GUARDIAN WEALTH ADVISORS, LLC / NC

PrivateCIK: 1901403

Location

RALEIGH, NC

602

Positions

$1.59B

Total AUM (reported)

32.03M

Total Shares

Allocation by class

COM$267.13M16.8%

APTUS COLLRD INV$187.66M11.8%

APTUS DEFINED$123.22M7.8%

US LRG CAP ETF$71.08M4.5%

OPUS SML CP VL$60.68M3.8%

SHS CREATION UNI$59.93M3.8%

S&P 500 ETF SHS$59.33M3.7%

Portfolio Concentration

Top 3$381.96M24.1%

4–10$343.98M21.7%

11–25$316.87M20.0%

Rest$545.34M34.3%

Top 3 weight

24.1%

Top 10 weight

45.7%

Voting Authority Distribution

Total shares with voting rights: 32.03M

Sole

Full voting authority

453.77K

% of voting shares1.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

31.57M

% of voting shares98.6%

Investment Discretion (by position count)

Sole602

Shared0

Other0

Dominant voting typeNone · 98.6% of voting shares

Institutional Holdings602

Rows:

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares4.47M

TypeSH

Market value$187.66M

11.82%

Sole

63.71K

Shared

0.00

None

4.41M

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares4.51M

TypeSH

Market value$123.22M

7.76%

Sole

48.31K

Shared

0.00

None

4.46M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares2.77M

TypeSH

Market value$71.08M

4.48%

Sole

73.15K

Shared

0.00

None

2.70M

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares1.54M

TypeSH

Market value$60.68M

3.82%

Sole

26.68K

Shared

0.00

None

1.51M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares99.29K

TypeSH

Market value$59.33M

3.74%

Sole

0.00

Shared

0.00

None

99.29K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares1.26M

TypeSH

Market value$53.44M

3.37%

Sole

35.92K

Shared

0.00

None

1.22M

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares1.46M

TypeSH

Market value$49.34M

3.11%

Sole

32.09K

Shared

0.00

None

1.43M

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares645.39K

TypeSH

Market value$44.07M

2.77%

Sole

15.28K

Shared

0.00

None

630.12K

FIRST TR EXCHANGE-TRADED FD

SOLE

VEST INVESTMENT

Shares2.06M

TypeSH

Market value$40.30M

2.54%

Sole

29.72K

Shared

0.00

None

2.03M

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares574.53K

TypeSH

Market value$36.82M

2.32%

Sole

0.00

Shared

0.00

None

574.53K

NVIDIA CORPORATION

SOLE

COM

Shares209.85K

TypeSH

Market value$36.60M

2.30%

Sole

5.57K

Shared

0.00

None

204.28K

EA SERIES TRUST

SOLE

FREEDOM 100 EM

Shares610.97K

TypeSH

Market value$33.41M

2.10%

Sole

9.67K

Shared

0.00

None

601.30K

APPLE INC

SOLE

COM

Shares125.51K

TypeSH

Market value$31.85M

2.01%

Sole

1.68K

Shared

0.00

None

123.82K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares614.47K

TypeSH

Market value$28.93M

1.82%

Sole

11.40K

Shared

0.00

None

603.07K

GOLDMAN SACHS ETF TR

SOLE

EQUAL WEIGHT US

Shares296.65K

TypeSH

Market value$25.11M

1.58%

Sole

4.88K

Shared

0.00

None

291.77K

FIRST TR EXCHANGE TRADED FD

SOLE

SMID RISNG ETF

Shares547.35K

TypeSH

Market value$21.58M

1.36%

Sole

11.44K

Shared

0.00

None

535.92K

ETF SER SOLUTIONS

SOLE

APTUS DRAWDOWN

Shares414.36K

TypeSH

Market value$20.48M

1.29%

Sole

0.00

Shared

