GUARDIAN WEALTH ADVISORS, LLC / NC

Filed: 5/15/2023ACC: 0001398344-23-009681

📋 What this filing means

GUARDIAN WEALTH ADVISORS, LLC / NC filed this quarterly 13F‑HR report disclosing 412 equity positions with a total reported market value of $569.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

412

Positions

$569.75M

Total AUM (reported)

16.50M

Total Shares

Allocation by class

COM$113.22M19.9%

APTUS DEFINED$83.08M14.6%

APTUS COLLRD INV$76.42M13.4%

OPUS SML CP VL$40.31M7.1%

APTUS DRAWDOWN$30.80M5.4%

EQUITY PREMIUM$21.67M3.8%

RISNG DIVD ACHIV$18.42M3.2%

Portfolio Concentration

Top 3$199.81M35.1%

4–10$135.73M23.8%

11–25$89.47M15.7%

Rest$144.74M25.4%

Top 3 weight

35.1%

Top 10 weight

58.9%

Voting Authority Distribution

Total shares with voting rights: 16.50M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

16.50M

% of voting shares100.0%

Investment Discretion (by position count)

Sole412

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings412

Rows:

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares3.20M

TypeSH

Market value$83.08M

14.58%

Sole

0.00

Shared

0.00

None

3.20M

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares2.53M

TypeSH

Market value$76.42M

13.41%

Sole

0.00

Shared

0.00

None

2.53M

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares1.29M

TypeSH

Market value$40.31M

7.08%

Sole

0.00

Shared

0.00

None

1.29M

ETF SER SOLUTIONS

SOLE

APTUS DRAWDOWN

Shares890.03K

TypeSH

Market value$30.80M

5.41%

Sole

0.00

Shared

0.00

None

890.03K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares396.90K

TypeSH

Market value$21.67M

3.80%

Sole

0.00

Shared

0.00

None

396.90K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares410.42K

TypeSH

Market value$18.42M

3.23%

Sole

0.00

Shared

0.00

None

410.42K

PACER FDS TR

SOLE

US CASH COWS 100

Shares390.27K

TypeSH

Market value$18.32M

3.22%

Sole

0.00

Shared

0.00

None

390.27K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares242.12K

TypeSH

Market value$17.66M

3.10%

Sole

0.00

Shared

0.00

None

242.12K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares305.68K

TypeSH

Market value$14.79M

2.60%

Sole

0.00

Shared

0.00

None

305.68K

APPLE INC

SOLE

COM

Shares85.39K

TypeSH

Market value$14.08M

2.47%

Sole

0.00

Shared

0.00

None

85.39K

LISTED FD TR

SOLE

HORIZON KINETICS

Shares399.58K

TypeSH

Market value$12.32M

2.16%

Sole

0.00

Shared

0.00

None

399.58K

MICROSOFT CORP

SOLE

COM

Shares34.51K

TypeSH

Market value$9.95M

1.75%

Sole

0.00

Shared

0.00

None

34.51K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares21.70K

TypeSH

Market value$8.92M

1.57%

Sole

0.00

Shared

0.00

None

21.70K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares178.26K

TypeSH

Market value$8.58M

1.51%

Sole

0.00

Shared

0.00

None

178.26K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares22.53K

TypeSH

Market value$8.47M

1.49%

Sole

0.00

Shared

0.00

None

22.53K

PROSHARES TR

SOLE

SHORT S&P 500 NE

Shares506.95K

TypeSH

Market value$7.60M

1.33%

Sole

0.00

Shared

0.00

None

506.95K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares130.61K

TypeSH

Market value$6.57M

1.15%

Sole

0.00

Shared

0.00

None

130.61K

NVIDIA CORPORATION

SOLE

COM

Shares16.88K

TypeSH

Market value$4.69M

0.82%

Sole

0.00

Shared

0.00

None

16.88K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares27.53K

TypeSH

Market value$4.24M

0.74%

Sole

0.00

Shared

0.00

None

27.53K

ALPHABET INC

SOLE

CAP STK CL A

Shares39.51K

TypeSH

Market value$4.10M

0.72%

Sole

0.00

Shared

0.00

None

39.51K

AMAZON COM INC

SOLE

COM

Shares30.08K

TypeSH

Market value$3.11M

0.55%

Sole

0.00

Shared

0.00

None

30.08K

JPMORGAN CHASE & CO

SOLE

COM

Shares22.73K

TypeSH

Market value$2.96M

0.52%

Sole

0.00

Shared

0.00

None

22.73K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares8.76K

TypeSH

Market value$2.70M

0.47%

Sole

0.00

Shared

0.00

None

8.76K

SCHWAB CHARLES FAMILY FD

SOLE

AMT TAX FREE MNY

Shares2.62M

TypeSH

Market value$2.62M

0.46%

Sole

0.00

Shared

0.00

None

2.62M

TESLA INC

SOLE

COM

Shares12.63K

TypeSH

Market value$2.62M

0.46%

Sole

0.00

Shared

0.00

None

12.63K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ETF SER SOLUTIONSSOLE	APTUS DEFINED	3.20M	SH	$83.08M 14.58%	3.20M
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	2.53M	SH	$76.42M 13.41%	2.53M
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	1.29M	SH	$40.31M 7.08%	1.29M
ETF SER SOLUTIONSSOLE	APTUS DRAWDOWN	890.03K	SH	$30.80M 5.41%	890.03K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	396.90K	SH	$21.67M 3.80%	396.90K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	410.42K	SH	$18.42M 3.23%	410.42K
PACER FDS TRSOLE	US CASH COWS 100	390.27K	SH	$18.32M 3.22%	390.27K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	242.12K	SH	$17.66M 3.10%	242.12K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	305.68K	SH	$14.79M 2.60%	305.68K
APPLE INCSOLE	COM	85.39K	SH	$14.08M 2.47%	85.39K
LISTED FD TRSOLE	HORIZON KINETICS	399.58K	SH	$12.32M 2.16%	399.58K
MICROSOFT CORPSOLE	COM	34.51K	SH	$9.95M 1.75%	34.51K
SPDR S&P 500 ETF TRSOLE	TR UNIT	21.70K	SH	$8.92M 1.57%	21.70K
SPDR SER TRSOLE	PORTFOLIO S&P500	178.26K	SH	$8.58M 1.51%	178.26K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	22.53K	SH	$8.47M 1.49%	22.53K
PROSHARES TRSOLE	SHORT S&P 500 NE	506.95K	SH	$7.60M 1.33%	506.95K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	130.61K	SH	$6.57M 1.15%	130.61K
NVIDIA CORPORATIONSOLE	COM	16.88K	SH	$4.69M 0.82%	16.88K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	27.53K	SH	$4.24M 0.74%	27.53K
ALPHABET INCSOLE	CAP STK CL A	39.51K	SH	$4.10M 0.72%	39.51K
AMAZON COM INCSOLE	COM	30.08K	SH	$3.11M 0.55%	30.08K
JPMORGAN CHASE & COSOLE	COM	22.73K	SH	$2.96M 0.52%	22.73K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	8.76K	SH	$2.70M 0.47%	8.76K
SCHWAB CHARLES FAMILY FDSOLE	AMT TAX FREE MNY	2.62M	SH	$2.62M 0.46%	2.62M
TESLA INCSOLE	COM	12.63K	SH	$2.62M 0.46%	12.63K

Page 1 of 17

…