Filed: 8/14/2023ACC: 0000919574-23-004571
📋 What this filing means
HARBERT FUND ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $178.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
42
Positions
$178.40M
Total AUM (reported)
22.07M
Total Shares
Allocation by class
COM$110.50M61.9%
SHS$27.97M15.7%
COM NEW$15.92M8.9%
COM CL A$11.55M6.5%
CL A$6.98M3.9%
CAP STK CL C$2.42M1.4%
CL A COM$1.97M1.1%
Portfolio Concentration
Top 3$45.01M25.2%
4–10$43.93M24.6%
11–25$59.71M33.5%
Rest$29.75M16.7%
Top 3 weight
25.2%
Top 10 weight
49.9%
Voting Authority Distribution
Total shares with voting rights: 22.07M
Sole
Full voting authority
22.07M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole42
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings42
Rows:
STRATASYS LTD
SOLEShares1.57M
TypeSH
Market value$27.97M
15.68%
Sole
1.57M
Shared
0.00
None
0.00
ENZO BIOCHEM INC
SOLEShares5.18M
TypeSH
Market value$9.52M
5.34%
Sole
5.18M
Shared
0.00
None
0.00
VSE CORP
SOLEShares137.45K
TypeSH
Market value$7.52M
4.21%
Sole
137.45K
Shared
0.00
None
0.00
ACCURAY INC
SOLEShares1.85M
TypeSH
Market value$7.16M
4.01%
Sole
1.85M
Shared
0.00
None
0.00
IDENTIV INC
SOLEShares785.56K
TypeSH
Market value$6.61M
3.70%
Sole
785.56K
Shared
0.00
None
0.00
PLAYAGS INC
SOLEShares1.13M
TypeSH
Market value$6.36M
3.56%
Sole
1.13M
Shared
0.00
None
0.00
STREAMLINE HEALTH SOLUTIONS
SOLEShares4.82M
TypeSH
Market value$6.13M
3.43%
Sole
4.82M
Shared
0.00
None
0.00
TURTLE BEACH CORP
SOLEShares514.96K
TypeSH
Market value$6.00M
3.36%
Sole
514.96K
Shared
0.00
None
0.00
INFUSYSTEM HLDGS INC
SOLEShares618.09K
TypeSH
Market value$5.95M
3.34%
Sole
618.09K
Shared
0.00
None
0.00
TRANSACT TECHNOLOGIES INC
SOLEShares640.17K
TypeSH
Market value$5.74M
3.22%
Sole
640.17K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares40K
TypeSH
Market value$5.21M
2.92%
Sole
40K
Shared
0.00
None
0.00
CARRIAGE SVCS INC
SOLEShares158.50K
TypeSH
Market value$5.15M
2.88%
Sole
158.50K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares15K
TypeSH
Market value$5.11M
2.86%
Sole
15K
Shared
0.00
None
0.00
IQVIA HLDGS INC
SOLEShares22.50K
TypeSH
Market value$5.06M
2.83%
Sole
22.50K
Shared
0.00
None
0.00
TOPGOLF CALLAWAY BRANDS CORP
SOLEShares220K
TypeSH
Market value$4.37M
2.45%
Sole
220K
Shared
0.00
None
0.00
FUNKO INC
SOLEShares400K
TypeSH
Market value$4.33M
2.43%
Sole
400K
Shared
0.00
None
0.00
FENNEC PHARMACEUTICALS INC
SOLEShares466.87K
TypeSH
Market value$4.12M
2.31%
Sole
466.87K
Shared
0.00
None
0.00
INSPIRED ENTMT INC
SOLEShares259.54K
TypeSH
Market value$3.82M
2.14%
Sole
259.54K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares12.50K
TypeSH
Market value$3.59M
2.01%
Sole
12.50K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares30K
