GUARDIAN WEALTH ADVISORS, LLC / NC

Filed: 11/14/2025ACC: 0001398344-25-020894

📋 What this filing means

GUARDIAN WEALTH ADVISORS, LLC / NC filed this quarterly 13F‑HR report disclosing 355 equity positions with a total reported market value of $1.54B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

355

Positions

$1.54B

Total AUM (reported)

29.68M

Total Shares

Allocation by class

COM$281.11M18.2%

APTUS COLLRD INV$189.71M12.3%

APTUS DEFINED$124.15M8.1%

US LRG CAP ETF$65.73M4.3%

OPUS SML CP VL$58.67M3.8%

S&P 500 ETF SHS$58.55M3.8%

SHS CREATION UNI$56.33M3.7%

Portfolio Concentration

Top 3$379.59M24.6%

4–10$327.01M21.2%

11–25$314.62M20.4%

Rest$520.54M33.8%

Top 3 weight

24.6%

Top 10 weight

45.8%

Voting Authority Distribution

Total shares with voting rights: 29.68M

Sole

Full voting authority

306.83K

% of voting shares1.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

29.37M

% of voting shares99.0%

Investment Discretion (by position count)

Sole355

Shared0

Other0

Dominant voting typeNone · 99.0% of voting shares

Institutional Holdings355

Rows:

