Filed: 8/14/2024ACC: 0000919574-24-004516
📋 What this filing means
HARBERT FUND ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $140.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
94
Positions
$140.73M
Total AUM (reported)
18.48M
Total Shares
Allocation by class
COM$82.07M58.3%
COM NEW$16.30M11.6%
UNIT SER 1$7.19M5.1%
TR UNIT$6.80M4.8%
CL A$6.74M4.8%
COM CL A$6.67M4.7%
CL A ORD SHS$3.02M2.1%
Portfolio Concentration
Top 3$28.02M19.9%
4–10$38.79M27.6%
11–25$37.15M26.4%
Rest$36.78M26.1%
Top 3 weight
19.9%
Top 10 weight
47.5%
Voting Authority Distribution
Total shares with voting rights: 18.48M
Sole
Full voting authority
18.48M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole94
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings94
Rows:
PENN ENTERTAINMENT INC
SOLEShares608.27K
TypeSH
Market value$11.77M
8.37%
Sole
608.27K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares43K
TypeSH
Market value$8.31M
5.90%
Sole
43K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares17.75K
TypeSH
Market value$7.93M
5.64%
Sole
17.75K
Shared
0.00
None
0.00
TURTLE BEACH CORP
SOLEShares522.26K
TypeSH
Market value$7.49M
5.32%
Sole
522.26K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares15K
TypeSH
Market value$7.19M
5.11%
Sole
15K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares12.50K
TypeSH
Market value$6.80M
4.83%
Sole
12.50K
Shared
0.00
None
0.00
ENZO BIOCHEM INC
SOLEShares5.18M
TypeSH
Market value$5.64M
4.01%
Sole
5.18M
Shared
0.00
None
0.00
INFUSYSTEM HLDGS INC
SOLEShares618.09K
TypeSH
Market value$4.22M
3.00%
Sole
618.09K
Shared
0.00
None
0.00
LIQUIDIA CORPORATION
SOLEShares339.16K
TypeSH
Market value$4.07M
2.89%
Sole
339.16K
Shared
0.00
None
0.00
IDENTIV INC
SOLEShares785.56K
TypeSH
Market value$3.38M
2.40%
Sole
785.56K
Shared
0.00
None
0.00
ACCURAY INC
SOLEShares1.85M
TypeSH
Market value$3.37M
2.39%
Sole
1.85M
Shared
0.00
None
0.00
ELEVANCE HEALTH INC
SOLEShares5.75K
TypeSH
Market value$3.12M
2.21%
Sole
5.75K
Shared
0.00
None
0.00
PERCEPTIVE CAP SOLUTIONS COR
SOLEShares300K
TypeSH
Market value$3.02M
2.14%
Sole
300K
Shared
0.00
None
0.00
FENNEC PHARMACEUTICALS INC
SOLEShares466.87K
TypeSH
Market value$2.85M
2.03%
Sole
466.87K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares15K
TypeSH
Market value$2.75M
1.95%
Sole
15K
Shared
0.00
None
0.00
ECOVYST INC
SOLEShares297.06K
TypeSH
Market value$2.66M
1.89%
Sole
297.06K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares5.25K
TypeSH
Market value$2.65M
1.88%
Sole
5.25K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares15K
TypeSH
Market value$2.43M
1.73%
Sole
15K
Shared
0.00
None
0.00
TRANSACT TECHNOLOGIES INC
SOLEShares640.17K
TypeSH
Market value$2.41M
1.71%
Sole
640.17K
Shared
0.00
None
0.00
INSPIRED ENTMT INC
SOLEShares259.54K
TypeSH
Market value$2.37M
1.69%
Sole
259.54K
Shared
0.00
None
0.00
STREAMLINE HEALTH SOLUTIONS
SOLEShares4.82M
TypeSH
Market value$2.22M
1.58%
Sole
4.82M
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares4.50K
TypeSH
Market value$1.99M
1.41%
Sole
4.50K
Shared
0.00
None
0.00
VISA INC
SOLEShares7.50K
TypeSH
Market value$1.97M
1.40%
Sole
7.50K
Shared
0.00
None
0.00
I3 VERTICALS INC
SOLEShares81.61K
TypeSH
Market value$1.80M
1.28%
Sole
81.61K
Shared
0.00
None
0.00
IQVIA HLDGS INC
SOLEShares7.25K
TypeSH
Market value$1.53M
1.09%
Sole
7.25K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PENN ENTERTAINMENT INCSOLE | COM | 608.27K | SH | $11.77M 8.37% | 608.27K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 43K | SH | $8.31M 5.90% | 43K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 17.75K | SH | $7.93M 5.64% | 17.75K | 0.00 | 0.00 |
TURTLE BEACH CORPSOLE | COM NEW | 522.26K | SH | $7.49M 5.32% | 522.26K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 15K | SH | $7.19M 5.11% | 15K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 12.50K | SH | $6.80M 4.83% | 12.50K | 0.00 | 0.00 |
ENZO BIOCHEM INCSOLE | COM | 5.18M | SH | $5.64M 4.01% | 5.18M | 0.00 | 0.00 |
INFUSYSTEM HLDGS INCSOLE | COM | 618.09K | SH | $4.22M 3.00% | 618.09K | 0.00 | 0.00 |
LIQUIDIA CORPORATIONSOLE | COM NEW | 339.16K | SH | $4.07M 2.89% | 339.16K | 0.00 | 0.00 |
IDENTIV INCSOLE | COM NEW | 785.56K | SH | $3.38M 2.40% | 785.56K | 0.00 | 0.00 |
ACCURAY INCSOLE | COM | 1.85M | SH | $3.37M 2.39% | 1.85M | 0.00 | 0.00 |
ELEVANCE HEALTH INCSOLE | COM | 5.75K | SH | $3.12M 2.21% | 5.75K | 0.00 | 0.00 |
PERCEPTIVE CAP SOLUTIONS CORSOLE | CL A ORD SHS | 300K | SH | $3.02M 2.14% | 300K | 0.00 | 0.00 |
FENNEC PHARMACEUTICALS INCSOLE | COM | 466.87K | SH | $2.85M 2.03% | 466.87K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 15K | SH | $2.75M 1.95% | 15K | 0.00 | 0.00 |
ECOVYST INCSOLE | COM | 297.06K | SH | $2.66M 1.89% | 297.06K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 5.25K | SH | $2.65M 1.88% | 5.25K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 15K | SH | $2.43M 1.73% | 15K | 0.00 | 0.00 |
TRANSACT TECHNOLOGIES INCSOLE | COM | 640.17K | SH | $2.41M 1.71% | 640.17K | 0.00 | 0.00 |
INSPIRED ENTMT INCSOLE | COM | 259.54K | SH | $2.37M 1.69% | 259.54K | 0.00 | 0.00 |
STREAMLINE HEALTH SOLUTIONSSOLE | COM | 4.82M | SH | $2.22M 1.58% | 4.82M | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 4.50K | SH | $1.99M 1.41% | 4.50K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 7.50K | SH | $1.97M 1.40% | 7.50K | 0.00 | 0.00 |
I3 VERTICALS INCSOLE | COM CL A | 81.61K | SH | $1.80M 1.28% | 81.61K | 0.00 | 0.00 |
IQVIA HLDGS INCSOLE | COM | 7.25K | SH | $1.53M 1.09% | 7.25K | 0.00 | 0.00 |
Page 1 of 4