Filed: 11/14/2023ACC: 0000919574-23-006212
📋 What this filing means
HARBERT FUND ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 44 equity positions with a total reported market value of $136.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
44
Positions
$136.78M
Total AUM (reported)
20.23M
Total Shares
Allocation by class
COM$93.92M68.7%
COM NEW$16.26M11.9%
CL A$8.61M6.3%
CAP STK CL C$5.60M4.1%
SHS$5.10M3.7%
COM CL A$3.05M2.2%
CL A COM$2.50M1.8%
Portfolio Concentration
Top 3$21.51M15.7%
4–10$40.61M29.7%
11–25$53.76M39.3%
Rest$20.90M15.3%
Top 3 weight
15.7%
Top 10 weight
45.4%
Voting Authority Distribution
Total shares with voting rights: 20.23M
Sole
Full voting authority
20.23M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole44
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings44
Rows:
PLAYAGS INC
SOLEShares1.13M
TypeSH
Market value$7.33M
5.36%
Sole
1.13M
Shared
0.00
None
0.00
ENZO BIOCHEM INC
SOLEShares5.18M
TypeSH
Market value$7.25M
5.30%
Sole
5.18M
Shared
0.00
None
0.00
VSE CORP
SOLEShares137.45K
TypeSH
Market value$6.93M
5.07%
Sole
137.45K
Shared
0.00
None
0.00
IDENTIV INC
SOLEShares785.56K
TypeSH
Market value$6.63M
4.85%
Sole
785.56K
Shared
0.00
None
0.00
INFUSYSTEM HLDGS INC
SOLEShares618.09K
TypeSH
Market value$5.96M
4.36%
Sole
618.09K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares19.75K
TypeSH
Market value$5.93M
4.33%
Sole
19.75K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares18.75K
TypeSH
Market value$5.92M
4.33%
Sole
18.75K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares42.50K
TypeSH
Market value$5.60M
4.10%
Sole
42.50K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares43K
TypeSH
Market value$5.47M
4.00%
Sole
43K
Shared
0.00
None
0.00
STRATASYS LTD
SOLEShares375K
TypeSH
Market value$5.10M
3.73%
Sole
375K
Shared
0.00
None
0.00
ACCURAY INC
SOLEShares1.85M
TypeSH
Market value$5.03M
3.68%
Sole
1.85M
Shared
0.00
None
0.00
TURTLE BEACH CORP
SOLEShares514.96K
TypeSH
Market value$4.67M
3.42%
Sole
514.96K
Shared
0.00
None
0.00
STREAMLINE HEALTH SOLUTIONS
SOLEShares4.82M
TypeSH
Market value$4.67M
3.41%
Sole
4.82M
Shared
0.00
None
0.00
CARRIAGE SVCS INC
SOLEShares158.50K
TypeSH
Market value$4.48M
3.27%
Sole
158.50K
Shared
0.00
None
0.00
TRANSACT TECHNOLOGIES INC
SOLEShares640.17K
TypeSH
Market value$4.11M
3.00%
Sole
640.17K
Shared
0.00
None
0.00
IQVIA HLDGS INC
SOLEShares20K
TypeSH
Market value$3.94M
2.88%
Sole
20K
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares7K
TypeSH
Market value$3.54M
2.59%
Sole
7K
Shared
0.00
None
0.00
FENNEC PHARMACEUTICALS INC
SOLEShares466.87K
TypeSH
Market value$3.51M
2.56%
Sole
466.87K
Shared
0.00
None
0.00
INSPIRED ENTMT INC
SOLEShares259.54K
TypeSH
Market value$3.10M
2.27%
Sole
259.54K
Shared
0.00
None
0.00