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares4.37M

TypeSH

Market value$189.71M

12.30%

Sole

40.78K

Shared

0.00

None

4.33M

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares4.31M

TypeSH

Market value$124.15M

8.05%

Sole

35.61K

Shared

0.00

None

4.27M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares2.50M

TypeSH

Market value$65.73M

4.26%

Sole

61.68K

Shared

0.00

None

2.43M

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares1.53M

TypeSH

Market value$58.67M

3.81%

Sole

17.96K

Shared

0.00

None

1.52M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares95.60K

TypeSH

Market value$58.55M

3.80%

Sole

0.00

Shared

0.00

None

95.60K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares1.19M

TypeSH

Market value$49.87M

3.23%

Sole

25.70K

Shared

0.00

None

1.16M

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares1.48M

TypeSH

Market value$49.31M

3.20%

Sole

21.59K

Shared

0.00

None

1.45M

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares604K

TypeSH

Market value$40.63M

2.63%

Sole

12.92K

Shared

0.00

None

591.08K

NVIDIA CORPORATION

SOLE

COM

Shares201.29K

TypeSH

Market value$37.56M

2.44%

Sole

2.82K

Shared

0.00

None

198.47K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares541.16K

TypeSH

Market value$32.43M

2.10%

Sole

0.00

Shared

0.00

None

541.16K

APPLE INC

SOLE

COM

Shares125.34K

TypeSH

Market value$31.91M

2.07%

Sole

1.42K

Shared

0.00

None

123.92K

FIRST TR EXCHANGE-TRADED FD

SOLE

VEST INVESTMENT

Shares1.54M

TypeSH

Market value$31.33M

2.03%

Sole

6.24K

Shared

0.00

None

1.53M

EA SERIES TRUST

SOLE

FREEDOM 100 EM

Shares626.90K

TypeSH

Market value$27.78M

1.80%

Sole

7.38K

Shared

0.00

None

619.53K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares568.09K

TypeSH

Market value$27.01M

1.75%

Sole

6.34K

Shared

0.00

None

561.75K

GOLDMAN SACHS ETF TR

SOLE

EQUAL WEIGHT US

Shares303.48K

TypeSH

Market value$25.81M

1.67%

Sole

4.88K

Shared

0.00

None

298.60K

MICROSOFT CORP

SOLE

COM

Shares41.43K

TypeSH

Market value$21.46M

1.39%

Sole

1.06K

Shared

0.00

None

40.38K

ETF SER SOLUTIONS

SOLE

APTUS DRAWDOWN

Shares399.50K

TypeSH

Market value$20.40M

1.32%

Sole

0.00

Shared

0.00

None

399.50K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares378.41K

TypeSH

Market value$19.02M

1.23%

Sole

0.00

Shared

0.00

None

378.41K

ETF SER SOLUTIONS

SOLE

APTUS LARGE CAP

Shares457.63K

TypeSH

Market value$16.73M

1.08%

Sole

0.00

Shared

0.00

None

457.63K

FIRST TR EXCHANGE-TRADED FD

SOLE

SMID RISNG ETF

Shares438.81K

TypeSH

Market value$16.68M

1.08%

Sole

10.93K

Shared

0.00

None

427.89K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares24.48K

TypeSH

Market value$16.38M

1.06%

Sole

0.00

Shared

0.00

None

24.48K

ETF SER SOLUTIONS

SOLE

APTUS ENHANCED

Shares714.88K

TypeSH

Market value$15.93M

1.03%

Sole

663.00

Shared

0.00

None

714.22K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares23.56K

TypeSH

Market value$15.70M

1.02%

Sole

23.00

Shared

0.00

None

23.54K

TESLA INC

SOLE

COM

Shares32.59K

TypeSH

Market value$14.49M

0.94%

Sole

286.00

Shared

0.00

None

32.30K

DOUBLELINE ETF TRUST

SOLE

OPPORTUNISTIC CO

Shares300.46K

TypeSH

Market value$13.98M

0.91%

Sole

0.00

Shared

0.00

None

300.46K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	4.37M	SH	$189.71M 12.30%	40.78K	4.33M
ETF SER SOLUTIONSSOLE	APTUS DEFINED	4.31M	SH	$124.15M 8.05%	35.61K	4.27M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	2.50M	SH	$65.73M 4.26%	61.68K	2.43M
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	1.53M	SH	$58.67M 3.81%	17.96K	1.52M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	95.60K	SH	$58.55M 3.80%	0.00	95.60K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	1.19M	SH	$49.87M 3.23%	25.70K	1.16M
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	1.48M	SH	$49.31M 3.20%	21.59K	1.45M
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	604K	SH	$40.63M 2.63%	12.92K	591.08K
NVIDIA CORPORATIONSOLE	COM	201.29K	SH	$37.56M 2.44%	2.82K	198.47K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	541.16K	SH	$32.43M 2.10%	0.00	541.16K
APPLE INCSOLE	COM	125.34K	SH	$31.91M 2.07%	1.42K	123.92K
FIRST TR EXCHANGE-TRADED FDSOLE	VEST INVESTMENT	1.54M	SH	$31.33M 2.03%	6.24K	1.53M
EA SERIES TRUSTSOLE	FREEDOM 100 EM	626.90K	SH	$27.78M 1.80%	7.38K	619.53K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	568.09K	SH	$27.01M 1.75%	6.34K	561.75K
GOLDMAN SACHS ETF TRSOLE	EQUAL WEIGHT US	303.48K	SH	$25.81M 1.67%	4.88K	298.60K
MICROSOFT CORPSOLE	COM	41.43K	SH	$21.46M 1.39%	1.06K	40.38K
ETF SER SOLUTIONSSOLE	APTUS DRAWDOWN	399.50K	SH	$20.40M 1.32%	0.00	399.50K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	378.41K	SH	$19.02M 1.23%	0.00	378.41K
ETF SER SOLUTIONSSOLE	APTUS LARGE CAP	457.63K	SH	$16.73M 1.08%	0.00	457.63K
FIRST TR EXCHANGE-TRADED FDSOLE	SMID RISNG ETF	438.81K	SH	$16.68M 1.08%	10.93K	427.89K
ISHARES TRSOLE	CORE S&P500 ETF	24.48K	SH	$16.38M 1.06%	0.00	24.48K
ETF SER SOLUTIONSSOLE	APTUS ENHANCED	714.88K	SH	$15.93M 1.03%	663.00	714.22K
SPDR S&P 500 ETF TRSOLE	TR UNIT	23.56K	SH	$15.70M 1.02%	23.00	23.54K
TESLA INCSOLE	COM	32.59K	SH	$14.49M 0.94%	286.00	32.30K
DOUBLELINE ETF TRUSTSOLE	OPPORTUNISTIC CO	300.46K	SH	$13.98M 0.91%	0.00	300.46K

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