00
None
351.44K
FIRST TR EXCHANGE-TRADED FD
SOLEShares325.97K
TypeSH
Market value$19.40M
1.06%
Sole
0.00
Shared
0.00
None
325.97K
SCHWAB STRATEGIC TR
SOLEShares229.12K
TypeSH
Market value$16.76M
0.92%
Sole
0.00
Shared
0.00
None
229.12K
MICROSOFT CORP
SOLEShares53.40K
TypeSH
Market value$15.40M
0.84%
Sole
0.00
Shared
0.00
None
53.40K
ISHARES TR
SOLEShares298.06K
TypeSH
Market value$14.05M
0.77%
Sole
0.00
Shared
0.00
None
298.06K
ISHARES TR
SOLEShares33.69K
TypeSH
Market value$13.85M
0.76%
Sole
0.00
Shared
0.00
None
33.69K
VANGUARD INDEX FDS
SOLEShares62.95K
TypeSH
Market value$12.85M
0.70%
Sole
0.00
Shared
0.00
None
62.95K
SPDR SER TR
SOLEShares259.67K
TypeSH
Market value$12.50M
0.68%
Sole
0.00
Shared
0.00
None
259.67K
FIRST TR EXCHNG TRADED FD VI
SOLEShares394.99K
TypeSH
Market value$12.23M
0.67%
Sole
0.00
Shared
0.00
None
394.99K
AMAZON COM INC
SOLEShares117.73K
TypeSH
Market value$12.16M
0.66%
Sole
0.00
Shared
0.00
None
117.73K
FIRST TR EXCHANGE-TRADED FD
SOLEShares246.22K
TypeSH
Market value$11.79M
0.64%
Sole
0.00
Shared
0.00
None
246.22K
SCHWAB STRATEGIC TR
SOLEShares236.15K
TypeSH
Market value$11.30M
0.62%
Sole
0.00
Shared
0.00
None
236.15K
FIRST TR EXCHNG TRADED FD VI
SOLEShares455.81K
TypeSH
Market value$10.70M
0.58%
Sole
0.00
Shared
0.00
None
455.81K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 257.32K | SH | $82.58M 4.51% | 0.00 | 0.00 | 257.32K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 191.66K | SH | $72.08M 3.93% | 0.00 | 0.00 | 191.66K |
ISHARES TRSOLE | CORE S&P SCP ETF | 662.54K | SH | $64.07M 3.50% | 0.00 | 0.00 | 662.54K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW UNCONSTRAI | 1.98M | SH | $48.00M 2.62% | 0.00 | 0.00 | 1.98M |
APPLE INCSOLE | COM | 265.34K | SH | $43.76M 2.39% | 0.00 | 0.00 | 265.34K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 578.49K | SH | $42.19M 2.30% | 0.00 | 0.00 | 578.49K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 1M | SH | $40.27M 2.20% | 0.00 | 0.00 | 1M |
PACER FDS TRSOLE | US CASH COWS 100 | 782.09K | SH | $36.72M 2.00% | 0.00 | 0.00 | 782.09K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 494.31K | SH | $36.50M 1.99% | 0.00 | 0.00 | 494.31K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 569.60K | SH | $27.55M 1.50% | 0.00 | 0.00 | 569.60K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 577.42K | SH | $25.91M 1.41% | 0.00 | 0.00 | 577.42K |
PROCTER AND GAMBLE COSOLE | COM | 164.04K | SH | $24.39M 1.33% | 0.00 | 0.00 | 164.04K |
FIDELITY COVINGTON TRUSTSOLE | MSCI HLTH CARE I | 351.44K | SH | $21.60M 1.18% | 0.00 | 0.00 | 351.44K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 325.97K | SH | $19.40M 1.06% | 0.00 | 0.00 | 325.97K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 229.12K | SH | $16.76M 0.92% | 0.00 | 0.00 | 229.12K |
MICROSOFT CORPSOLE | COM | 53.40K | SH | $15.40M 0.84% | 0.00 | 0.00 | 53.40K |
ISHARES TRSOLE | CORE 1 5 YR USD | 298.06K | SH | $14.05M 0.77% | 0.00 | 0.00 | 298.06K |
ISHARES TRSOLE | CORE S&P500 ETF | 33.69K | SH | $13.85M 0.76% | 0.00 | 0.00 | 33.69K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 62.95K | SH | $12.85M 0.70% | 0.00 | 0.00 | 62.95K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 259.67K | SH | $12.50M 0.68% | 0.00 | 0.00 | 259.67K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQT | 394.99K | SH | $12.23M 0.67% | 0.00 | 0.00 | 394.99K |
AMAZON COM INCSOLE | COM | 117.73K | SH | $12.16M 0.66% | 0.00 | 0.00 | 117.73K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 246.22K | SH | $11.79M 0.64% | 0.00 | 0.00 | 246.22K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 236.15K | SH | $11.30M 0.62% | 0.00 | 0.00 | 236.15K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 455.81K | SH | $10.70M 0.58% | 0.00 | 0.00 | 455.81K |
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