Filed: 11/14/2024ACC: 0000919574-24-006531
📋 What this filing means
HARBERT FUND ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 85 equity positions with a total reported market value of $169.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
85
Positions
$169.02M
Total AUM (reported)
17.74M
Total Shares
Allocation by class
COM$98.20M58.1%
COM NEW$17.12M10.1%
CL A$11.45M6.8%
TR UNIT$10.04M5.9%
CAP STK CL C$7.11M4.2%
COM CL A$5.55M3.3%
CL A ORD SHS$3.00M1.8%
Portfolio Concentration
Top 3$31.95M18.9%
4–10$42.58M25.2%
11–25$45.14M26.7%
Rest$49.35M29.2%
Top 3 weight
18.9%
Top 10 weight
44.1%
Voting Authority Distribution
Total shares with voting rights: 17.74M
Sole
Full voting authority
17.74M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole85
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings85
Rows:
PENN ENTERTAINMENT INC
SOLEShares608.27K
TypeSH
Market value$11.47M
6.79%
Sole
608.27K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares24.25K
TypeSH
Market value$10.43M
6.17%
Sole
24.25K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares17.50K
TypeSH
Market value$10.04M
5.94%
Sole
17.50K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares45K
TypeSH
Market value$8.38M
4.96%
Sole
45K
Shared
0.00
None
0.00
TURTLE BEACH CORP
SOLEShares522.26K
TypeSH
Market value$8.01M
4.74%
Sole
522.26K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares42.50K
TypeSH
Market value$7.11M
4.20%
Sole
42.50K
Shared
0.00
None
0.00
ENZO BIOCHEM INC
SOLEShares5.18M
TypeSH
Market value$5.80M
3.43%
Sole
5.18M
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares9.50K
TypeSH
Market value$5.44M
3.22%
Sole
9.50K
Shared
0.00
None
0.00
INFUSYSTEM HLDGS INC
SOLEShares618.09K
TypeSH
Market value$4.14M
2.45%
Sole
618.09K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares30.50K
TypeSH
Market value$3.70M
2.19%
Sole
30.50K
Shared
0.00
None
0.00
APPLE INC
SOLEShares15.75K
TypeSH
Market value$3.67M
2.17%
Sole
15.75K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares7.05K
TypeSH
Market value$3.48M
2.06%
Sole
7.05K
Shared
0.00
None
0.00
CVS HEALTH CORP
SOLEShares55K
TypeSH
Market value$3.46M
2.05%
Sole
55K
Shared
0.00
None
0.00
LIQUIDIA CORPORATION
SOLEShares339.16K
TypeSH
Market value$3.39M
2.01%
Sole
339.16K
Shared
0.00
None
0.00
ACCURAY INC
SOLEShares1.85M
TypeSH
Market value$3.33M
1.97%
Sole
1.85M
Shared
0.00
None
0.00
VISA INC
SOLEShares11.75K
TypeSH
Market value$3.23M
1.91%
Sole
11.75K
Shared
0.00
None
0.00
TRANSACT TECHNOLOGIES INC
SOLEShares640.17K
TypeSH
Market value$3.11M
1.84%
Sole
640.17K
Shared
0.00
None
0.00
PERCEPTIVE CAP SOLUTIONS COR
SOLEShares300K
TypeSH
Market value$3.00M
1.78%
Sole
300K
Shared
0.00
None
0.00
IDENTIV INC
SOLEShares785.56K
TypeSH
Market value$2.77M
1.64%
Sole
785.56K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.50K
TypeSH
Market value$2.76M
1.63%
Sole
12.50K
Shared
0.00
None
0.00
ELEVANCE HEALTH INC
SOLEShares5.25K
TypeSH
Market value$2.73M
1.62%
Sole
5.25K
Shared
0.00
None
0.00
IQVIA HLDGS INC
SOLEShares11.50K
TypeSH
Market value$2.73M
1.61%
Sole
11.50K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares4.50K
TypeSH
Market value$2.63M
1.56%
Sole
4.50K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares5K
TypeSH
Market value$2.44M
1.44%
Sole
5K
Shared
0.00
None
0.00
INSPIRED ENTMT INC
SOLEShares259.54K
TypeSH
Market value$2.41M
1.42%
Sole
259.54K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PENN ENTERTAINMENT INCSOLE | COM | 608.27K | SH | $11.47M 6.79% | 608.27K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 24.25K | SH | $10.43M 6.17% | 24.25K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 17.50K | SH | $10.04M 5.94% | 17.50K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 45K | SH | $8.38M 4.96% | 45K | 0.00 | 0.00 |
TURTLE BEACH CORPSOLE | COM NEW | 522.26K | SH | $8.01M 4.74% | 522.26K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 42.50K | SH | $7.11M 4.20% | 42.50K | 0.00 | 0.00 |
ENZO BIOCHEM INCSOLE | COM | 5.18M | SH | $5.80M 3.43% | 5.18M | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 9.50K | SH | $5.44M 3.22% | 9.50K | 0.00 | 0.00 |
INFUSYSTEM HLDGS INCSOLE | COM | 618.09K | SH | $4.14M 2.45% | 618.09K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 30.50K | SH | $3.70M 2.19% | 30.50K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 15.75K | SH | $3.67M 2.17% | 15.75K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 7.05K | SH | $3.48M 2.06% | 7.05K | 0.00 | 0.00 |
CVS HEALTH CORPSOLE | COM | 55K | SH | $3.46M 2.05% | 55K | 0.00 | 0.00 |
LIQUIDIA CORPORATIONSOLE | COM NEW | 339.16K | SH | $3.39M 2.01% | 339.16K | 0.00 | 0.00 |
ACCURAY INCSOLE | COM | 1.85M | SH | $3.33M 1.97% | 1.85M | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 11.75K | SH | $3.23M 1.91% | 11.75K | 0.00 | 0.00 |
TRANSACT TECHNOLOGIES INCSOLE | COM | 640.17K | SH | $3.11M 1.84% | 640.17K | 0.00 | 0.00 |
PERCEPTIVE CAP SOLUTIONS CORSOLE | CL A ORD SHS | 300K | SH | $3.00M 1.78% | 300K | 0.00 | 0.00 |
IDENTIV INCSOLE | COM NEW | 785.56K | SH | $2.77M 1.64% | 785.56K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 12.50K | SH | $2.76M 1.63% | 12.50K | 0.00 | 0.00 |
ELEVANCE HEALTH INCSOLE | COM | 5.25K | SH | $2.73M 1.62% | 5.25K | 0.00 | 0.00 |
IQVIA HLDGS INCSOLE | COM | 11.50K | SH | $2.73M 1.61% | 11.50K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 4.50K | SH | $2.63M 1.56% | 4.50K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 5K | SH | $2.44M 1.44% | 5K | 0.00 | 0.00 |
INSPIRED ENTMT INCSOLE | COM | 259.54K | SH | $2.41M 1.42% | 259.54K | 0.00 | 0.00 |
Page 1 of 4