GUARDIAN WEALTH ADVISORS, LLC / NC

Filed: 2/14/2023ACC: 0001398344-23-003157

📋 What this filing means

GUARDIAN WEALTH ADVISORS, LLC / NC filed this quarterly 13F‑HR report disclosing 374 equity positions with a total reported market value of $520.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

374

Positions

$520.16M

Total AUM (reported)

13.32M

Total Shares

Allocation by class

COM$101.38M19.5%

APTUS DEFINED$80.73M15.5%

APTUS COLLARED$69.14M13.3%

OPUS SML CP VL$37.00M7.1%

APTUS DRAWDOWN$36.46M7.0%

CAP STRENGTH ETF$18.85M3.6%

EQUITY PREMIUM$18.36M3.5%

Portfolio Concentration

Top 3$186.88M35.9%

4–10$129.58M24.9%

11–25$75.65M14.5%

Rest$128.05M24.6%

Top 3 weight

35.9%

Top 10 weight

60.8%

Voting Authority Distribution

Total shares with voting rights: 13.32M

Sole

Full voting authority

8.42K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.31M

% of voting shares99.9%

Investment Discretion (by position count)

Sole374

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings374

Rows:

ETF SER SOLUTIONS

SOLE

APTUS DEFINED

Shares3.15M

TypeSH

Market value$80.73M

15.52%

Sole

2.25K

Shared

0.00

None

3.15M

ETF SER SOLUTIONS

SOLE

APTUS COLLARED

Shares2.40M

TypeSH

Market value$69.14M

13.29%

Sole

1.24K

Shared

0.00

None

2.40M

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares1.19M

TypeSH

Market value$37.00M

7.11%

Sole

454.00

Shared

0.00

None

1.19M

ETF SER SOLUTIONS

SOLE

APTUS DRAWDOWN

Shares1.09M

TypeSH

Market value$36.46M

7.01%

Sole

544.00

Shared

0.00

None

1.09M

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares251.48K

TypeSH

Market value$18.85M

3.62%

Sole

13.00

Shared

0.00

None

251.47K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares333.46K

TypeSH

Market value$18.36M

3.53%

Sole

185.00

Shared

0.00

None

333.28K

PACER FDS TR

SOLE

US CASH COWS 100

Shares365.52K

TypeSH

Market value$16.91M

3.25%

Sole

109.00

Shared

0.00

None

365.41K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares357.99K

TypeSH

Market value$15.72M

3.02%

Sole

153.00

Shared

0.00

None

357.84K

LISTED FD TR

SOLE

HORIZON KINETICS

Shares378.10K

TypeSH

Market value$11.90M

2.29%

Sole

25.00

Shared

0.00

None

378.08K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares252.02K

TypeSH

Market value$11.38M

2.19%

Sole

71.00

Shared

0.00

None

251.95K

APPLE INC

SOLE

COM

Shares85.06K

TypeSH

Market value$11.05M

2.12%

Sole

0.00

Shared

0.00

None

85.06K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares22.38K

TypeSH

Market value$8.60M

1.65%

Sole

0.00

Shared

0.00

None

22.38K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares22.67K

TypeSH

Market value$7.97M

1.53%

Sole

0.00

Shared

0.00

None

22.67K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares175.35K

TypeSH

Market value$7.89M

1.52%

Sole

251.00

Shared

0.00

None

175.10K

MICROSOFT CORP

SOLE

COM

Shares32.59K

TypeSH

Market value$7.82M

1.50%

Sole

0.00

Shared

0.00

None

32.59K

PROSHARES TR

SOLE

SHORT S&P 500 NE

Shares372.48K

TypeSH

Market value$5.97M

