Filed: 8/14/2023ACC: 0001805250-23-000004
📋 What this filing means
GREENWICH INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $132.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$132.48M
Total AUM (reported)
7.49M
Total Shares
Allocation by class
COM$102.71M77.5%
COM UNIT$15.06M11.4%
SHS$5.93M4.5%
SH BEN INT$5.80M4.4%
COM NEW$1.78M1.3%
LARGE CAP ETF$369.0K0.3%
COM UNIT RP LP$284.0K0.2%
Portfolio Concentration
Top 3$48.13M36.3%
4–10$49.54M37.4%
11–25$26.22M19.8%
Rest$8.60M6.5%
Top 3 weight
36.3%
Top 10 weight
73.7%
Voting Authority Distribution
Total shares with voting rights: 7.49M
Sole
Full voting authority
7.49M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole46
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings46
Rows:
OAKTREE SPECIALTY LENDING CO
SOLEShares872.29K
TypeSH
Market value$16.95M
12.79%
Sole
872.29K
Shared
0.00
None
0.00
TRINITY CAP INC
SOLEShares1.22M
TypeSH
Market value$16.12M
12.17%
Sole
1.22M
Shared
0.00
None
0.00
DORCHESTER MINERALS LP
SOLEShares502.57K
TypeSH
Market value$15.06M
11.37%
Sole
502.57K
Shared
0.00
None
0.00
SIXTH STREET SPECIALTY LENDI
SOLEShares599.71K
TypeSH
Market value$11.21M
8.46%
Sole
599.71K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares89.74K
TypeSH
Market value$9.63M
7.27%
Sole
89.74K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares473.05K
TypeSH
Market value$8.89M
6.71%
Sole
473.05K
Shared
0.00
None
0.00
GOLDMAN SACHS BDC INC
SOLEShares427.69K
TypeSH
Market value$5.93M
4.47%
Sole
427.69K
Shared
0.00
None
0.00
ARROWMARK FINANCIAL CORP
SOLEShares327.61K
TypeSH
Market value$5.46M
4.12%
Sole
327.61K
Shared
0.00
None
0.00
BARINGS PARTN INVS
SOLEShares407.43K
TypeSH
Market value$5.26M
3.97%
Sole
407.43K
Shared
0.00
None
0.00
FS KKR CAP CORP
SOLEShares165K
TypeSH
Market value$3.17M
2.39%
Sole
165K
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.86K
TypeSH
Market value$2.88M
2.18%
Sole
14.86K
Shared
0.00
None
0.00
ARES COML REAL ESTATE CORP
SOLEShares258.18K
TypeSH
Market value$2.62M
1.98%
Sole
258.18K
Shared
0.00
None
0.00
ALLISON TRANSMISSION HLDGS I
SOLEShares46.38K
TypeSH
Market value$2.62M
1.98%
Sole
46.38K
Shared
0.00
None
0.00
PRICE T ROWE GROUP INC
SOLEShares20.75K
TypeSH
Market value$2.33M
1.75%
Sole
20.75K
Shared
0.00
None
0.00
EQUITABLE HLDGS INC
SOLEShares64.56K
TypeSH
Market value$1.75M
1.32%
Sole
64.56K
Shared
0.00
None
0.00
CITIZENS FINL GROUP INC
SOLEShares66.41K
TypeSH
Market value$1.73M
1.31%
Sole
66.41K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares43.05K
TypeSH
Market value$1.72M
1.30%
Sole
43.05K
Shared
0.00
None
0.00
NETWORK-1 TECHNOLOGIES INC
SOLEShares735.98K
TypeSH
Market value$1.70M
1.28%
Sole
735.98K
Shared
0.00
None
0.00
CARLYLE SECURED LENDING INC
SOLEShares101K
TypeSH
Market value$1.47M
1.11%
Sole
101K
Shared
0.00
None
0.00
RUNWAY GROWTH FINANCE CORP
SOLEShares119K
TypeSH
Market value$1.47M
