HALBERT HARGROVE GLOBAL ADVISORS, LLC

PrivateCIK: 1484205

Location

LONG BEACH, CA

372

Positions

$2.07B

Total AUM (reported)

36.17M

Total Shares

Allocation by class

CORE S&P500 ETF$328.12M15.8%

US EFFICIENT COR$282.50M13.6%

U S EQUITY FACTR$239.35M11.5%

CORE MSCI EAFE$168.40M8.1%

U S ADAPTIVE MVN$167.31M8.1%

CORE MSCI EMKT$157.82M7.6%

INTERNATIONL EFI$137.34M6.6%

Portfolio Concentration

Top 3$849.97M41.0%

4–10$894.97M43.2%

11–25$247.08M11.9%

Rest$80.27M3.9%

Top 3 weight

41.0%

Top 10 weight

84.2%

Voting Authority Distribution

Total shares with voting rights: 36.17M

Sole

Full voting authority

35.91M

% of voting shares99.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

262.50K

% of voting shares0.7%

Investment Discretion (by position count)

Sole372

Shared0

Other0

Dominant voting typeSole · 99.3% of voting shares

Institutional Holdings372

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares502.32K

TypeSH

Market value$328.12M

15.83%

Sole

502.13K

Shared

0.00

None

198.00

WISDOMTREE TR

SOLE

US EFFICIENT COR

Shares5.42M

TypeSH

Market value$282.50M

13.63%

Sole

5.42M

Shared

0.00

None

2.06K

ISHARES TR

SOLE

U S EQUITY FACTR

Shares3.63M

TypeSH

Market value$239.35M

11.55%

Sole

3.62M

Shared

0.00

None

1.83K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares1.86M

TypeSH

Market value$168.40M

8.13%

Sole

1.86M

Shared

0.00

None

629.00

WISDOMTREE TR

SOLE

U S ADAPTIVE MVN

Shares6.95M

TypeSH

Market value$167.31M

8.07%

Sole

6.95M

Shared

0.00

None

0.00

ISHARES INC

SOLE

CORE MSCI EMKT

Shares2.26M

TypeSH

Market value$157.82M

7.62%

Sole

2.26M

Shared

0.00

None

927.00

WISDOMTREE TR

SOLE

INTERNATIONL EFI

Shares3.12M

TypeSH

Market value$137.34M

6.63%

Sole

3.12M

Shared

0.00

None

1.10K

ISHARES TR

SOLE

INTL EQTY FACTOR

Shares3.34M

TypeSH

Market value$130.11M

6.28%

Sole

3.34M

Shared

0.00

None

1.43K

SERIES PORTFOLIOS TR

SOLE

ACUITAS SML CAP

Shares3.05M

TypeSH

Market value$72.21M

3.48%

Sole

3.05M

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI EMG MKT ETF

Shares1.09M

TypeSH

Market value$61.77M

2.98%

Sole

1.09M

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

INTL ADAPTIVE MO

Shares1.53M

TypeSH

Market value$59.90M

2.89%

Sole

1.53M

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

STATE STREET SPD

Shares1.16M

TypeSH

Market value$52.77M

2.55%

Sole

1.16M

Shared

0.00

None

0.00

ISHARES TR

SOLE

EAFE SML CP ETF

Shares375.06K

TypeSH

Market value$29.41M

1.42%

Sole

374.99K

Shared

0.00

None

76.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares85.51K

TypeSH

Market value$21.21M

1.02%

Sole

85.36K

Shared

0.00

None

156.00

ISHARES TR

SOLE

MICRO-CAP ETF

Shares84.98K

TypeSH

Market value$13.56M

0.65%

Sole

84.98K

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares194.50K

TypeSH

Market value$12.46M

0.60%

Sole

194.50K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS1000IDX