TypeSH
Market value$3.42M
1.92%
Sole
30K
Shared
0.00
None
0.00
ECOVYST INC
SOLEShares297.06K
TypeSH
Market value$3.40M
1.91%
Sole
297.06K
Shared
0.00
None
0.00
WORKDAY INC
SOLEShares15K
TypeSH
Market value$3.39M
1.90%
Sole
15K
Shared
0.00
None
0.00
1STDIBS COM INC
SOLEShares843.32K
TypeSH
Market value$3.15M
1.77%
Sole
843.32K
Shared
0.00
None
0.00
ENPHASE ENERGY INC
SOLEShares17.50K
TypeSH
Market value$2.93M
1.64%
Sole
17.50K
Shared
0.00
None
0.00
LIQUIDIA CORPORATION
SOLEShares339.16K
TypeSH
Market value$2.66M
1.49%
Sole
339.16K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STRATASYS LTDSOLE | SHS | 1.57M | SH | $27.97M 15.68% | 1.57M | 0.00 | 0.00 |
ENZO BIOCHEM INCSOLE | COM | 5.18M | SH | $9.52M 5.34% | 5.18M | 0.00 | 0.00 |
VSE CORPSOLE | COM | 137.45K | SH | $7.52M 4.21% | 137.45K | 0.00 | 0.00 |
ACCURAY INCSOLE | COM | 1.85M | SH | $7.16M 4.01% | 1.85M | 0.00 | 0.00 |
IDENTIV INCSOLE | COM NEW | 785.56K | SH | $6.61M 3.70% | 785.56K | 0.00 | 0.00 |
PLAYAGS INCSOLE | COM | 1.13M | SH | $6.36M 3.56% | 1.13M | 0.00 | 0.00 |
STREAMLINE HEALTH SOLUTIONSSOLE | COM | 4.82M | SH | $6.13M 3.43% | 4.82M | 0.00 | 0.00 |
TURTLE BEACH CORPSOLE | COM NEW | 514.96K | SH | $6.00M 3.36% | 514.96K | 0.00 | 0.00 |
INFUSYSTEM HLDGS INCSOLE | COM | 618.09K | SH | $5.95M 3.34% | 618.09K | 0.00 | 0.00 |
TRANSACT TECHNOLOGIES INCSOLE | COM | 640.17K | SH | $5.74M 3.22% | 640.17K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 40K | SH | $5.21M 2.92% | 40K | 0.00 | 0.00 |
CARRIAGE SVCS INCSOLE | COM | 158.50K | SH | $5.15M 2.88% | 158.50K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 15K | SH | $5.11M 2.86% | 15K | 0.00 | 0.00 |
IQVIA HLDGS INCSOLE | COM | 22.50K | SH | $5.06M 2.83% | 22.50K | 0.00 | 0.00 |
TOPGOLF CALLAWAY BRANDS CORPSOLE | COM | 220K | SH | $4.37M 2.45% | 220K | 0.00 | 0.00 |
FUNKO INCSOLE | COM CL A | 400K | SH | $4.33M 2.43% | 400K | 0.00 | 0.00 |
FENNEC PHARMACEUTICALS INCSOLE | COM | 466.87K | SH | $4.12M 2.31% | 466.87K | 0.00 | 0.00 |
INSPIRED ENTMT INCSOLE | COM | 259.54K | SH | $3.82M 2.14% | 259.54K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 12.50K | SH | $3.59M 2.01% | 12.50K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 30K | SH | $3.42M 1.92% | 30K | 0.00 | 0.00 |
ECOVYST INCSOLE | COM | 297.06K | SH | $3.40M 1.91% | 297.06K | 0.00 | 0.00 |
WORKDAY INCSOLE | CL A | 15K | SH | $3.39M 1.90% | 15K | 0.00 | 0.00 |
1STDIBS COM INCSOLE | COM | 843.32K | SH | $3.15M 1.77% | 843.32K | 0.00 | 0.00 |
ENPHASE ENERGY INCSOLE | COM | 17.50K | SH | $2.93M 1.64% | 17.50K | 0.00 | 0.00 |
LIQUIDIA CORPORATIONSOLE | COM NEW | 339.16K | SH | $2.66M 1.49% | 339.16K | 0.00 | 0.00 |
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