Filed: 2/13/2025ACC: 0000919574-25-001108
📋 What this filing means
HARBERT FUND ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 78 equity positions with a total reported market value of $192.46M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
78
Positions
$192.46M
Total AUM (reported)
12.44M
Total Shares
Allocation by class
COM$89.73M46.6%
TR UNIT$20.51M10.7%
CL A$14.05M7.3%
COM NEW$9.57M5.0%
SBI HEALTHCARE$7.22M3.8%
COM CL A$7.02M3.6%
RUSSELL 2000 ETF$5.52M2.9%
Portfolio Concentration
Top 3$43.62M22.7%
4–10$42.32M22.0%
11–25$47.47M24.7%
Rest$59.06M30.7%
Top 3 weight
22.7%
Top 10 weight
44.7%
Voting Authority Distribution
Total shares with voting rights: 12.44M
Sole
Full voting authority
12.44M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole78
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings78
Rows:
SPDR S&P 500 ETF TR
SOLEShares35K
TypeSH
Market value$20.51M
10.66%
Sole
35K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares58.50K
TypeSH
Market value$12.83M
6.67%
Sole
58.50K
Shared
0.00
None
0.00
PENN ENTERTAINMENT INC
SOLEShares518.27K
TypeSH
Market value$10.27M
5.34%
Sole
518.27K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares18.23K
TypeSH
Market value$7.68M
3.99%
Sole
18.23K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares52.50K
TypeSH
Market value$7.22M
3.75%
Sole
52.50K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares53.50K
TypeSH
Market value$7.18M
3.73%
Sole
53.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25K
TypeSH
Market value$5.52M
2.87%
Sole
25K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares9.12K
TypeSH
Market value$5.34M
2.77%
Sole
9.12K
Shared
0.00
None
0.00
INFUSYSTEM HLDGS INC
SOLEShares597.61K
TypeSH
Market value$5.05M
2.62%
Sole
597.61K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares15K
TypeSH
Market value$4.32M
2.24%
Sole
15K
Shared
0.00
None
0.00
LIQUIDIA CORPORATION
SOLEShares339.16K
TypeSH
Market value$3.99M
2.07%
Sole
339.16K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares20.25K
TypeSH
Market value$3.86M
2.00%
Sole
20.25K
Shared
0.00
None
0.00
ENZO BIOCHEM INC
SOLEShares5.18M
TypeSH
Market value$3.70M
1.92%
Sole
5.18M
Shared
0.00
None
0.00
ACCURAY INC
SOLEShares1.85M
TypeSH
Market value$3.66M
1.90%
Sole
1.85M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares37.50K
TypeSH
Market value$3.38M
1.75%
Sole
37.50K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares16.35K
TypeSH
Market value$3.23M
1.68%
Sole
16.35K
Shared
0.00
None
0.00
VISA INC
SOLEShares9.75K
TypeSH
Market value$3.08M
1.60%
Sole
9.75K
Shared
0.00
None
0.00
PERCEPTIVE CAP SOLUTIONS COR
SOLEShares300K
TypeSH
Market value$3.05M
1.59%
Sole
300K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares100K
TypeSH
Market value$3.04M
1.58%
Sole
100K
Shared
0.00
None
0.00
FENNEC PHARMACEUTICALS INC
SOLEShares466.87K
TypeSH
Market value$2.95M
1.53%
Sole
466.87K
Shared
0.00
None
0.00
IQVIA HLDGS INC
SOLEShares15K
TypeSH
Market value$2.95M
1.53%
Sole
15K
Shared
0.00
None
0.00
IDENTIV INC
SOLEShares785.56K
TypeSH
Market value$2.88M
1.49%
Sole
785.56K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares30.10K
TypeSH
Market value$2.63M
1.37%
Sole
30.10K
Shared
0.00
None
0.00
TRANSACT TECHNOLOGIES INC
SOLEShares640.17K
TypeSH
Market value$2.62M
1.36%
Sole
640.17K
Shared
0.00
None
0.00
BOSTON SCIENTIFIC CORP
SOLEShares27.50K
TypeSH
Market value$2.46M
1.28%
Sole
27.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 35K | SH | $20.51M 10.66% | 35K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 58.50K | SH | $12.83M 6.67% | 58.50K | 0.00 | 0.00 |
PENN ENTERTAINMENT INCSOLE | COM | 518.27K | SH | $10.27M 5.34% | 518.27K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 18.23K | SH | $7.68M 3.99% | 18.23K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 52.50K | SH | $7.22M 3.75% | 52.50K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 53.50K | SH | $7.18M 3.73% | 53.50K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 25K | SH | $5.52M 2.87% | 25K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 9.12K | SH | $5.34M 2.77% | 9.12K | 0.00 | 0.00 |
INFUSYSTEM HLDGS INCSOLE | COM | 597.61K | SH | $5.05M 2.62% | 597.61K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 2000 GRW ETF | 15K | SH | $4.32M 2.24% | 15K | 0.00 | 0.00 |
LIQUIDIA CORPORATIONSOLE | COM NEW | 339.16K | SH | $3.99M 2.07% | 339.16K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 20.25K | SH | $3.86M 2.00% | 20.25K | 0.00 | 0.00 |
ENZO BIOCHEM INCSOLE | COM | 5.18M | SH | $3.70M 1.92% | 5.18M | 0.00 | 0.00 |
ACCURAY INCSOLE | COM | 1.85M | SH | $3.66M 1.90% | 1.85M | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P BIOTECH | 37.50K | SH | $3.38M 1.75% | 37.50K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 16.35K | SH | $3.23M 1.68% | 16.35K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 9.75K | SH | $3.08M 1.60% | 9.75K | 0.00 | 0.00 |
PERCEPTIVE CAP SOLUTIONS CORSOLE | CL A ORD SHS | 300K | SH | $3.05M 1.59% | 300K | 0.00 | 0.00 |
ISHARES TRSOLE | CHINA LG-CAP ETF | 100K | SH | $3.04M 1.58% | 100K | 0.00 | 0.00 |
FENNEC PHARMACEUTICALS INCSOLE | COM | 466.87K | SH | $2.95M 1.53% | 466.87K | 0.00 | 0.00 |
IQVIA HLDGS INCSOLE | COM | 15K | SH | $2.95M 1.53% | 15K | 0.00 | 0.00 |
IDENTIV INCSOLE | COM NEW | 785.56K | SH | $2.88M 1.49% | 785.56K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 30.10K | SH | $2.63M 1.37% | 30.10K | 0.00 | 0.00 |
TRANSACT TECHNOLOGIES INCSOLE | COM | 640.17K | SH | $2.62M 1.36% | 640.17K | 0.00 | 0.00 |
BOSTON SCIENTIFIC CORPSOLE | COM | 27.50K | SH | $2.46M 1.28% | 27.50K | 0.00 | 0.00 |
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