Filed: 2/14/2024ACC: 0000919574-24-001095
📋 What this filing means
HARBERT FUND ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 70 equity positions with a total reported market value of $145.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
70
Positions
$145.90M
Total AUM (reported)
19.96M
Total Shares
Allocation by class
COM$104.24M71.4%
COM NEW$17.49M12.0%
CL A$7.01M4.8%
SHS$5.87M4.0%
COM CL A$4.50M3.1%
CAP STK CL C$1.41M1.0%
SUB VTG SHS$1.33M0.9%
Portfolio Concentration
Top 3$20.20M13.8%
4–10$39.19M26.9%
11–25$46.09M31.6%
Rest$40.41M27.7%
Top 3 weight
13.8%
Top 10 weight
40.7%
Voting Authority Distribution
Total shares with voting rights: 19.96M
Sole
Full voting authority
19.96M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole70
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings70
Rows:
ENZO BIOCHEM INC
SOLEShares5.18M
TypeSH
Market value$7.19M
4.93%
Sole
5.18M
Shared
0.00
None
0.00
INFUSYSTEM HLDGS INC
SOLEShares618.09K
TypeSH
Market value$6.51M
4.47%
Sole
618.09K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares42.75K
TypeSH
Market value$6.50M
4.45%
Sole
42.75K
Shared
0.00
None
0.00
IDENTIV INC
SOLEShares785.56K
TypeSH
Market value$6.47M
4.44%
Sole
785.56K
Shared
0.00
None
0.00
PLAYAGS INC
SOLEShares715.86K
TypeSH
Market value$6.03M
4.14%
Sole
715.86K
Shared
0.00
None
0.00
TURTLE BEACH CORP
SOLEShares514.96K
TypeSH
Market value$5.64M
3.86%
Sole
514.96K
Shared
0.00
None
0.00
STRATASYS LTD
SOLEShares375K
TypeSH
Market value$5.36M
3.67%
Sole
375K
Shared
0.00
None
0.00
FENNEC PHARMACEUTICALS INC
SOLEShares466.87K
TypeSH
Market value$5.24M
3.59%
Sole
466.87K
Shared
0.00
None
0.00
ACCURAY INC
SOLEShares1.85M
TypeSH
Market value$5.23M
3.59%
Sole
1.85M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares13.88K
TypeSH
Market value$5.22M
3.58%
Sole
13.88K
Shared
0.00
None
0.00
CARRIAGE SVCS INC
SOLEShares208.50K
TypeSH
Market value$5.21M
3.57%
Sole
208.50K
Shared
0.00
None
0.00
TRANSACT TECHNOLOGIES INC
SOLEShares640.17K
TypeSH
Market value$4.47M
3.06%
Sole
640.17K
Shared
0.00
None
0.00
SIX FLAGS ENTMT CORP NEW
SOLEShares177.94K
TypeSH
Market value$4.46M
3.06%
Sole
177.94K
Shared
0.00
None
0.00
LIQUIDIA CORPORATION
SOLEShares339.16K
TypeSH
Market value$4.08M
2.80%
Sole
339.16K
Shared
0.00
None
0.00
1STDIBS COM INC
SOLEShares843.32K
TypeSH
Market value$3.95M
2.71%
Sole
843.32K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares11K
TypeSH
Market value$3.89M
2.67%
Sole
11K
Shared
0.00
None
0.00
TOPGOLF CALLAWAY BRANDS CORP
SOLEShares220K
TypeSH
Market value$3.15M
2.16%
Sole
220K
Shared
0.00
None
0.00
ECOVYST INC
SOLEShares297.06K
TypeSH
Market value$2.90M
1.99%
Sole
297.06K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares5.79K
TypeSH
Market value$2.86M
1.96%
Sole
5.79K
Shared
0.00
None
0.00
INSPIRED ENTMT INC
