HARBERT FUND ADVISORS, INC.

PrivateCIK: 1616659
Location

BIRMINGHAM, AL

2
Positions
$3.03M
Total AUM (reported)
828.70K
Total Shares

Allocation by class

TOTAL AUM$3.03M2 positions
COM NEW$2.72M89.9%
COM$305.7K10.1%

Portfolio Concentration

Top 3100.0%TOP 10100.0%0%100%
Top 3$3.03M100.0%

Top 3 weight

100.0%

Top 10 weight

100.0%

Voting Authority Distribution

Total shares with voting rights: 828.70K

Sole

Full voting authority

828.70K

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole2
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings2
Rows:

IDENTIV INC

SOLE
COM NEW
Shares735.77K
TypeSH
Market value$2.72M
89.90%
Sole
735.77K
Shared
0.00
None
0.00

TRANSACT TECHNOLOGIES INC

SOLE
COM
Shares92.93K
TypeSH
Market value$305.7K
10.10%
Sole
92.93K
Shared
0.00
None
0.00