1STDIBS COM INC
SOLEShares843.32K
TypeSH
Market value$3.07M
2.24%
Sole
843.32K
Shared
0.00
None
0.00
TOPGOLF CALLAWAY BRANDS CORP
SOLEShares220K
TypeSH
Market value$3.04M
2.23%
Sole
220K
Shared
0.00
None
0.00
ECOVYST INC
SOLEShares297.06K
TypeSH
Market value$2.92M
2.14%
Sole
297.06K
Shared
0.00
None
0.00
WORKDAY INC
SOLEShares12.50K
TypeSH
Market value$2.69M
1.96%
Sole
12.50K
Shared
0.00
None
0.00
DATADOG INC
SOLEShares27.50K
TypeSH
Market value$2.50M
1.83%
Sole
27.50K
Shared
0.00
None
0.00
INTUITIVE SURGICAL INC
SOLEShares8.50K
TypeSH
Market value$2.48M
1.82%
Sole
8.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PLAYAGS INCSOLE | COM | 1.13M | SH | $7.33M 5.36% | 1.13M | 0.00 | 0.00 |
ENZO BIOCHEM INCSOLE | COM | 5.18M | SH | $7.25M 5.30% | 5.18M | 0.00 | 0.00 |
VSE CORPSOLE | COM | 137.45K | SH | $6.93M 5.07% | 137.45K | 0.00 | 0.00 |
IDENTIV INCSOLE | COM NEW | 785.56K | SH | $6.63M 4.85% | 785.56K | 0.00 | 0.00 |
INFUSYSTEM HLDGS INCSOLE | COM | 618.09K | SH | $5.96M 4.36% | 618.09K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 19.75K | SH | $5.93M 4.33% | 19.75K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 18.75K | SH | $5.92M 4.33% | 18.75K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 42.50K | SH | $5.60M 4.10% | 42.50K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 43K | SH | $5.47M 4.00% | 43K | 0.00 | 0.00 |
STRATASYS LTDSOLE | SHS | 375K | SH | $5.10M 3.73% | 375K | 0.00 | 0.00 |
ACCURAY INCSOLE | COM | 1.85M | SH | $5.03M 3.68% | 1.85M | 0.00 | 0.00 |
TURTLE BEACH CORPSOLE | COM NEW | 514.96K | SH | $4.67M 3.42% | 514.96K | 0.00 | 0.00 |
STREAMLINE HEALTH SOLUTIONSSOLE | COM | 4.82M | SH | $4.67M 3.41% | 4.82M | 0.00 | 0.00 |
CARRIAGE SVCS INCSOLE | COM | 158.50K | SH | $4.48M 3.27% | 158.50K | 0.00 | 0.00 |
TRANSACT TECHNOLOGIES INCSOLE | COM | 640.17K | SH | $4.11M 3.00% | 640.17K | 0.00 | 0.00 |
IQVIA HLDGS INCSOLE | COM | 20K | SH | $3.94M 2.88% | 20K | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 7K | SH | $3.54M 2.59% | 7K | 0.00 | 0.00 |
FENNEC PHARMACEUTICALS INCSOLE | COM | 466.87K | SH | $3.51M 2.56% | 466.87K | 0.00 | 0.00 |
INSPIRED ENTMT INCSOLE | COM | 259.54K | SH | $3.10M 2.27% | 259.54K | 0.00 | 0.00 |
1STDIBS COM INCSOLE | COM | 843.32K | SH | $3.07M 2.24% | 843.32K | 0.00 | 0.00 |
TOPGOLF CALLAWAY BRANDS CORPSOLE | COM | 220K | SH | $3.04M 2.23% | 220K | 0.00 | 0.00 |
ECOVYST INCSOLE | COM | 297.06K | SH | $2.92M 2.14% | 297.06K | 0.00 | 0.00 |
WORKDAY INCSOLE | CL A | 12.50K | SH | $2.69M 1.96% | 12.50K | 0.00 | 0.00 |
DATADOG INCSOLE | CL A COM | 27.50K | SH | $2.50M 1.83% | 27.50K | 0.00 | 0.00 |
INTUITIVE SURGICAL INCSOLE | COM NEW | 8.50K | SH | $2.48M 1.82% | 8.50K | 0.00 | 0.00 |
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