Filed: 11/14/2022ACC: 0001398344-22-021935
📋 What this filing means
GUARDIAN WEALTH ADVISORS, LLC / NC filed this quarterly 13F‑HR report disclosing 352 equity positions with a total reported market value of $536.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
352
Positions
$536.6K
Total AUM (reported)
15.42M
Total Shares
Allocation by class
APTUS DEFINED$102.2K19.1%
COM$96.9K18.1%
APTUS COLLARED$67.6K12.6%
APTUS DRAWDOWN$52.7K9.8%
OPUS SML CP VL$30.5K5.7%
CAP STRENGTH ETF$18.3K3.4%
INTL DRAWDWN MNG$16.6K3.1%
Portfolio Concentration
Top 3$222.6K41.5%
4–10$121.3K22.6%
11–25$74.9K14.0%
Rest$117.7K21.9%
Top 3 weight
41.5%
Top 10 weight
64.1%
Voting Authority Distribution
Total shares with voting rights: 15.42M
Sole
Full voting authority
3.33K
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
15.41M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole352
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings352
Rows:
ETF SER SOLUTIONS
SOLEShares4.03M
TypeSH
Market value$102.2K
19.05%
Sole
1.26K
Shared
0.00
None
4.03M
ETF SER SOLUTIONS
SOLEShares2.41M
TypeSH
Market value$67.6K
12.61%
Sole
546.00
Shared
0.00
None
2.41M
ETF SER SOLUTIONS
SOLEShares1.58M
TypeSH
Market value$52.7K
9.83%
Sole
382.00
Shared
0.00
None
1.58M
ETF SER SOLUTIONS
SOLEShares1.08M
TypeSH
Market value$30.5K
5.69%
Sole
195.00
Shared
0.00
None
1.08M
FIRST TR EXCHANGE-TRADED FD
SOLEShares275.93K
TypeSH
Market value$18.3K
3.42%
Sole
37.00
Shared
0.00
None
275.89K
ETF SER SOLUTIONS
SOLEShares932.48K
TypeSH
Market value$16.6K
3.09%
Sole
368.00
Shared
0.00
None
932.11K
LISTED FD TR
SOLEShares575.94K
TypeSH
Market value$16.0K
2.99%
Sole
153.00
Shared
0.00
None
575.79K
FIRST TR EXCHANGE-TRADED FD
SOLEShares361.20K
TypeSH
Market value$14.0K
2.62%
Sole
30.00
Shared
0.00
None
361.17K
PACER FDS TR
SOLEShares337.45K
TypeSH
Market value$13.8K
2.58%
Sole
30.00
Shared
0.00
None
337.42K
APPLE INC
SOLEShares86.78K
TypeSH
Market value$12.0K
2.24%
Sole
0.00
Shared
0.00
None
86.78K
SCHWAB STRATEGIC TR
SOLEShares269.74K
TypeSH
Market value$11.4K
2.13%
Sole
0.00
Shared
0.00
None
269.74K
SPDR S&P 500 ETF TR
SOLEShares23.20K
TypeSH
Market value$8.3K
1.55%
Sole
0.00
Shared
0.00
None
23.20K
VANGUARD INDEX FDS
SOLEShares22.79K
TypeSH
Market value$7.5K
1.40%
Sole
0.00
Shared
0.00
None
22.79K
MICROSOFT CORP
SOLEShares31.31K
TypeSH
Market value$7.3K
1.36%
Sole
0.00
Shared
0.00
None
31.31K
PROSHARES TR
SOLEShares376.71K
TypeSH
Market value$6.5K
1.21%
Sole
0.00
Shared
0.00
None
376.71K
SPDR SER TR
SOLEShares154.89K
TypeSH
Market value$6.5K
1.21%
Sole
92.00
Shared
0.00
None
154.80K
VANGUARD SPECIALIZED FUNDS
SOLEShares29.12K
TypeSH
Market value$3.9K
0.73%
Sole
0.00
Shared
0.00
None
29.12K
AMAZON COM INC
SOLEShares31.43K
TypeSH
Market value$3.6K
0.66%
Sole
0.00
Shared
0.00
None
31.43K
ALPHABET INC
SOLEShares35.48K
TypeSH
Market value$3.4K
0.63%
Sole
0.00
Shared
0.00
None
35.48K
TESLA INC
SOLEShares12.49K
TypeSH
Market value$3.3K
0.62%
Sole
0.00
Shared
0.00
