GUARDIAN WEALTH ADVISORS, LLC / NC

Filed: 11/14/2024ACC: 0001398344-24-020706

📋 What this filing means

GUARDIAN WEALTH ADVISORS, LLC / NC filed this quarterly 13F‑HR report disclosing 453 equity positions with a total reported market value of $942.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

453

Positions

$942.33M

Total AUM (reported)

19.65M

Total Shares

Allocation by class

COM$195.28M20.7%

APTUS COLLRD INV$112.72M12.0%

APTUS DEFINED$65.66M7.0%

APTUS ENHANCED$53.57M5.7%

US LRG CAP ETF$53.04M5.6%

OPUS SML CP VL$52.98M5.6%

FT VEST LADDERED$36.38M3.9%

Portfolio Concentration

Top 3$231.94M24.6%

4–10$256.10M27.2%

11–25$178.71M19.0%

Rest$275.58M29.2%

Top 3 weight

24.6%

Top 10 weight

51.8%

Voting Authority Distribution

Total shares with voting rights: 19.65M

Sole

Full voting authority

197.08K

% of voting shares1.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

19.45M

% of voting shares99.0%

Investment Discretion (by position count)

Sole453

Shared0

Other0

Dominant voting typeNone · 99.0% of voting shares

Institutional Holdings453

Rows:

