CHICAGO, IL
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF— Latest position per institution from SEC 13F filings
15
Institutional holders
50.98M
Total shares held
350.82M
Estimated value
2.55M
Avg. position size
KINGSTONE CAPITAL PARTNERS TEXAS, LLC
CIK 2057208
Shares
17.95M
Value
288.11K
Filed
Jun 30, 2025
MORGAN STANLEY
CIK 895421
Shares
8.14M
Value
89.67M
Filed
Mar 31, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
2.52M
Value
27.74M
Filed
Mar 31, 2026
VERUS CAPITAL PARTNERS, LLC
CIK 1796874
Shares
2.48M
Value
27.30M
Filed
Mar 31, 2026
ESTATE PLANNERS GROUP, LLC
CIK 2118977
Shares
2.37M
Value
26.12M
Filed
Mar 31, 2026
UBS GROUP AG
CIK 1610520
Shares
1.92M
Value
21.13M
Filed
Mar 31, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578
Shares
1.89M
Value
20.81M
Filed
Mar 31, 2026
ENVESTNET ASSET MANAGEMENT INC
CIK 1407543
Shares
1.47M
Value
16.18M
Filed
Mar 31, 2026
INVESCO LTD.
CIK 914208
Shares
1.46M
Value
16.06M
Filed
Mar 31, 2026
LOGAN STONE CAPITAL, LLC
CIK 1535521
Shares
1.30M
Value
14.32M
Filed
Mar 31, 2026
CETERA INVESTMENT ADVISERS
CIK 1666741
Shares
1.25M
Value
13.79M
Filed
Mar 31, 2026
COHEN & STEERS, INC.
CIK 1284812
Shares
1.22M
Value
13.46K
Filed
Mar 31, 2026
ROYAL BANK OF CANADA
CIK 1000275
Shares
1.15M
Value
12.63M
Filed
Mar 31, 2026
OSAIC HOLDINGS, INC.
CIK 1677044
Shares
1.07M
Value
11.76M
Filed
Mar 31, 2026
THOMAS J. HERZFELD ADVISORS, INC.
CIK 1509510
Shares
1.02M
Value
11.19M
Filed
Mar 31, 2026
CREATIVEONE WEALTH, LLC
CIK 1739728
Shares
946.82K
Value
10.43M
Filed
Mar 31, 2026
MML INVESTORS SERVICES, LLC
CIK 701059
Shares
842.01K
Value
9.28M
Filed
Mar 31, 2026
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
779.29K
Value
8.59M
Filed
Mar 31, 2026
SECURE ASSET MANAGEMENT, LLC
CIK 1800692
Shares
623.44K
Value
6.87M
Filed
Mar 31, 2026
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
603.34K
Value
6.65M
Filed
Mar 31, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | KINGSTONE CAPITAL PARTNERS TEXAS, LLC | 2057208 | 17.95M | 288.11K | Jun 30, 2025 |
| 2 | MORGAN STANLEY | 895421 | 8.14M | 89.67M | Mar 31, 2026 |
| 3 | LPL FINANCIAL LLC | 1403438 | 2.52M | 27.74M | Mar 31, 2026 |
| 4 | VERUS CAPITAL PARTNERS, LLC | 1796874 | 2.48M | 27.30M | Mar 31, 2026 |
| 5 | ESTATE PLANNERS GROUP, LLC | 2118977 | 2.37M | 26.12M | Mar 31, 2026 |
| 6 | UBS GROUP AG | 1610520 | 1.92M | 21.13M | Mar 31, 2026 |
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | 1.89M | 20.81M | Mar 31, 2026 |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 1407543 | 1.47M | 16.18M | Mar 31, 2026 |
| 9 | INVESCO LTD. | 914208 | 1.46M | 16.06M | Mar 31, 2026 |
| 10 | LOGAN STONE CAPITAL, LLC | 1535521 | 1.30M | 14.32M | Mar 31, 2026 |
| 11 | CETERA INVESTMENT ADVISERS | 1666741 | 1.25M | 13.79M | Mar 31, 2026 |
| 12 | COHEN & STEERS, INC. | 1284812 | 1.22M | 13.46K | Mar 31, 2026 |
| 13 | ROYAL BANK OF CANADA | 1000275 | 1.15M | 12.63M | Mar 31, 2026 |
| 14 | OSAIC HOLDINGS, INC. | 1677044 | 1.07M | 11.76M | Mar 31, 2026 |
| 15 | THOMAS J. HERZFELD ADVISORS, INC. | 1509510 | 1.02M | 11.19M | Mar 31, 2026 |
| 16 | CREATIVEONE WEALTH, LLC | 1739728 | 946.82K | 10.43M | Mar 31, 2026 |
| 17 | MML INVESTORS SERVICES, LLC | 701059 | 842.01K | 9.28M | Mar 31, 2026 |
| 18 | RAYMOND JAMES FINANCIAL INC | 720005 | 779.29K | 8.59M | Mar 31, 2026 |
| 19 | SECURE ASSET MANAGEMENT, LLC | 1800692 | 623.44K | 6.87M | Mar 31, 2026 |
| 20 | BANK OF AMERICA CORP /DE/ | 70858 | 603.34K | 6.65M | Mar 31, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.