0.00

None

414.36K

ETF SER SOLUTIONS

SOLE

APTUS LARGE CAP

Shares479.54K

TypeSH

Market value$17.29M

1.09%

Sole

391.00

Shared

0.00

None

479.15K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares24.36K

TypeSH

Market value$15.91M

1.00%

Sole

0.00

Shared

0.00

None

24.36K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares23.49K

TypeSH

Market value$15.28M

0.96%

Sole

0.00

Shared

0.00

None

23.49K

MICROSOFT CORP

SOLE

COM

Shares40.94K

TypeSH

Market value$15.16M

0.95%

Sole

1.03K

Shared

0.00

None

39.92K

DOUBLELINE ETF TRUST

SOLE

OPPORTUNISTIC CO

Shares308.62K

TypeSH

Market value$14.14M

0.89%

Sole

0.00

Shared

0.00

None

308.62K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares275.16K

TypeSH

Market value$13.85M

0.87%

Sole

0.00

Shared

0.00

None

275.16K

ETF SER SOLUTIONS

SOLE

APTUS ENHANCED

Shares623.48K

TypeSH

Market value$13.81M

0.87%

Sole

0.00

Shared

0.00

None

623.48K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares345.65K

TypeSH

Market value$13.47M

0.85%

Sole

0.00

Shared

0.00

None

345.65K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	4.47M	SH	$187.66M 11.82%	63.71K	4.41M
ETF SER SOLUTIONSSOLE	APTUS DEFINED	4.51M	SH	$123.22M 7.76%	48.31K	4.46M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	2.77M	SH	$71.08M 4.48%	73.15K	2.70M
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	1.54M	SH	$60.68M 3.82%	26.68K	1.51M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	99.29K	SH	$59.33M 3.74%	0.00	99.29K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	1.26M	SH	$53.44M 3.37%	35.92K	1.22M
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	1.46M	SH	$49.34M 3.11%	32.09K	1.43M
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	645.39K	SH	$44.07M 2.77%	15.28K	630.12K
FIRST TR EXCHANGE-TRADED FDSOLE	VEST INVESTMENT	2.06M	SH	$40.30M 2.54%	29.72K	2.03M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	574.53K	SH	$36.82M 2.32%	0.00	574.53K
NVIDIA CORPORATIONSOLE	COM	209.85K	SH	$36.60M 2.30%	5.57K	204.28K
EA SERIES TRUSTSOLE	FREEDOM 100 EM	610.97K	SH	$33.41M 2.10%	9.67K	601.30K
APPLE INCSOLE	COM	125.51K	SH	$31.85M 2.01%	1.68K	123.82K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	614.47K	SH	$28.93M 1.82%	11.40K	603.07K
GOLDMAN SACHS ETF TRSOLE	EQUAL WEIGHT US	296.65K	SH	$25.11M 1.58%	4.88K	291.77K
FIRST TR EXCHANGE TRADED FDSOLE	SMID RISNG ETF	547.35K	SH	$21.58M 1.36%	11.44K	535.92K
ETF SER SOLUTIONSSOLE	APTUS DRAWDOWN	414.36K	SH	$20.48M 1.29%	0.00	414.36K
ETF SER SOLUTIONSSOLE	APTUS LARGE CAP	479.54K	SH	$17.29M 1.09%	391.00	479.15K
ISHARES TRSOLE	CORE S&P500 ETF	24.36K	SH	$15.91M 1.00%	0.00	24.36K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	23.49K	SH	$15.28M 0.96%	0.00	23.49K
MICROSOFT CORPSOLE	COM	40.94K	SH	$15.16M 0.95%	1.03K	39.92K
DOUBLELINE ETF TRUSTSOLE	OPPORTUNISTIC CO	308.62K	SH	$14.14M 0.89%	0.00	308.62K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	275.16K	SH	$13.85M 0.87%	0.00	275.16K
ETF SER SOLUTIONSSOLE	APTUS ENHANCED	623.48K	SH	$13.81M 0.87%	0.00	623.48K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	345.65K	SH	$13.47M 0.85%	0.00	345.65K

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