GUARDIAN WEALTH ADVISORS, LLC / NC

Filed: 2/14/2024ACC: 0001398344-24-002915

📋 What this filing means

GUARDIAN WEALTH ADVISORS, LLC / NC filed this quarterly 13F‑HR report disclosing 440 equity positions with a total reported market value of $658.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

440

Positions

$658.03M

Total AUM (reported)

13.73M

Total Shares

Allocation by class

COM$139.83M21.2%

APTUS COLLRD INV$83.86M12.7%

APTUS DEFINED$45.47M6.9%

OPUS SML CP VL$43.42M6.6%

US LRG CAP ETF$39.52M6.0%

BLOOMBERG SIX MN$36.09M5.5%

EQUITY PREMIUM$21.65M3.3%

Portfolio Concentration

Top 3$172.76M26.3%

4–10$168.97M25.7%

11–25$113.36M17.2%

Rest$202.94M30.8%

Top 3 weight

26.3%

Top 10 weight

51.9%

Voting Authority Distribution

Total shares with voting rights: 13.73M

Sole

Full voting authority

100.14K

% of voting shares0.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.63M

% of voting shares99.3%

Investment Discretion (by position count)

Sole440

Shared0

Other0

Dominant voting typeNone · 99.3% of voting shares

Institutional Holdings440

Rows:

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares2.53M

TypeSH

Market value$83.86M

12.74%

Sole

16.41K

Shared

0.00

None

2.51M

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares1.80M

TypeSH

Market value$45.47M

6.91%

Sole

16.36K

Shared

0.00

None

1.79M

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares1.29M

TypeSH

Market value$43.42M

6.60%

Sole

13.82K

Shared

0.00

None

1.28M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares700.78K

TypeSH

Market value$39.52M

6.01%

Sole

3.48K

Shared

0.00

None

697.30K

BONDBLOXX ETF TRUST

SOLE

BLOOMBERG SIX MN

Shares718.90K

TypeSH

Market value$36.09M

5.48%

Sole

0.00

Shared

0.00

None

718.90K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares393.79K

TypeSH

Market value$21.65M

3.29%

Sole

2.83K

Shared

0.00

None

390.96K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares682.10K

TypeSH

Market value$20.35M

3.09%

Sole

12.89K

Shared

0.00

None

669.21K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares375.80K

TypeSH

Market value$19.42M

2.95%

Sole

5.75K

Shared

0.00

None

370.05K

APPLE INC

SOLE

COM

Shares86.88K

TypeSH

Market value$16.73M

2.54%

Sole

0.00

Shared

0.00

None

86.88K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares323K

TypeSH

Market value$15.21M

2.31%

Sole

2.84K

Shared

0.00

None

320.16K

MICROSOFT CORP

SOLE

COM

Shares34.80K

TypeSH

Market value$13.09M

1.99%

Sole

79.00

Shared

0.00

None

34.73K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares27.24K

TypeSH

Market value$11.90M

1.81%

Sole

115.00

Shared

0.00

None

27.13K

ETF SER SOLUTIONS

SOLE

APTUS LARGE CAP

Shares430.08K

TypeSH

Market value$11.49M

1.75%

Sole

0.00

Shared

0.00

None

430.08K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares22.62K

TypeSH

Market value$10.75M

1.63%

Sole

56.00

Shared

0.00

None

22.56K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares289.20K

TypeSH

Market value$8.28M

1.26%

Sole

0.00

Shared

0.00

None

289.20K

NVIDIA CORPORATION

SOLE

COM

Shares15.84K

TypeSH

Market value$7.85M

1.19%

Sole

0.00

Shared

0.00

None

15.84K

FIDELITY COMWLTH TR

SOLE

NASDAQ COMPSIT

Shares108.90K

TypeSH

Market value$6.45M

0.98%

Sole

0.00

Shared

0.00

None

108.90K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares122.41K

TypeSH

Market value$6.15M

0.93%

Sole

0.00

Shared

0.00

None

122.41K

ALPHABET INC

SOLE

CAP STK CL A

Shares43.07K

TypeSH

Market value$6.02M

0.91%

Sole

218.00

Shared

0.00

None

42.86K

GOLDMAN SACHS ETF TR

SOLE

EQUAL WEIGHT US

Shares88.44K

TypeSH

Market value$5.93M

0.90%

Sole

0.00

Shared

0.00

None

88.44K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares120.80K

TypeSH

Market value$5.39M

0.82%

Sole

0.00

Shared

0.00

None

120.80K

AMAZON COM INC

SOLE

COM

Shares33.69K

TypeSH

Market value$5.12M

0.78%

Sole

0.00

Shared

0.00

None

33.69K

BROADCOM INC

SOLE

COM

Shares4.56K

TypeSH

Market value$5.09M

0.77%

Sole

25.00

Shared

0.00

None

4.53K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares90K

TypeSH

Market value$5.03M

0.76%

Sole

0.00

Shared

0.00

None

90K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares28.34K

TypeSH

Market value$4.83M

0.73%

Sole

2.77K

Shared

0.00

None

25.57K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	2.53M	SH	$83.86M 12.74%	16.41K	2.51M
ETF SER SOLUTIONSSOLE	APTUS DEFINED	1.80M	SH	$45.47M 6.91%	16.36K	1.79M
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	1.29M	SH	$43.42M 6.60%	13.82K	1.28M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	700.78K	SH	$39.52M 6.01%	3.48K	697.30K
BONDBLOXX ETF TRUSTSOLE	BLOOMBERG SIX MN	718.90K	SH	$36.09M 5.48%	0.00	718.90K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	393.79K	SH	$21.65M 3.29%	2.83K	390.96K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	682.10K	SH	$20.35M 3.09%	12.89K	669.21K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	375.80K	SH	$19.42M 2.95%	5.75K	370.05K
APPLE INCSOLE	COM	86.88K	SH	$16.73M 2.54%	0.00	86.88K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	323K	SH	$15.21M 2.31%	2.84K	320.16K
MICROSOFT CORPSOLE	COM	34.80K	SH	$13.09M 1.99%	79.00	34.73K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	27.24K	SH	$11.90M 1.81%	115.00	27.13K
ETF SER SOLUTIONSSOLE	APTUS LARGE CAP	430.08K	SH	$11.49M 1.75%	0.00	430.08K
SPDR S&P 500 ETF TRSOLE	TR UNIT	22.62K	SH	$10.75M 1.63%	56.00	22.56K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	289.20K	SH	$8.28M 1.26%	0.00	289.20K
NVIDIA CORPORATIONSOLE	COM	15.84K	SH	$7.85M 1.19%	0.00	15.84K
FIDELITY COMWLTH TRSOLE	NASDAQ COMPSIT	108.90K	SH	$6.45M 0.98%	0.00	108.90K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	122.41K	SH	$6.15M 0.93%	0.00	122.41K
ALPHABET INCSOLE	CAP STK CL A	43.07K	SH	$6.02M 0.91%	218.00	42.86K
GOLDMAN SACHS ETF TRSOLE	EQUAL WEIGHT US	88.44K	SH	$5.93M 0.90%	0.00	88.44K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	120.80K	SH	$5.39M 0.82%	0.00	120.80K
AMAZON COM INCSOLE	COM	33.69K	SH	$5.12M 0.78%	0.00	33.69K
BROADCOM INCSOLE	COM	4.56K	SH	$5.09M 0.77%	25.00	4.53K
SPDR SER TRSOLE	PORTFOLIO S&P500	90K	SH	$5.03M 0.76%	0.00	90K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	28.34K	SH	$4.83M 0.73%	2.77K	25.57K

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