HARBOUR INVESTMENTS, INC.

Filed: 2/16/2023ACC: 0000810121-23-000001

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 2999 equity positions with a total reported market value of $1.64B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2999

Positions

$1.64B

Total AUM (reported)

32.74M

Total Shares

Allocation by class

COM$309.99M18.9%

S&P 500 ETF SHS$64.92M4.0%

CORE S&P SCP ETF$59.49M3.6%

SHS$57.07M3.5%

UNIT SER 1$51.38M3.1%

CAP STRENGTH ETF$42.28M2.6%

US CASH COWS 100$30.61M1.9%

Portfolio Concentration

Top 3$175.79M10.7%

4–10$228.86M14.0%

11–25$219.48M13.4%

Rest$1.01B61.9%

Top 3 weight

10.7%

Top 10 weight

24.7%

Voting Authority Distribution

Total shares with voting rights: 32.74M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

32.74M

% of voting shares100.0%

Investment Discretion (by position count)

Sole2999

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings2999

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares184.78K

TypeSH

Market value$64.92M

3.96%

Sole

0.00

Shared

0.00

None

184.78K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares628.57K

TypeSH

Market value$59.49M

3.63%

Sole

0.00

Shared

0.00

None

628.57K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares192.96K

TypeSH

Market value$51.38M

3.14%

Sole

0.00

Shared

0.00

None

192.96K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares564.15K

TypeSH

Market value$42.28M

2.58%

Sole

0.00

Shared

0.00

None

564.15K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares1.05M

TypeSH

Market value$41.84M

2.55%

Sole

0.00

Shared

0.00

None

1.05M

APPLE INC

SOLE

COM

Shares262.93K

TypeSH

Market value$34.16M

2.09%

Sole

0.00

Shared

0.00

None

262.93K

PACER FDS TR

SOLE

US CASH COWS 100

Shares661.83K

TypeSH

Market value$30.61M

1.87%

Sole

0.00

Shared

0.00

None

661.83K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares1.18M

TypeSH

Market value$28.45M

1.74%

Sole

0.00

Shared

0.00

None

1.18M

FIDELITY COVINGTON TRUST

SOLE

MSCI HLTH CARE I

Shares418.79K

TypeSH

Market value$26.79M

1.64%

Sole

0.00

Shared

0.00

None

418.79K

PROCTER AND GAMBLE CO

SOLE

COM

Shares163.13K

TypeSH

Market value$24.72M

1.51%

Sole

0.00

Shared

0.00

None

163.13K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares556.14K

TypeSH

Market value$24.43M

1.49%

Sole

0.00

Shared

0.00

None

556.14K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares499.22K

TypeSH

Market value$22.54M

1.38%

Sole

0.00

Shared

0.00

None

499.22K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares310.53K

TypeSH

Market value$22.31M

1.36%

Sole

0.00

Shared

0.00

None

310.53K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares351.32K

TypeSH

Market value$20.88M

1.27%

Sole

0.00

Shared

0.00

None

351.32K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares194.93K

TypeSH

Market value$14.73M

0.90%

Sole

0.00

Shared

0.00

None

194.93K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares274.59K

TypeSH

Market value$13.02M

0.79%

Sole

0.00

Shared

0.00

None

274.59K

MICROSOFT CORP

SOLE

COM

Shares53.65K

TypeSH

Market value$12.87M

0.79%

Sole

0.00

Shared

0.00

None

53.65K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares31.28K

TypeSH

Market value$12.02M

0.73%

Sole

0.00

Shared

0.00

None

31.28K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares62.86K

TypeSH

Market value$12.02M

0.73%

Sole

0.00

Shared

0.00

None

62.86K

ISHARES TR

SOLE

CORE 1 5 YR USD

Shares250.08K

TypeSH

Market value$11.61M

0.71%

Sole

0.00

Shared

0.00

None

250.08K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares136.40K

TypeSH

Market value$11.56M

0.71%

Sole

0.00

Shared

0.00

None

136.40K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares636.06K

TypeSH

Market value$10.69M

0.65%

Sole

0.00

Shared

0.00

None

636.06K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares27.32K

TypeSH

Market value$10.45M

0.64%

Sole

0.00

Shared

0.00

None

27.32K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares231.28K

TypeSH

Market value$10.40M

0.63%

Sole

0.00

Shared

0.00

None

231.28K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares222.46K

TypeSH

Market value$9.97M

0.61%

Sole

0.00

Shared

0.00

None

222.46K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	184.78K	SH	$64.92M 3.96%	184.78K
ISHARES TRSOLE	CORE S&P SCP ETF	628.57K	SH	$59.49M 3.63%	628.57K
INVESCO QQQ TRSOLE	UNIT SER 1	192.96K	SH	$51.38M 3.14%	192.96K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	564.15K	SH	$42.28M 2.58%	564.15K
FIRST TR VALUE LINE DIVID INSOLE	SHS	1.05M	SH	$41.84M 2.55%	1.05M
APPLE INCSOLE	COM	262.93K	SH	$34.16M 2.09%	262.93K
PACER FDS TRSOLE	US CASH COWS 100	661.83K	SH	$30.61M 1.87%	661.83K
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	1.18M	SH	$28.45M 1.74%	1.18M
FIDELITY COVINGTON TRUSTSOLE	MSCI HLTH CARE I	418.79K	SH	$26.79M 1.64%	418.79K
PROCTER AND GAMBLE COSOLE	COM	163.13K	SH	$24.72M 1.51%	163.13K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	556.14K	SH	$24.43M 1.49%	556.14K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	499.22K	SH	$22.54M 1.38%	499.22K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	310.53K	SH	$22.31M 1.36%	310.53K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	351.32K	SH	$20.88M 1.27%	351.32K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	194.93K	SH	$14.73M 0.90%	194.93K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	274.59K	SH	$13.02M 0.79%	274.59K
MICROSOFT CORPSOLE	COM	53.65K	SH	$12.87M 0.79%	53.65K
ISHARES TRSOLE	CORE S&P500 ETF	31.28K	SH	$12.02M 0.73%	31.28K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	62.86K	SH	$12.02M 0.73%	62.86K
ISHARES TRSOLE	CORE 1 5 YR USD	250.08K	SH	$11.61M 0.71%	250.08K
ISHARES TRSOLE	ESG AWR MSCI USA	136.40K	SH	$11.56M 0.71%	136.40K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	636.06K	SH	$10.69M 0.65%	636.06K
SPDR S&P 500 ETF TRSOLE	TR UNIT	27.32K	SH	$10.45M 0.64%	27.32K
SPDR SER TRSOLE	PORTFOLIO S&P500	231.28K	SH	$10.40M 0.63%	231.28K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	222.46K	SH	$9.97M 0.61%	222.46K

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