Filed: 11/13/2025ACC: 0000919574-25-006732
📋 What this filing means
HARBERT FUND ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 12 equity positions with a total reported market value of $15.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
12
Positions
$15.33M
Total AUM (reported)
1.95M
Total Shares
Allocation by class
COM NEW$6.23M40.7%
COM$5.14M33.5%
CL A ORD SHS$3.18M20.7%
CL A$340.9K2.2%
SPONSORED ADS$329.8K2.2%
UNIT 06/26/2030$105.5K0.7%
Portfolio Concentration
Top 3$9.41M61.4%
4–10$5.78M37.7%
11–25$133.0K0.9%
Top 3 weight
61.4%
Top 10 weight
99.1%
Voting Authority Distribution
Total shares with voting rights: 1.95M
Sole
Full voting authority
1.95M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole12
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings12
Rows:
LIQUIDIA CORPORATION
SOLEShares154.81K
TypeSH
Market value$3.52M
22.97%
Sole
154.81K
Shared
0.00
None
0.00
PERCEPTIVE CAP SOLUTIONS COR
SOLEShares300K
TypeSH
Market value$3.18M
20.75%
Sole
300K
Shared
0.00
None
0.00
IDENTIV INC
SOLEShares785.56K
TypeSH
Market value$2.71M
17.68%
Sole
785.56K
Shared
0.00
None
0.00
TRANSACT TECHNOLOGIES INC
SOLEShares416.12K
TypeSH
Market value$2.26M
14.72%
Sole
416.12K
Shared
0.00
None
0.00
FENNEC PHARMACEUTICALS INC
SOLEShares177.81K
TypeSH
Market value$1.66M
10.86%
Sole
177.81K
Shared
0.00
None
0.00
OCULAR THERAPEUTIX INC
SOLEShares50K
TypeSH
Market value$584.5K
3.81%
Sole
50K
Shared
0.00
None
0.00
NETSKOPE INC
SOLEShares15K
TypeSH
Market value$340.9K
2.22%
Sole
15K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares1.51K
TypeSH
Market value$330.9K
2.16%
Sole
1.51K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares1.18K
TypeSH
Market value$329.8K
2.15%
Sole
1.18K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares535.00
TypeSH
Market value$277.1K
1.81%
Sole
535.00
Shared
0.00
None
0.00
1RT ACQUISITION CORP.
SOLEShares10K
TypeSH
Market value$105.5K
0.69%
Sole
10K
Shared
0.00
None
0.00
TRILLER GROUP INC
SOLEShares33.18K
TypeSH
Market value$27.5K
0.18%
Sole
33.18K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LIQUIDIA CORPORATIONSOLE | COM NEW | 154.81K | SH | $3.52M 22.97% | 154.81K | 0.00 | 0.00 |
PERCEPTIVE CAP SOLUTIONS CORSOLE | CL A ORD SHS | 300K | SH | $3.18M 20.75% | 300K | 0.00 | 0.00 |
IDENTIV INCSOLE | COM NEW | 785.56K | SH | $2.71M 17.68% | 785.56K | 0.00 | 0.00 |
TRANSACT TECHNOLOGIES INCSOLE | COM | 416.12K | SH | $2.26M 14.72% | 416.12K | 0.00 | 0.00 |
FENNEC PHARMACEUTICALS INCSOLE | COM | 177.81K | SH | $1.66M 10.86% | 177.81K | 0.00 | 0.00 |
OCULAR THERAPEUTIX INCSOLE | COM | 50K | SH | $584.5K 3.81% | 50K | 0.00 | 0.00 |
NETSKOPE INCSOLE | CL A | 15K | SH | $340.9K 2.22% | 15K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 1.51K | SH | $330.9K 2.16% | 1.51K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 1.18K | SH | $329.8K 2.15% | 1.18K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 535.00 | SH | $277.1K 1.81% | 535.00 | 0.00 | 0.00 |
1RT ACQUISITION CORP.SOLE | UNIT 06/26/2030 | 10K | SH | $105.5K 0.69% | 10K | 0.00 | 0.00 |
TRILLER GROUP INCSOLE | COM | 33.18K | SH | $27.5K 0.18% | 33.18K | 0.00 | 0.00 |