GUARDIAN WEALTH ADVISORS, LLC / NC

PrivateCIK: 1901403

Location

RALEIGH, NC

375

Positions

$1.78B

Total AUM (reported)

32.98M

Total Shares

Allocation by class

COM$304.12M17.1%

APTUS COLLRD INV$209.63M11.8%

APTUS DEFINED$132.87M7.5%

US LRG CAP ETF$83.87M4.7%

SHS CREAT UNIT$70.51M4.0%

S&P 500 ETF SHS$68.64M3.9%

OPUS SML CP VL$65.91M3.7%

Portfolio Concentration

Top 3$426.37M23.9%

4–10$395.43M22.2%

11–25$352.71M19.8%

Rest$607.22M34.1%

Top 3 weight

23.9%

Top 10 weight

46.1%

Voting Authority Distribution

Total shares with voting rights: 32.98M

Sole

Full voting authority

432.14K

% of voting shares1.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

32.55M

% of voting shares98.7%

Investment Discretion (by position count)

Sole375

Shared0

Other0

Dominant voting typeNone · 98.7% of voting shares

Institutional Holdings375

Rows:

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares4.54M

TypeSH

Market value$209.63M

11.77%

Sole

62.48K

Shared

0.00

None

4.48M

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares4.62M

TypeSH

Market value$132.87M

7.46%

Sole

47.37K

Shared

0.00

None

4.57M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares2.85M

TypeSH

Market value$83.87M

4.71%

Sole

57.20K

Shared

0.00

None

2.79M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares99.95K

TypeSH

Market value$68.64M

3.85%

Sole

0.00

Shared

0.00

None

99.95K

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares1.56M

TypeSH

Market value$65.91M

3.70%

Sole

25.64K

Shared

0.00

None

1.54M

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREAT UNIT

Shares1.28M

TypeSH

Market value$63.20M

3.55%

Sole

35.89K

Shared

0.00

None

1.25M

FIRST TR EXCHNG TRADED FD VI

SOLE

FT LADD BUFF ETF

Shares1.48M

TypeSH

Market value$54.22M

3.04%

Sole

31.94K

Shared

0.00

None

1.45M

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares665.51K

TypeSH

Market value$53.95M

3.03%

Sole

15.25K

Shared

0.00

None

650.26K

NVIDIA CORPORATION

SOLE

COM

Shares208.19K

TypeSH

Market value$44.99M

2.53%

Sole

6.37K

Shared

0.00

None

201.81K

EA SERIES TRUST

SOLE

FREEDOM 100 EM

Shares610.23K

TypeSH

Market value$44.52M

2.50%

Sole

9.20K

Shared

0.00

None

601.02K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares586.09K

TypeSH

Market value$41.76M

2.34%

Sole

0.00

Shared

0.00

None

586.09K

FIRST TR EXCHANGE-TRADED FD

SOLE

VEST INVESTMENT

Shares2.02M

TypeSH

Market value$39.02M

2.19%

Sole

29.72K

Shared

0.00

None

1.99M

APPLE INC

SOLE

COM

Shares125.44K

TypeSH

Market value$34.52M

1.94%

Sole

2.47K

Shared

0.00

None

122.98K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares617.59K

TypeSH

Market value$28.99M

1.63%

Sole

11.18K

Shared

0.00

None

606.41K

GOLDMAN SACHS ETF TR

SOLE

EQUAL WEIGHT US

Shares305.64K

TypeSH

Market value$28.86M

1.62%

Sole

2.83K

Shared

0.00

None

302.80K

FIRST TR EXCHANGE TRADED FD

SOLE

SMID RISNG ETF

Shares571.66K

TypeSH

Market value$24.66M

1.38%

Sole

11.48K

Shared

0.00

None

560.18K

ETF SER SOLUTIONS

SOLE

APTUS DRAWDOWN

Shares423.54K

TypeSH

