HARBOUR INVESTMENTS, INC.

Filed: 11/15/2022ACC: 0000810121-22-000004

📋 What this filing means

HARBOUR INVESTMENTS, INC. filed this quarterly 13F‑HR report disclosing 2899 equity positions with a total reported market value of $1.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2899

Positions

$1.48M

Total AUM (reported)

29.56M

Total Shares

Allocation by class

COM$292.8K19.8%

S&P 500 ETF SHS$77.8K5.3%

SHS$49.9K3.4%

UNIT SER 1$44.1K3.0%

CORE S&P SCP ETF$41.9K2.8%

CAP STRENGTH ETF$31.1K2.1%

TCW UNCONSTRAI$30.1K2.0%

Portfolio Concentration

Top 3$163.8K11.1%

4–10$209.0K14.1%

11–25$196.7K13.3%

Rest$912.0K61.6%

Top 3 weight

11.1%

Top 10 weight

25.2%

Voting Authority Distribution

Total shares with voting rights: 29.56M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

29.56M

% of voting shares100.0%

Investment Discretion (by position count)

Sole2899

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings2899

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares224.38K

TypeSH

Market value$77.8K

5.25%

Sole

0.00

Shared

0.00

None

224.38K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares157.29K

TypeSH

Market value$44.1K

2.98%

Sole

0.00

Shared

0.00

None

157.29K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares453.11K

TypeSH

Market value$41.9K

2.83%

Sole

0.00

Shared

0.00

None

453.11K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares1.01M

TypeSH

Market value$39.2K

2.64%

Sole

0.00

Shared

0.00

None

1.01M

APPLE INC

SOLE

COM

Shares255.72K

TypeSH

Market value$35.0K

2.36%

Sole

0.00

Shared

0.00

None

255.72K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares445.17K

TypeSH

Market value$31.1K

2.10%

Sole

0.00

Shared

0.00

None

445.17K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares1.23M

TypeSH

Market value$30.1K

2.03%

Sole

0.00

Shared

0.00

None

1.23M

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares696.87K

TypeSH

Market value$28.5K

1.92%

Sole

0.00

Shared

0.00

None

696.87K

FIDELITY COVINGTON TRUST

SOLE

MSCI HLTH CARE I

Shares412.94K

TypeSH

Market value$25.1K

1.69%

Sole

0.00

Shared

0.00

None

412.94K

PROCTER AND GAMBLE CO

SOLE

COM

Shares140.15K

TypeSH

Market value$20.2K

1.36%

Sole

0.00

Shared

0.00

None

140.15K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares287.35K

TypeSH

Market value$17.1K

1.15%

Sole

0.00

Shared

0.00

None

287.35K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares318.88K

TypeSH

Market value$15.4K

1.04%

Sole

0.00

Shared

0.00

None

318.88K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares332.59K

TypeSH

Market value$14.7K

0.99%

Sole

0.00

Shared

0.00

None

332.59K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares323.87K

TypeSH

Market value$14.5K

0.98%

Sole

0.00

Shared

0.00

None

323.87K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares36K

TypeSH

Market value$13.6K

0.92%

Sole

0.00

Shared

0.00

None

36K

MICROSOFT CORP

SOLE

COM

Shares52.06K

TypeSH

Market value$13.4K

0.90%

Sole

0.00

Shared

0.00

None

52.06K

ISHARES TR

SOLE

CORE 1 5 YR USD

Shares280.92K

TypeSH

Market value$13.3K

0.90%

Sole

0.00

Shared

0.00

None

280.92K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares69.23K

TypeSH

Market value$13.1K

0.88%

Sole

0.00

Shared

0.00

None

69.23K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares150.91K

TypeSH

Market value$12.7K

0.85%

Sole

0.00

Shared

0.00

None

150.91K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares258.99K

TypeSH

Market value$12.0K

0.81%

Sole

0.00

Shared

0.00

None

258.99K

TIDAL ETF TR

SOLE

FOLIOBEYOND RISI

Shares369.39K

TypeSH

Market value$12.0K

0.81%

Sole

0.00

Shared

0.00

None

369.39K

AMAZON COM INC

SOLE

COM

Shares111.26K

TypeSH

Market value$11.8K

0.80%

Sole

0.00

Shared

0.00

None

111.26K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares429.04K

TypeSH

Market value$11.5K

0.77%

Sole

0.00

Shared

0.00

None

429.04K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares220.62K

TypeSH

Market value$11.1K

0.75%

Sole

0.00

Shared

0.00

None

220.62K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares240.48K

TypeSH

Market value$10.7K

0.72%

Sole

0.00

Shared

0.00

None

240.48K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	224.38K	SH	$77.8K 5.25%	224.38K
INVESCO QQQ TRSOLE	UNIT SER 1	157.29K	SH	$44.1K 2.98%	157.29K
ISHARES TRSOLE	CORE S&P SCP ETF	453.11K	SH	$41.9K 2.83%	453.11K
FIRST TR VALUE LINE DIVID INSOLE	SHS	1.01M	SH	$39.2K 2.64%	1.01M
APPLE INCSOLE	COM	255.72K	SH	$35.0K 2.36%	255.72K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	445.17K	SH	$31.1K 2.10%	445.17K
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	1.23M	SH	$30.1K 2.03%	1.23M
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	696.87K	SH	$28.5K 1.92%	696.87K
FIDELITY COVINGTON TRUSTSOLE	MSCI HLTH CARE I	412.94K	SH	$25.1K 1.69%	412.94K
PROCTER AND GAMBLE COSOLE	COM	140.15K	SH	$20.2K 1.36%	140.15K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	287.35K	SH	$17.1K 1.15%	287.35K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	318.88K	SH	$15.4K 1.04%	318.88K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	332.59K	SH	$14.7K 0.99%	332.59K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	323.87K	SH	$14.5K 0.98%	323.87K
ISHARES TRSOLE	CORE S&P500 ETF	36K	SH	$13.6K 0.92%	36K
MICROSOFT CORPSOLE	COM	52.06K	SH	$13.4K 0.90%	52.06K
ISHARES TRSOLE	CORE 1 5 YR USD	280.92K	SH	$13.3K 0.90%	280.92K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	69.23K	SH	$13.1K 0.88%	69.23K
ISHARES TRSOLE	ESG AWR MSCI USA	150.91K	SH	$12.7K 0.85%	150.91K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	258.99K	SH	$12.0K 0.81%	258.99K
TIDAL ETF TRSOLE	FOLIOBEYOND RISI	369.39K	SH	$12.0K 0.81%	369.39K
AMAZON COM INCSOLE	COM	111.26K	SH	$11.8K 0.80%	111.26K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	429.04K	SH	$11.5K 0.77%	429.04K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	220.62K	SH	$11.1K 0.75%	220.62K
SPDR SER TRSOLE	PORTFOLIO S&P500	240.48K	SH	$10.7K 0.72%	240.48K

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