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares2.84M

TypeSH

Market value$112.72M

11.96%

Sole

32.73K

Shared

0.00

None

2.80M

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares2.32M

TypeSH

Market value$65.66M

6.97%

Sole

31.91K

Shared

0.00

None

2.29M

ETF SER SOLUTIONS

SOLE

APTUS ENHANCED

Shares2.31M

TypeSH

Market value$53.57M

5.68%

Sole

17.83K

Shared

0.00

None

2.29M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares781.69K

TypeSH

Market value$53.04M

5.63%

Sole

5.71K

Shared

0.00

None

775.98K

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares1.41M

TypeSH

Market value$52.98M

5.62%

Sole

20.17K

Shared

0.00

None

1.39M

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares1.22M

TypeSH

Market value$36.38M

3.86%

Sole

23.14K

Shared

0.00

None

1.19M

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares926.74K

TypeSH

Market value$33.77M

3.58%

Sole

22.25K

Shared

0.00

None

904.49K

BONDBLOXX ETF TRUST

SOLE

BLOOMBERG SIX MN

Shares624.28K

TypeSH

Market value$31.49M

3.34%

Sole

0.00

Shared

0.00

None

624.28K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares482.51K

TypeSH

Market value$28.57M

3.03%

Sole

10.42K

Shared

0.00

None

472.10K

APPLE INC

SOLE

COM

Shares85.30K

TypeSH

Market value$19.87M

2.11%

Sole

0.00

Shared

0.00

None

85.30K

NVIDIA CORPORATION

SOLE

COM

Shares157.04K

TypeSH

Market value$19.07M

2.02%

Sole

0.00

Shared

0.00

None

157.04K

COLGATE PALMOLIVE CO

SOLE

COM

Shares179.30K

TypeSH

Market value$18.61M

1.98%

Sole

0.00

Shared

0.00

None

179.30K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares350.99K

TypeSH

Market value$16.93M

1.80%

Sole

6.05K

Shared

0.00

None

344.94K

MICROSOFT CORP

SOLE

COM

Shares34.27K

TypeSH

Market value$14.75M

1.56%

Sole

192.00

Shared

0.00

None

34.08K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares27.40K

TypeSH

Market value$14.46M

1.53%

Sole

0.00

Shared

0.00

None

27.40K

ETF SER SOLUTIONS

SOLE

APTUS LARGE CAP

Shares440.65K

TypeSH

Market value$13.96M

1.48%

Sole

0.00

Shared

0.00

None

440.65K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares215.77K

TypeSH

Market value$12.84M

1.36%

Sole

1.47K

Shared

0.00

None

214.30K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares21.55K

TypeSH

Market value$12.37M

1.31%

Sole

23.00

Shared

0.00

None

21.53K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares326.26K

TypeSH

Market value$10.37M

1.10%

Sole

0.00

Shared

0.00

None

326.26K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares168.63K

TypeSH

Market value$8.47M

0.90%

Sole

0.00

Shared

0.00

None

168.63K

FIDELITY COMWLTH TR

SOLE

NASDAQ COMPSIT

Shares113.10K

TypeSH

Market value$8.10M

0.86%

Sole

0.00

Shared

0.00

None

113.10K

BROADCOM INC

SOLE

COM

Shares43.52K

TypeSH

Market value$7.51M

0.80%

Sole

563.00

Shared

0.00

None

42.96K

GOLDMAN SACHS ETF TR

SOLE

EQUAL WEIGHT US

Shares96.89K

TypeSH

Market value$7.51M

0.80%

Sole

0.00

Shared

0.00

None

96.89K

AMAZON COM INC

SOLE

COM

Shares39.93K

TypeSH

Market value$7.44M

0.79%

Sole

247.00

Shared

0.00

None

39.68K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares139.97K

TypeSH

Market value$6.33M

0.67%

Sole

0.00

Shared

0.00

None

139.97K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	2.84M	SH	$112.72M 11.96%	32.73K	2.80M
ETF SER SOLUTIONSSOLE	APTUS DEFINED	2.32M	SH	$65.66M 6.97%	31.91K	2.29M
ETF SER SOLUTIONSSOLE	APTUS ENHANCED	2.31M	SH	$53.57M 5.68%	17.83K	2.29M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	781.69K	SH	$53.04M 5.63%	5.71K	775.98K
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	1.41M	SH	$52.98M 5.62%	20.17K	1.39M
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	1.22M	SH	$36.38M 3.86%	23.14K	1.19M
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	926.74K	SH	$33.77M 3.58%	22.25K	904.49K
BONDBLOXX ETF TRUSTSOLE	BLOOMBERG SIX MN	624.28K	SH	$31.49M 3.34%	0.00	624.28K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	482.51K	SH	$28.57M 3.03%	10.42K	472.10K
APPLE INCSOLE	COM	85.30K	SH	$19.87M 2.11%	0.00	85.30K
NVIDIA CORPORATIONSOLE	COM	157.04K	SH	$19.07M 2.02%	0.00	157.04K
COLGATE PALMOLIVE COSOLE	COM	179.30K	SH	$18.61M 1.98%	0.00	179.30K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	350.99K	SH	$16.93M 1.80%	6.05K	344.94K
MICROSOFT CORPSOLE	COM	34.27K	SH	$14.75M 1.56%	192.00	34.08K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	27.40K	SH	$14.46M 1.53%	0.00	27.40K
ETF SER SOLUTIONSSOLE	APTUS LARGE CAP	440.65K	SH	$13.96M 1.48%	0.00	440.65K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	215.77K	SH	$12.84M 1.36%	1.47K	214.30K
SPDR S&P 500 ETF TRSOLE	TR UNIT	21.55K	SH	$12.37M 1.31%	23.00	21.53K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	326.26K	SH	$10.37M 1.10%	0.00	326.26K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	168.63K	SH	$8.47M 0.90%	0.00	168.63K
FIDELITY COMWLTH TRSOLE	NASDAQ COMPSIT	113.10K	SH	$8.10M 0.86%	0.00	113.10K
BROADCOM INCSOLE	COM	43.52K	SH	$7.51M 0.80%	563.00	42.96K
GOLDMAN SACHS ETF TRSOLE	EQUAL WEIGHT US	96.89K	SH	$7.51M 0.80%	0.00	96.89K
AMAZON COM INCSOLE	COM	39.93K	SH	$7.44M 0.79%	247.00	39.68K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	139.97K	SH	$6.33M 0.67%	0.00	139.97K

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