Shares30.91K

TypeSH

Market value$9.12M

0.44%

Sole

30.91K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares298.17K

TypeSH

Market value$7.81M

0.38%

Sole

297.51K

Shared

0.00

None

662.00

ISHARES TR

SOLE

RUS 1000 ETF

Shares18.99K

TypeSH

Market value$6.77M

0.33%

Sole

18.99K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares72.06K

TypeSH

Market value$6.65M

0.32%

Sole

71.88K

Shared

0.00

None

176.00

J P MORGAN EXCHANGE TRADED F

SOLE

INTL BD OPP ETF

Shares127.59K

TypeSH

Market value$6.10M

0.29%

Sole

127.36K

Shared

0.00

None

233.00

ISHARES TR

SOLE

RUSSELL 3000 ETF

Shares15.45K

TypeSH

Market value$5.73M

0.28%

Sole

15.45K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares40.01K

TypeSH

Market value$5.66M

0.27%

Sole

40.01K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI EAFE ETF

Shares55.19K

TypeSH

Market value$5.36M

0.26%

Sole

54.84K

Shared

0.00

None

347.00

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares45.36K

TypeSH

Market value$4.56M

0.22%

Sole

45.36K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	502.32K	SH	$328.12M 15.83%	502.13K	198.00
WISDOMTREE TRSOLE	US EFFICIENT COR	5.42M	SH	$282.50M 13.63%	5.42M	2.06K
ISHARES TRSOLE	U S EQUITY FACTR	3.63M	SH	$239.35M 11.55%	3.62M	1.83K
ISHARES TRSOLE	CORE MSCI EAFE	1.86M	SH	$168.40M 8.13%	1.86M	629.00
WISDOMTREE TRSOLE	U S ADAPTIVE MVN	6.95M	SH	$167.31M 8.07%	6.95M	0.00
ISHARES INCSOLE	CORE MSCI EMKT	2.26M	SH	$157.82M 7.62%	2.26M	927.00
WISDOMTREE TRSOLE	INTERNATIONL EFI	3.12M	SH	$137.34M 6.63%	3.12M	1.10K
ISHARES TRSOLE	INTL EQTY FACTOR	3.34M	SH	$130.11M 6.28%	3.34M	1.43K
SERIES PORTFOLIOS TRSOLE	ACUITAS SML CAP	3.05M	SH	$72.21M 3.48%	3.05M	0.00
ISHARES TRSOLE	MSCI EMG MKT ETF	1.09M	SH	$61.77M 2.98%	1.09M	0.00
WISDOMTREE TRSOLE	INTL ADAPTIVE MO	1.53M	SH	$59.90M 2.89%	1.53M	0.00
SPDR INDEX SHS FDSSOLE	STATE STREET SPD	1.16M	SH	$52.77M 2.55%	1.16M	0.00
ISHARES TRSOLE	EAFE SML CP ETF	375.06K	SH	$29.41M 1.42%	374.99K	76.00
ISHARES TRSOLE	RUSSELL 2000 ETF	85.51K	SH	$21.21M 1.02%	85.36K	156.00
ISHARES TRSOLE	MICRO-CAP ETF	84.98K	SH	$13.56M 0.65%	84.98K	0.00
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	194.50K	SH	$12.46M 0.60%	194.50K	0.00
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS1000IDX	30.91K	SH	$9.12M 0.44%	30.91K	0.00
PIMCO ETF TRSOLE	MULTISECTOR BD	298.17K	SH	$7.81M 0.38%	297.51K	662.00
ISHARES TRSOLE	RUS 1000 ETF	18.99K	SH	$6.77M 0.33%	18.99K	0.00
PIMCO ETF TRSOLE	ACTIVE BD ETF	72.06K	SH	$6.65M 0.32%	71.88K	176.00
J P MORGAN EXCHANGE TRADED FSOLE	INTL BD OPP ETF	127.59K	SH	$6.10M 0.29%	127.36K	233.00
ISHARES TRSOLE	RUSSELL 3000 ETF	15.45K	SH	$5.73M 0.28%	15.45K	0.00
ISHARES TRSOLE	ESG AWR MSCI USA	40.01K	SH	$5.66M 0.27%	40.01K	0.00
ISHARES TRSOLE	MSCI EAFE ETF	55.19K	SH	$5.36M 0.26%	54.84K	347.00
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	45.36K	SH	$4.56M 0.22%	45.36K	0.00

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