GUARDIAN WEALTH ADVISORS, LLC / NC

Filed: 8/14/2023ACC: 0001398344-23-014734

📋 What this filing means

GUARDIAN WEALTH ADVISORS, LLC / NC filed this quarterly 13F‑HR report disclosing 415 equity positions with a total reported market value of $583.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

415

Positions

$583.85M

Total AUM (reported)

13.07M

Total Shares

Allocation by class

COM$131.22M22.5%

APTUS COLLRD INV$79.60M13.6%

APTUS DEFINED$76.54M13.1%

OPUS SML CP VL$41.94M7.2%

EQUITY PREMIUM$23.64M4.0%

RISNG DIVD ACHIV$19.41M3.3%

US CASH COWS 100$18.20M3.1%

Portfolio Concentration

Top 3$198.08M33.9%

4–10$127.82M21.9%

11–25$103.22M17.7%

Rest$154.74M26.5%

Top 3 weight

33.9%

Top 10 weight

55.8%

Voting Authority Distribution

Total shares with voting rights: 13.07M

Sole

Full voting authority

16.53K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.06M

% of voting shares99.9%

Investment Discretion (by position count)

Sole415

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings415

Rows:

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares2.56M

TypeSH

Market value$79.60M

13.63%

Sole

2.24K

Shared

0.00

None

2.56M

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares3.08M

TypeSH

Market value$76.54M

13.11%

Sole

2.78K

Shared

0.00

None

3.08M

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares1.31M

TypeSH

Market value$41.94M

7.18%

Sole

2.57K

Shared

0.00

None

1.31M

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares427.26K

TypeSH

Market value$23.64M

4.05%

Sole

511.00

Shared

0.00

None

426.75K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares412.19K

TypeSH

Market value$19.41M

3.33%

Sole

744.00

Shared

0.00

None

411.45K

PACER FDS TR

SOLE

US CASH COWS 100

Shares380.13K

TypeSH

Market value$18.20M

3.12%

Sole

729.00

Shared

0.00

None

379.40K

APPLE INC

SOLE

COM

Shares89.56K

TypeSH

Market value$17.37M

2.98%

Sole

0.00

Shared

0.00

None

89.56K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares229.08K

TypeSH

Market value$17.20M

2.95%

Sole

0.00

Shared

0.00

None

229.08K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares325.47K

TypeSH

Market value$17.04M

2.92%

Sole

1.57K

Shared

0.00

None

323.89K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares298.13K

TypeSH

Market value$14.95M

2.56%

Sole

79.00

Shared

0.00

None

298.05K

MICROSOFT CORP

SOLE

COM

Shares36.94K

TypeSH

Market value$12.58M

2.15%

Sole

11.00

Shared

0.00

None

36.92K

LISTED FD TR

SOLE

HORIZON KINETICS

Shares398.78K

TypeSH

Market value$12.19M

2.09%

Sole

750.00

Shared

0.00

None

398.03K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares25.38K

TypeSH

Market value$10.38M

1.78%

Sole

115.00

Shared

0.00

None

25.26K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares186.89K

TypeSH

Market value$9.74M

1.67%

Sole

0.00

Shared

0.00

None

186.89K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares21.73K

TypeSH

Market value$9.67M

1.66%

Sole

286.00

Shared

0.00

None

21.44K

BONDBLOXX ETF TRUST

SOLE

BLOOMBERG SIX MN

Shares172.51K

TypeSH

Market value$8.66M

1.48%

Sole

0.00

Shared

0.00

None

172.51K

NVIDIA CORPORATION

SOLE

COM

Shares16.27K

TypeSH

Market value$6.88M

1.18%

Sole

0.00

Shared

0.00

None

16.27K

ETF SER SOLUTIONS

SOLE

APTUS DRAWDOWN

Shares142.31K

TypeSH

Market value$5.18M

0.89%

Sole

0.00

Shared

0.00

None

142.31K

ALPHABET INC

SOLE

CAP STK CL A

Shares42.98K

TypeSH

Market value$5.14M

0.88%

Sole

29.00

Shared

0.00

None

42.95K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares28.66K

TypeSH

Market value$4.68M

0.80%

Sole

2.16K

Shared

0.00

None

26.50K

AMAZON COM INC

SOLE

COM

Shares31.48K

TypeSH

Market value$4.10M

0.70%

Sole

0.00

Shared

0.00

None

31.48K

BROADCOM INC

SOLE

COM

Shares4.47K

TypeSH

Market value$3.88M

0.66%

Sole

4.00

Shared

0.00

None

4.46K

TESLA INC

SOLE

COM

Shares13.19K

TypeSH

Market value$3.45M

0.59%

Sole

0.00

Shared

0.00

None

13.19K

JPMORGAN CHASE & CO

SOLE

COM

Shares23.54K

TypeSH

Market value$3.42M

0.59%

Sole

25.00

Shared

0.00

None

23.52K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares9.55K

TypeSH

Market value$3.26M

0.56%

Sole

250.00

Shared

0.00

None

9.30K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	2.56M	SH	$79.60M 13.63%	2.24K	2.56M
ETF SER SOLUTIONSSOLE	APTUS DEFINED	3.08M	SH	$76.54M 13.11%	2.78K	3.08M
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	1.31M	SH	$41.94M 7.18%	2.57K	1.31M
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	427.26K	SH	$23.64M 4.05%	511.00	426.75K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	412.19K	SH	$19.41M 3.33%	744.00	411.45K
PACER FDS TRSOLE	US CASH COWS 100	380.13K	SH	$18.20M 3.12%	729.00	379.40K
APPLE INCSOLE	COM	89.56K	SH	$17.37M 2.98%	0.00	89.56K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	229.08K	SH	$17.20M 2.95%	0.00	229.08K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	325.47K	SH	$17.04M 2.92%	1.57K	323.89K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	298.13K	SH	$14.95M 2.56%	79.00	298.05K
MICROSOFT CORPSOLE	COM	36.94K	SH	$12.58M 2.15%	11.00	36.92K
LISTED FD TRSOLE	HORIZON KINETICS	398.78K	SH	$12.19M 2.09%	750.00	398.03K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	25.38K	SH	$10.38M 1.78%	115.00	25.26K
SPDR SER TRSOLE	PORTFOLIO S&P500	186.89K	SH	$9.74M 1.67%	0.00	186.89K
SPDR S&P 500 ETF TRSOLE	TR UNIT	21.73K	SH	$9.67M 1.66%	286.00	21.44K
BONDBLOXX ETF TRUSTSOLE	BLOOMBERG SIX MN	172.51K	SH	$8.66M 1.48%	0.00	172.51K
NVIDIA CORPORATIONSOLE	COM	16.27K	SH	$6.88M 1.18%	0.00	16.27K
ETF SER SOLUTIONSSOLE	APTUS DRAWDOWN	142.31K	SH	$5.18M 0.89%	0.00	142.31K
ALPHABET INCSOLE	CAP STK CL A	42.98K	SH	$5.14M 0.88%	29.00	42.95K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	28.66K	SH	$4.68M 0.80%	2.16K	26.50K
AMAZON COM INCSOLE	COM	31.48K	SH	$4.10M 0.70%	0.00	31.48K
BROADCOM INCSOLE	COM	4.47K	SH	$3.88M 0.66%	4.00	4.46K
TESLA INCSOLE	COM	13.19K	SH	$3.45M 0.59%	0.00	13.19K
JPMORGAN CHASE & COSOLE	COM	23.54K	SH	$3.42M 0.59%	25.00	23.52K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	9.55K	SH	$3.26M 0.56%	250.00	9.30K

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