GREENWICH INVESTMENT MANAGEMENT, INC.

PrivateCIK: 1456511
Location

NORWALK, CT

37
Positions
$109.28M
Total AUM (reported)
5.84M
Total Shares

Allocation by class

TOTAL AUM$109.28M37 positions
COM$75.12M68.7%
COM UNIT$17.96M16.4%
SH BEN INT$6.18M5.7%
SHS$5.48M5.0%
COM NEW$2.76M2.5%
CL A$833.4K0.8%
CL A COM STK$661.1K0.6%

Portfolio Concentration

Top 342.2%4–1037.3%11–2517.7%Rest2.8%TOP 1079.5%0%100%
Top 3$46.17M42.2%
4–10$40.74M37.3%
11–25$19.30M17.7%
Rest$3.07M2.8%

Top 3 weight

42.2%

Top 10 weight

79.5%

Voting Authority Distribution

Total shares with voting rights: 6.69M

Sole

Full voting authority

6.69M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

2.30K

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole37
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings37
Rows:

DORCHESTER MINERALS LP

SOLE
COM UNIT
Shares582.17K
TypeSH
Market value$17.96M
16.44%
Sole
587.31K
Shared
0.00
None
550.00

TRINITY CAP INC

SOLE
COM
Shares1.14M
TypeSH
Market value$16.18M
14.80%
Sole
1.23M
Shared
0.00
None
650.00

SIXTH STREET SPECIALTY LENDI

SOLE
COM
Shares563.54K
TypeSH
Market value$12.03M
11.01%
Sole
596.97K
Shared
0.00
None
450.00

EXXON MOBIL CORP

SOLE
COM
Shares71.41K
TypeSH
Market value$8.22M
7.52%
Sole
71.41K
Shared
0.00
None
0.00

ARES CAPITAL CORP

SOLE
COM
Shares392.52K
TypeSH
Market value$8.18M
7.49%
Sole
419.01K
Shared
0.00
None
0.00

BARINGS PARTN INVS

SOLE
SH BEN INT
Shares341.58K
TypeSH
Market value$5.64M
5.16%
Sole
359.13K
Shared
0.00
None
0.00

ARROWMARK FINANCIAL CORP

SOLE
COM
Shares299.27K
TypeSH
Market value$5.52M
5.05%
Sole
318.25K
Shared
0.00
None
0.00

GOLDMAN SACHS BDC INC

SOLE
SHS
Shares364.81K
TypeSH
Market value$5.48M
5.02%
Sole
368.11K
Shared
0.00
None
650.00

BLUE OWL CAPITAL CORPORATION

SOLE
COM
Shares294.01K
TypeSH
Market value$4.52M
4.13%
Sole
269.88K
Shared
0.00
None
0.00

RUNWAY GROWTH FINANCE CORP

SOLE
COM
Shares270.68K
TypeSH
Market value$3.18M
2.91%
Sole
290.61K
Shared
0.00
None
0.00

APPLE INC

SOLE
COM
Shares14.16K
TypeSH
Market value$2.98M
2.73%
Sole
14.16K
Shared
0.00
None
0.00

NVE CORP

SOLE
COM NEW
Shares34.39K
TypeSH
Market value$2.57M
2.35%
Sole
36.27K
Shared
0.00
None
0.00

FS KKR CAP CORP

SOLE
COM
Shares101.41K
TypeSH
Market value$2.00M
1.83%
Sole
109.52K
Shared
0.00
None
0.00

CARLYLE SECURED LENDING INC

SOLE
COM
Shares104.37K
TypeSH
Market value$1.85M
1.69%
Sole
122.44K
Shared
0.00
None
0.00

OAKTREE SPECIALTY LENDING CO

SOLE
COM
Shares93.36K
TypeSH
Market value$1.77M
1.62%
Sole
606.98K
Shared
0.00
None
0.00

ENACT HLDGS INC

SOLE
COM
Shares51.85K
TypeSH
Market value$1.59M
1.45%
Sole
4.38K
Shared
0.00
None
0.00

BARINGS CORPORATE INVS

SOLE
COM
Shares77.85K
TypeSH
Market value$1.45M
1.33%
Sole
79.31K
Shared
0.00
None
0.00

NETWORK-1 TECHNOLOGIES INC

SOLE
COM
Shares654.52K
TypeSH
Market value$1.17M
1.07%
Sole
693.13K
Shared
0.00
None
0.00

VERSABANK NEW

SOLE
COM
Shares69.05K
TypeSH
Market value$743.0K
0.68%
Sole
73.48K
Shared
0.00
None
0.00

ARES MANAGEMENT CORPORATION

SOLE
CL A COM STK
Shares4.96K
TypeSH
Market value$661.1K
0.60%
Sole
0.00
Shared
0.00
None
0.00

BGC GROUP INC

SOLE
CL A
Shares69.49K
TypeSH
Market value$576.8K
0.53%
Sole
0.00
Shared
0.00
None
0.00

CAMDEN PPTY TR

SOLE
SH BEN INT
Shares4.91K
TypeSH
Market value$535.7K
0.49%
Sole
4.91K
Shared
0.00
None
0.00

CINCINNATI FINL CORP

SOLE
COM
Shares4.08K
TypeSH
Market value$482.2K
0.44%
Sole
4.13K
Shared
0.00
None
0.00

HERCULES CAPITAL INC

SOLE
COM
Shares23.08K
TypeSH
Market value$472.0K
0.43%
Sole
23.71K
Shared
0.00
None
0.00

HOMETRUST BANCSHARES INC

SOLE
COM
Shares15.15K
TypeSH
Market value$455.1K
0.42%
Sole
15.34K
Shared
0.00
None
0.00
Page 1 of 2