Filed: 8/14/2024ACC: 0001456511-24-000003
📋 What this filing means
GREENWICH INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 37 equity positions with a total reported market value of $109.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
37
Positions
$109.28M
Total AUM (reported)
5.84M
Total Shares
Allocation by class
COM$75.12M68.7%
COM UNIT$17.96M16.4%
SH BEN INT$6.18M5.7%
SHS$5.48M5.0%
COM NEW$2.76M2.5%
CL A$833.4K0.8%
CL A COM STK$661.1K0.6%
Portfolio Concentration
Top 3$46.17M42.2%
4–10$40.74M37.3%
11–25$19.30M17.7%
Rest$3.07M2.8%
Top 3 weight
42.2%
Top 10 weight
79.5%
Voting Authority Distribution
Total shares with voting rights: 6.69M
Sole
Full voting authority
6.69M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.30K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole37
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings37
Rows:
DORCHESTER MINERALS LP
SOLEShares582.17K
TypeSH
Market value$17.96M
16.44%
Sole
587.31K
Shared
0.00
None
550.00
TRINITY CAP INC
SOLEShares1.14M
TypeSH
Market value$16.18M
14.80%
Sole
1.23M
Shared
0.00
None
650.00
SIXTH STREET SPECIALTY LENDI
SOLEShares563.54K
TypeSH
Market value$12.03M
11.01%
Sole
596.97K
Shared
0.00
None
450.00
EXXON MOBIL CORP
SOLEShares71.41K
TypeSH
Market value$8.22M
7.52%
Sole
71.41K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares392.52K
TypeSH
Market value$8.18M
7.49%
Sole
419.01K
Shared
0.00
None
0.00
BARINGS PARTN INVS
SOLEShares341.58K
TypeSH
Market value$5.64M
5.16%
Sole
359.13K
Shared
0.00
None
0.00
ARROWMARK FINANCIAL CORP
SOLEShares299.27K
TypeSH
Market value$5.52M
5.05%
Sole
318.25K
Shared
0.00
None
0.00
GOLDMAN SACHS BDC INC
SOLEShares364.81K
TypeSH
Market value$5.48M
5.02%
Sole
368.11K
Shared
0.00
None
650.00
BLUE OWL CAPITAL CORPORATION
SOLEShares294.01K
TypeSH
Market value$4.52M
4.13%
Sole
269.88K
Shared
0.00
None
0.00
RUNWAY GROWTH FINANCE CORP
SOLEShares270.68K
TypeSH
Market value$3.18M
2.91%
Sole
290.61K
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.16K
TypeSH
Market value$2.98M
2.73%
Sole
14.16K
Shared
0.00
None
0.00
NVE CORP
SOLEShares34.39K
TypeSH
Market value$2.57M
2.35%
Sole
36.27K
Shared
0.00
None
0.00
FS KKR CAP CORP
SOLEShares101.41K
TypeSH
Market value$2.00M
1.83%
Sole
109.52K
Shared
0.00
None
0.00
CARLYLE SECURED LENDING INC
SOLEShares104.37K
TypeSH
Market value$1.85M
1.69%
Sole
122.44K
Shared
0.00
None
0.00
OAKTREE SPECIALTY LENDING CO
SOLEShares93.36K
TypeSH
Market value$1.77M
1.62%
Sole
606.98K
Shared
0.00
None
0.00
ENACT HLDGS INC
SOLEShares51.85K
TypeSH
Market value$1.59M
1.45%
Sole
4.38K
Shared
0.00
None
0.00
BARINGS CORPORATE INVS
SOLEShares77.85K
TypeSH
Market value$1.45M
1.33%
Sole
79.31K