SOLEShares259.54K
TypeSH
Market value$2.56M
1.76%
Sole
259.54K
Shared
0.00
None
0.00
STREAMLINE HEALTH SOLUTIONS
SOLEShares4.82M
TypeSH
Market value$2.05M
1.41%
Sole
4.82M
Shared
0.00
None
0.00
BOSTON SCIENTIFIC CORP
SOLEShares32.50K
TypeSH
Market value$1.88M
1.29%
Sole
32.50K
Shared
0.00
None
0.00
I3 VERTICALS INC
SOLEShares81.61K
TypeSH
Market value$1.73M
1.18%
Sole
81.61K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares10K
TypeSH
Market value$1.47M
1.01%
Sole
10K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares10K
TypeSH
Market value$1.41M
0.97%
Sole
10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ENZO BIOCHEM INCSOLE | COM | 5.18M | SH | $7.19M 4.93% | 5.18M | 0.00 | 0.00 |
INFUSYSTEM HLDGS INCSOLE | COM | 618.09K | SH | $6.51M 4.47% | 618.09K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 42.75K | SH | $6.50M 4.45% | 42.75K | 0.00 | 0.00 |
IDENTIV INCSOLE | COM NEW | 785.56K | SH | $6.47M 4.44% | 785.56K | 0.00 | 0.00 |
PLAYAGS INCSOLE | COM | 715.86K | SH | $6.03M 4.14% | 715.86K | 0.00 | 0.00 |
TURTLE BEACH CORPSOLE | COM NEW | 514.96K | SH | $5.64M 3.86% | 514.96K | 0.00 | 0.00 |
STRATASYS LTDSOLE | SHS | 375K | SH | $5.36M 3.67% | 375K | 0.00 | 0.00 |
FENNEC PHARMACEUTICALS INCSOLE | COM | 466.87K | SH | $5.24M 3.59% | 466.87K | 0.00 | 0.00 |
ACCURAY INCSOLE | COM | 1.85M | SH | $5.23M 3.59% | 1.85M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 13.88K | SH | $5.22M 3.58% | 13.88K | 0.00 | 0.00 |
CARRIAGE SVCS INCSOLE | COM | 208.50K | SH | $5.21M 3.57% | 208.50K | 0.00 | 0.00 |
TRANSACT TECHNOLOGIES INCSOLE | COM | 640.17K | SH | $4.47M 3.06% | 640.17K | 0.00 | 0.00 |
SIX FLAGS ENTMT CORP NEWSOLE | COM | 177.94K | SH | $4.46M 3.06% | 177.94K | 0.00 | 0.00 |
LIQUIDIA CORPORATIONSOLE | COM NEW | 339.16K | SH | $4.08M 2.80% | 339.16K | 0.00 | 0.00 |
1STDIBS COM INCSOLE | COM | 843.32K | SH | $3.95M 2.71% | 843.32K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 11K | SH | $3.89M 2.67% | 11K | 0.00 | 0.00 |
TOPGOLF CALLAWAY BRANDS CORPSOLE | COM | 220K | SH | $3.15M 2.16% | 220K | 0.00 | 0.00 |
ECOVYST INCSOLE | COM | 297.06K | SH | $2.90M 1.99% | 297.06K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 5.79K | SH | $2.86M 1.96% | 5.79K | 0.00 | 0.00 |
INSPIRED ENTMT INCSOLE | COM | 259.54K | SH | $2.56M 1.76% | 259.54K | 0.00 | 0.00 |
STREAMLINE HEALTH SOLUTIONSSOLE | COM | 4.82M | SH | $2.05M 1.41% | 4.82M | 0.00 | 0.00 |
BOSTON SCIENTIFIC CORPSOLE | COM | 32.50K | SH | $1.88M 1.29% | 32.50K | 0.00 | 0.00 |
I3 VERTICALS INCSOLE | COM CL A | 81.61K | SH | $1.73M 1.18% | 81.61K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 10K | SH | $1.47M 1.01% | 10K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 10K | SH | $1.41M 0.97% | 10K | 0.00 | 0.00 |
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