GUARDIAN WEALTH ADVISORS, LLC / NC

Filed: 11/14/2023ACC: 0001398344-23-020613

📋 What this filing means

GUARDIAN WEALTH ADVISORS, LLC / NC filed this quarterly 13F‑HR report disclosing 422 equity positions with a total reported market value of $588.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

422

Positions

$588.09M

Total AUM (reported)

13.82M

Total Shares

Allocation by class

COM$129.79M22.1%

APTUS COLLRD INV$74.87M12.7%

APTUS DEFINED$51.46M8.7%

OPUS SML CP VL$38.84M6.6%

US LRG CAP ETF$37.91M6.4%

EQUITY PREMIUM$20.58M3.5%

SHS CREATION UNI$18.64M3.2%

Portfolio Concentration

Top 3$165.16M28.1%

4–10$138.72M23.6%

11–25$104.37M17.7%

Rest$179.84M30.6%

Top 3 weight

28.1%

Top 10 weight

51.7%

Voting Authority Distribution

Total shares with voting rights: 13.82M

Sole

Full voting authority

22.91K

% of voting shares0.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.80M

% of voting shares99.8%

Investment Discretion (by position count)

Sole422

Shared0

Other0

Dominant voting typeNone · 99.8% of voting shares

Institutional Holdings422

Rows:

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares2.46M

TypeSH

Market value$74.87M

12.73%

Sole

2.37K

Shared

0.00

None

2.46M

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares2.21M

TypeSH

Market value$51.46M

8.75%

Sole

2.63K

Shared

0.00

None

2.20M

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares1.28M

TypeSH

Market value$38.84M

6.60%

Sole

2.52K

Shared

0.00

None

1.28M

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares749.28K

TypeSH

Market value$37.91M

6.45%

Sole

835.00

Shared

0.00

None

748.44K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares384.31K

TypeSH

Market value$20.58M

3.50%

Sole

530.00

Shared

0.00

None

383.78K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares663.57K

TypeSH

Market value$17.64M

3.00%

Sole

2.65K

Shared

0.00

None

660.92K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares377.59K

TypeSH

Market value$17.35M

2.95%

Sole

Shared

0.00

None

376.59K

APPLE INC

SOLE

COM

Shares88.40K

TypeSH

Market value$15.13M

2.57%

Sole

0.00

Shared

0.00

None

88.40K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares338.49K

TypeSH

Market value$15.12M

2.57%

Sole

255.00

Shared

0.00

None

338.23K

ETF SER SOLUTIONS

SOLE

APTUS LARGE CAP

Shares607.19K

TypeSH

Market value$14.97M

2.55%

Sole

0.00

Shared

0.00

None

607.19K

BONDBLOXX ETF TRUST

SOLE

BLOOMBERG SIX MN

Shares264.25K

TypeSH

Market value$13.28M

2.26%

Sole

0.00

Shared

0.00

None

264.25K

MICROSOFT CORP

SOLE

COM

Shares35.32K

TypeSH

Market value$11.15M

1.90%

Sole

11.00

Shared

0.00

None

35.31K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares25.82K

TypeSH

Market value$10.18M

1.73%

Sole

115.00

Shared

0.00

None

25.70K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares21.71K

TypeSH

Market value$9.32M

1.58%

Sole

56.00

Shared

0.00

None

21.66K

NVIDIA CORPORATION

SOLE

COM

Shares16.37K

TypeSH

Market value$7.12M

1.21%

Sole

0.00

Shared

0.00

None

16.37K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares272.40K

TypeSH

Market value$7.11M

1.21%

Sole

0.00

Shared

0.00

None

272.40K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares128.75K

TypeSH

Market value$6.46M

1.10%

Sole

0.00

Shared

0.00

None

128.75K

FIDELITY COMWLTH TR

SOLE

NASDAQ COMPSIT

Shares124.02K

TypeSH

Market value$6.45M

1.10%

Sole

0.00

Shared

0.00

None

124.02K

ALPHABET INC

SOLE

CAP STK CL A

Shares43.75K

TypeSH

Market value$5.73M

0.97%

Sole

29.00

Shared

0.00

None

43.72K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares117.07K

TypeSH

Market value$4.92M

0.84%

Sole

0.00

Shared

0.00

None

117.07K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares65.86K

TypeSH

Market value$4.85M

0.82%

Sole

0.00

Shared

0.00

None

65.86K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares28.70K

TypeSH

Market value$4.48M

0.76%

Sole

2.16K

Shared

0.00

None

26.54K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares88.84K

TypeSH

Market value$4.47M

0.76%

Sole

0.00

Shared

0.00

None

88.84K

ETF SER SOLUTIONS

SOLE

APTUS DRAWDOWN

Shares126.33K

TypeSH

Market value$4.43M

0.75%

Sole

0.00

Shared

0.00

None

126.33K

AMAZON COM INC

SOLE

COM

Shares34.80K

TypeSH

Market value$4.42M

0.75%

Sole

0.00

Shared

0.00

None

34.80K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	2.46M	SH	$74.87M 12.73%	2.37K	2.46M
ETF SER SOLUTIONSSOLE	APTUS DEFINED	2.21M	SH	$51.46M 8.75%	2.63K	2.20M
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	1.28M	SH	$38.84M 6.60%	2.52K	1.28M
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	749.28K	SH	$37.91M 6.45%	835.00	748.44K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	384.31K	SH	$20.58M 3.50%	530.00	383.78K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	663.57K	SH	$17.64M 3.00%	2.65K	660.92K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	377.59K	SH	$17.35M 2.95%	1K	376.59K
APPLE INCSOLE	COM	88.40K	SH	$15.13M 2.57%	0.00	88.40K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	338.49K	SH	$15.12M 2.57%	255.00	338.23K
ETF SER SOLUTIONSSOLE	APTUS LARGE CAP	607.19K	SH	$14.97M 2.55%	0.00	607.19K
BONDBLOXX ETF TRUSTSOLE	BLOOMBERG SIX MN	264.25K	SH	$13.28M 2.26%	0.00	264.25K
MICROSOFT CORPSOLE	COM	35.32K	SH	$11.15M 1.90%	11.00	35.31K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	25.82K	SH	$10.18M 1.73%	115.00	25.70K
SPDR S&P 500 ETF TRSOLE	TR UNIT	21.71K	SH	$9.32M 1.58%	56.00	21.66K
NVIDIA CORPORATIONSOLE	COM	16.37K	SH	$7.12M 1.21%	0.00	16.37K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	272.40K	SH	$7.11M 1.21%	0.00	272.40K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	128.75K	SH	$6.46M 1.10%	0.00	128.75K
FIDELITY COMWLTH TRSOLE	NASDAQ COMPSIT	124.02K	SH	$6.45M 1.10%	0.00	124.02K
ALPHABET INCSOLE	CAP STK CL A	43.75K	SH	$5.73M 0.97%	29.00	43.72K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	117.07K	SH	$4.92M 0.84%	0.00	117.07K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	65.86K	SH	$4.85M 0.82%	0.00	65.86K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	28.70K	SH	$4.48M 0.76%	2.16K	26.54K
SPDR SER TRSOLE	PORTFOLIO S&P500	88.84K	SH	$4.47M 0.76%	0.00	88.84K
ETF SER SOLUTIONSSOLE	APTUS DRAWDOWN	126.33K	SH	$4.43M 0.75%	0.00	126.33K
AMAZON COM INCSOLE	COM	34.80K	SH	$4.42M 0.75%	0.00	34.80K

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