1.11%
Sole
119K
Shared
0.00
None
0.00
FIRST FINANCIAL NORTHWEST IN
SOLEShares129.15K
TypeSH
Market value$1.47M
1.11%
Sole
129.15K
Shared
0.00
None
0.00
BARINGS CORPORATE INVS
SOLEShares82.61K
TypeSH
Market value$1.23M
0.93%
Sole
82.61K
Shared
0.00
None
0.00
TPG RE FIN TR INC
SOLEShares165.93K
TypeSH
Market value$1.23M
0.93%
Sole
165.93K
Shared
0.00
None
0.00
NVE CORP
SOLEShares11.80K
TypeSH
Market value$1.15M
0.87%
Sole
11.80K
Shared
0.00
None
0.00
FRANKLIN FINL SVCS CORP
SOLEShares30.58K
TypeSH
Market value$848.0K
0.64%
Sole
30.58K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
OAKTREE SPECIALTY LENDING COSOLE | COM | 872.29K | SH | $16.95M 12.79% | 872.29K | 0.00 | 0.00 |
TRINITY CAP INCSOLE | COM | 1.22M | SH | $16.12M 12.17% | 1.22M | 0.00 | 0.00 |
DORCHESTER MINERALS LPSOLE | COM UNIT | 502.57K | SH | $15.06M 11.37% | 502.57K | 0.00 | 0.00 |
SIXTH STREET SPECIALTY LENDISOLE | COM | 599.71K | SH | $11.21M 8.46% | 599.71K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 89.74K | SH | $9.63M 7.27% | 89.74K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 473.05K | SH | $8.89M 6.71% | 473.05K | 0.00 | 0.00 |
GOLDMAN SACHS BDC INCSOLE | SHS | 427.69K | SH | $5.93M 4.47% | 427.69K | 0.00 | 0.00 |
ARROWMARK FINANCIAL CORPSOLE | COM | 327.61K | SH | $5.46M 4.12% | 327.61K | 0.00 | 0.00 |
BARINGS PARTN INVSSOLE | SH BEN INT | 407.43K | SH | $5.26M 3.97% | 407.43K | 0.00 | 0.00 |
FS KKR CAP CORPSOLE | COM | 165K | SH | $3.17M 2.39% | 165K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 14.86K | SH | $2.88M 2.18% | 14.86K | 0.00 | 0.00 |
ARES COML REAL ESTATE CORPSOLE | COM | 258.18K | SH | $2.62M 1.98% | 258.18K | 0.00 | 0.00 |
ALLISON TRANSMISSION HLDGS ISOLE | COM | 46.38K | SH | $2.62M 1.98% | 46.38K | 0.00 | 0.00 |
PRICE T ROWE GROUP INCSOLE | COM | 20.75K | SH | $2.33M 1.75% | 20.75K | 0.00 | 0.00 |
EQUITABLE HLDGS INCSOLE | COM | 64.56K | SH | $1.75M 1.32% | 64.56K | 0.00 | 0.00 |
CITIZENS FINL GROUP INCSOLE | COM | 66.41K | SH | $1.73M 1.31% | 66.41K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 43.05K | SH | $1.72M 1.30% | 43.05K | 0.00 | 0.00 |
NETWORK-1 TECHNOLOGIES INCSOLE | COM | 735.98K | SH | $1.70M 1.28% | 735.98K | 0.00 | 0.00 |
CARLYLE SECURED LENDING INCSOLE | COM | 101K | SH | $1.47M 1.11% | 101K | 0.00 | 0.00 |
RUNWAY GROWTH FINANCE CORPSOLE | COM | 119K | SH | $1.47M 1.11% | 119K | 0.00 | 0.00 |
FIRST FINANCIAL NORTHWEST INSOLE | COM | 129.15K | SH | $1.47M 1.11% | 129.15K | 0.00 | 0.00 |
BARINGS CORPORATE INVSSOLE | COM | 82.61K | SH | $1.23M 0.93% | 82.61K | 0.00 | 0.00 |
TPG RE FIN TR INCSOLE | COM | 165.93K | SH | $1.23M 0.93% | 165.93K | 0.00 | 0.00 |
NVE CORPSOLE | COM NEW | 11.80K | SH | $1.15M 0.87% | 11.80K | 0.00 | 0.00 |
FRANKLIN FINL SVCS CORPSOLE | COM | 30.58K | SH | $848.0K 0.64% | 30.58K | 0.00 | 0.00 |
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