None
12.49K
J P MORGAN EXCHANGE TRADED F
SOLEShares62.69K
TypeSH
Market value$3.2K
0.60%
Sole
0.00
Shared
0.00
None
62.69K
TRUIST FINL CORP
SOLEShares61.93K
TypeSH
Market value$2.7K
0.50%
Sole
0.00
Shared
0.00
None
61.93K
UNITEDHEALTH GROUP INC
SOLEShares5.28K
TypeSH
Market value$2.7K
0.50%
Sole
0.00
Shared
0.00
None
5.28K
NVIDIA CORPORATION
SOLEShares19.17K
TypeSH
Market value$2.3K
0.43%
Sole
0.00
Shared
0.00
None
19.17K
BERKSHIRE HATHAWAY INC DEL
SOLEShares8.35K
TypeSH
Market value$2.2K
0.42%
Sole
0.00
Shared
0.00
None
8.35K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ETF SER SOLUTIONSSOLE | APTUS DEFINED | 4.03M | SH | $102.2K 19.05% | 1.26K | 0.00 | 4.03M |
ETF SER SOLUTIONSSOLE | APTUS COLLARED | 2.41M | SH | $67.6K 12.61% | 546.00 | 0.00 | 2.41M |
ETF SER SOLUTIONSSOLE | APTUS DRAWDOWN | 1.58M | SH | $52.7K 9.83% | 382.00 | 0.00 | 1.58M |
ETF SER SOLUTIONSSOLE | OPUS SML CP VL | 1.08M | SH | $30.5K 5.69% | 195.00 | 0.00 | 1.08M |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 275.93K | SH | $18.3K 3.42% | 37.00 | 0.00 | 275.89K |
ETF SER SOLUTIONSSOLE | INTL DRAWDWN MNG | 932.48K | SH | $16.6K 3.09% | 368.00 | 0.00 | 932.11K |
LISTED FD TRSOLE | HORIZON KINETICS | 575.94K | SH | $16.0K 2.99% | 153.00 | 0.00 | 575.79K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 361.20K | SH | $14.0K 2.62% | 30.00 | 0.00 | 361.17K |
PACER FDS TRSOLE | US CASH COWS 100 | 337.45K | SH | $13.8K 2.58% | 30.00 | 0.00 | 337.42K |
APPLE INCSOLE | COM | 86.78K | SH | $12.0K 2.24% | 0.00 | 0.00 | 86.78K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 269.74K | SH | $11.4K 2.13% | 0.00 | 0.00 | 269.74K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 23.20K | SH | $8.3K 1.55% | 0.00 | 0.00 | 23.20K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 22.79K | SH | $7.5K 1.40% | 0.00 | 0.00 | 22.79K |
MICROSOFT CORPSOLE | COM | 31.31K | SH | $7.3K 1.36% | 0.00 | 0.00 | 31.31K |
PROSHARES TRSOLE | SHORT S&P 500 NE | 376.71K | SH | $6.5K 1.21% | 0.00 | 0.00 | 376.71K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 154.89K | SH | $6.5K 1.21% | 92.00 | 0.00 | 154.80K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 29.12K | SH | $3.9K 0.73% | 0.00 | 0.00 | 29.12K |
AMAZON COM INCSOLE | COM | 31.43K | SH | $3.6K 0.66% | 0.00 | 0.00 | 31.43K |
ALPHABET INCSOLE | CAP STK CL A | 35.48K | SH | $3.4K 0.63% | 0.00 | 0.00 | 35.48K |
TESLA INCSOLE | COM | 12.49K | SH | $3.3K 0.62% | 0.00 | 0.00 | 12.49K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 62.69K | SH | $3.2K 0.60% | 0.00 | 0.00 | 62.69K |
TRUIST FINL CORPSOLE | COM | 61.93K | SH | $2.7K 0.50% | 0.00 | 0.00 | 61.93K |
UNITEDHEALTH GROUP INCSOLE | COM | 5.28K | SH | $2.7K 0.50% | 0.00 | 0.00 | 5.28K |
NVIDIA CORPORATIONSOLE | COM | 19.17K | SH | $2.3K 0.43% | 0.00 | 0.00 | 19.17K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 8.35K | SH | $2.2K 0.42% | 0.00 | 0.00 | 8.35K |
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