1.15%

Sole

0.00

Shared

0.00

None

372.48K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares28.76K

TypeSH

Market value$4.37M

0.84%

Sole

0.00

Shared

0.00

None

28.76K

ALPHABET INC

SOLE

CAP STK CL A

Shares36.70K

TypeSH

Market value$3.24M

0.62%

Sole

0.00

Shared

0.00

None

36.70K

JPMORGAN CHASE & CO

SOLE

COM

Shares21.14K

TypeSH

Market value$2.83M

0.54%

Sole

0.00

Shared

0.00

None

21.14K

NVIDIA CORPORATION

SOLE

COM

Shares19.36K

TypeSH

Market value$2.83M

0.54%

Sole

0.00

Shared

0.00

None

19.36K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares5.20K

TypeSH

Market value$2.76M

0.53%

Sole

0.00

Shared

0.00

None

5.20K

TRUIST FINL CORP

SOLE

COM

Shares61.69K

TypeSH

Market value$2.65M

0.51%

Sole

0.00

Shared

0.00

None

61.69K

PROCTER AND GAMBLE CO

SOLE

COM

Shares17.08K

TypeSH

Market value$2.59M

0.50%

Sole

0.00

Shared

0.00

None

17.08K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares8.32K

TypeSH

Market value$2.57M

0.49%

Sole

0.00

Shared

0.00

None

8.32K

AMAZON COM INC

SOLE

COM

Shares30.02K

TypeSH

Market value$2.52M

0.48%

Sole

0.00

Shared

0.00

None

30.02K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETF SER SOLUTIONSSOLE	APTUS DEFINED	3.15M	SH	$80.73M 15.52%	2.25K	3.15M
ETF SER SOLUTIONSSOLE	APTUS COLLARED	2.40M	SH	$69.14M 13.29%	1.24K	2.40M
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	1.19M	SH	$37.00M 7.11%	454.00	1.19M
ETF SER SOLUTIONSSOLE	APTUS DRAWDOWN	1.09M	SH	$36.46M 7.01%	544.00	1.09M
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	251.48K	SH	$18.85M 3.62%	13.00	251.47K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	333.46K	SH	$18.36M 3.53%	185.00	333.28K
PACER FDS TRSOLE	US CASH COWS 100	365.52K	SH	$16.91M 3.25%	109.00	365.41K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	357.99K	SH	$15.72M 3.02%	153.00	357.84K
LISTED FD TRSOLE	HORIZON KINETICS	378.10K	SH	$11.90M 2.29%	25.00	378.08K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	252.02K	SH	$11.38M 2.19%	71.00	251.95K
APPLE INCSOLE	COM	85.06K	SH	$11.05M 2.12%	0.00	85.06K
SPDR S&P 500 ETF TRSOLE	TR UNIT	22.38K	SH	$8.60M 1.65%	0.00	22.38K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	22.67K	SH	$7.97M 1.53%	0.00	22.67K
SPDR SER TRSOLE	PORTFOLIO S&P500	175.35K	SH	$7.89M 1.52%	251.00	175.10K
MICROSOFT CORPSOLE	COM	32.59K	SH	$7.82M 1.50%	0.00	32.59K
PROSHARES TRSOLE	SHORT S&P 500 NE	372.48K	SH	$5.97M 1.15%	0.00	372.48K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	28.76K	SH	$4.37M 0.84%	0.00	28.76K
ALPHABET INCSOLE	CAP STK CL A	36.70K	SH	$3.24M 0.62%	0.00	36.70K
JPMORGAN CHASE & COSOLE	COM	21.14K	SH	$2.83M 0.54%	0.00	21.14K
NVIDIA CORPORATIONSOLE	COM	19.36K	SH	$2.83M 0.54%	0.00	19.36K
UNITEDHEALTH GROUP INCSOLE	COM	5.20K	SH	$2.76M 0.53%	0.00	5.20K
TRUIST FINL CORPSOLE	COM	61.69K	SH	$2.65M 0.51%	0.00	61.69K
PROCTER AND GAMBLE COSOLE	COM	17.08K	SH	$2.59M 0.50%	0.00	17.08K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	8.32K	SH	$2.57M 0.49%	0.00	8.32K
AMAZON COM INCSOLE	COM	30.02K	SH	$2.52M 0.48%	0.00	30.02K

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