Market value$23.57M

1.32%

Sole

0.00

Shared

0.00

None

423.54K

ETF SER SOLUTIONS

SOLE

APTUS LARGE CAP

Shares488.03K

TypeSH

Market value$20.32M

1.14%

Sole

393.00

Shared

0.00

None

487.63K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares25.05K

TypeSH

Market value$18.76M

1.05%

Sole

0.00

Shared

0.00

None

25.05K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares22.50K

TypeSH

Market value$16.81M

0.94%

Sole

0.00

Shared

0.00

None

22.50K

BROADCOM INC

SOLE

COM

Shares42.45K

TypeSH

Market value$16.04M

0.90%

Sole

945.00

Shared

0.00

None

41.51K

ALPHABET INC

SOLE

CAP STK CL A

Shares46.10K

TypeSH

Market value$15.99M

0.90%

Sole

1.95K

Shared

0.00

None

44.14K

MICROSOFT CORP

SOLE

COM

Shares41.05K

TypeSH

Market value$15.31M

0.86%

Sole

1.34K

Shared

0.00

None

39.71K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares280.47K

TypeSH

Market value$14.12M

0.79%

Sole

0.00

Shared

0.00

None

280.47K

DOUBLELINE ETF TRUST

SOLE

OPPO CORE BD ETF

Shares306.99K

TypeSH

Market value$14.00M

0.79%

Sole

0.00

Shared

0.00

None

306.99K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	4.54M	SH	$209.63M 11.77%	62.48K	4.48M
ETF SER SOLUTIONSSOLE	APTUS DEFINED	4.62M	SH	$132.87M 7.46%	47.37K	4.57M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	2.85M	SH	$83.87M 4.71%	57.20K	2.79M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	99.95K	SH	$68.64M 3.85%	0.00	99.95K
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	1.56M	SH	$65.91M 3.70%	25.64K	1.54M
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREAT UNIT	1.28M	SH	$63.20M 3.55%	35.89K	1.25M
FIRST TR EXCHNG TRADED FD VISOLE	FT LADD BUFF ETF	1.48M	SH	$54.22M 3.04%	31.94K	1.45M
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	665.51K	SH	$53.95M 3.03%	15.25K	650.26K
NVIDIA CORPORATIONSOLE	COM	208.19K	SH	$44.99M 2.53%	6.37K	201.81K
EA SERIES TRUSTSOLE	FREEDOM 100 EM	610.23K	SH	$44.52M 2.50%	9.20K	601.02K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	586.09K	SH	$41.76M 2.34%	0.00	586.09K
FIRST TR EXCHANGE-TRADED FDSOLE	VEST INVESTMENT	2.02M	SH	$39.02M 2.19%	29.72K	1.99M
APPLE INCSOLE	COM	125.44K	SH	$34.52M 1.94%	2.47K	122.98K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	617.59K	SH	$28.99M 1.63%	11.18K	606.41K
GOLDMAN SACHS ETF TRSOLE	EQUAL WEIGHT US	305.64K	SH	$28.86M 1.62%	2.83K	302.80K
FIRST TR EXCHANGE TRADED FDSOLE	SMID RISNG ETF	571.66K	SH	$24.66M 1.38%	11.48K	560.18K
ETF SER SOLUTIONSSOLE	APTUS DRAWDOWN	423.54K	SH	$23.57M 1.32%	0.00	423.54K
ETF SER SOLUTIONSSOLE	APTUS LARGE CAP	488.03K	SH	$20.32M 1.14%	393.00	487.63K
ISHARES TRSOLE	CORE S&P500 ETF	25.05K	SH	$18.76M 1.05%	0.00	25.05K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	22.50K	SH	$16.81M 0.94%	0.00	22.50K
BROADCOM INCSOLE	COM	42.45K	SH	$16.04M 0.90%	945.00	41.51K
ALPHABET INCSOLE	CAP STK CL A	46.10K	SH	$15.99M 0.90%	1.95K	44.14K
MICROSOFT CORPSOLE	COM	41.05K	SH	$15.31M 0.86%	1.34K	39.71K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	280.47K	SH	$14.12M 0.79%	0.00	280.47K
DOUBLELINE ETF TRUSTSOLE	OPPO CORE BD ETF	306.99K	SH	$14.00M 0.79%	0.00	306.99K

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