Shared
0.00
None
0.00
NETWORK-1 TECHNOLOGIES INC
SOLEShares654.52K
TypeSH
Market value$1.17M
1.07%
Sole
693.13K
Shared
0.00
None
0.00
VERSABANK NEW
SOLEShares69.05K
TypeSH
Market value$743.0K
0.68%
Sole
73.48K
Shared
0.00
None
0.00
ARES MANAGEMENT CORPORATION
SOLEShares4.96K
TypeSH
Market value$661.1K
0.60%
Sole
0.00
Shared
0.00
None
0.00
BGC GROUP INC
SOLEShares69.49K
TypeSH
Market value$576.8K
0.53%
Sole
0.00
Shared
0.00
None
0.00
CAMDEN PPTY TR
SOLEShares4.91K
TypeSH
Market value$535.7K
0.49%
Sole
4.91K
Shared
0.00
None
0.00
CINCINNATI FINL CORP
SOLEShares4.08K
TypeSH
Market value$482.2K
0.44%
Sole
4.13K
Shared
0.00
None
0.00
HERCULES CAPITAL INC
SOLEShares23.08K
TypeSH
Market value$472.0K
0.43%
Sole
23.71K
Shared
0.00
None
0.00
HOMETRUST BANCSHARES INC
SOLEShares15.15K
TypeSH
Market value$455.1K
0.42%
Sole
15.34K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DORCHESTER MINERALS LPSOLE | COM UNIT | 582.17K | SH | $17.96M 16.44% | 587.31K | 0.00 | 550.00 |
TRINITY CAP INCSOLE | COM | 1.14M | SH | $16.18M 14.80% | 1.23M | 0.00 | 650.00 |
SIXTH STREET SPECIALTY LENDISOLE | COM | 563.54K | SH | $12.03M 11.01% | 596.97K | 0.00 | 450.00 |
EXXON MOBIL CORPSOLE | COM | 71.41K | SH | $8.22M 7.52% | 71.41K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 392.52K | SH | $8.18M 7.49% | 419.01K | 0.00 | 0.00 |
BARINGS PARTN INVSSOLE | SH BEN INT | 341.58K | SH | $5.64M 5.16% | 359.13K | 0.00 | 0.00 |
ARROWMARK FINANCIAL CORPSOLE | COM | 299.27K | SH | $5.52M 5.05% | 318.25K | 0.00 | 0.00 |
GOLDMAN SACHS BDC INCSOLE | SHS | 364.81K | SH | $5.48M 5.02% | 368.11K | 0.00 | 650.00 |
BLUE OWL CAPITAL CORPORATIONSOLE | COM | 294.01K | SH | $4.52M 4.13% | 269.88K | 0.00 | 0.00 |
RUNWAY GROWTH FINANCE CORPSOLE | COM | 270.68K | SH | $3.18M 2.91% | 290.61K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 14.16K | SH | $2.98M 2.73% | 14.16K | 0.00 | 0.00 |
NVE CORPSOLE | COM NEW | 34.39K | SH | $2.57M 2.35% | 36.27K | 0.00 | 0.00 |
FS KKR CAP CORPSOLE | COM | 101.41K | SH | $2.00M 1.83% | 109.52K | 0.00 | 0.00 |
CARLYLE SECURED LENDING INCSOLE | COM | 104.37K | SH | $1.85M 1.69% | 122.44K | 0.00 | 0.00 |
OAKTREE SPECIALTY LENDING COSOLE | COM | 93.36K | SH | $1.77M 1.62% | 606.98K | 0.00 | 0.00 |
ENACT HLDGS INCSOLE | COM | 51.85K | SH | $1.59M 1.45% | 4.38K | 0.00 | 0.00 |
BARINGS CORPORATE INVSSOLE | COM | 77.85K | SH | $1.45M 1.33% | 79.31K | 0.00 | 0.00 |
NETWORK-1 TECHNOLOGIES INCSOLE | COM | 654.52K | SH | $1.17M 1.07% | 693.13K | 0.00 | 0.00 |
VERSABANK NEWSOLE | COM | 69.05K | SH | $743.0K 0.68% | 73.48K | 0.00 | 0.00 |
ARES MANAGEMENT CORPORATIONSOLE | CL A COM STK | 4.96K | SH | $661.1K 0.60% | 0.00 | 0.00 | 0.00 |
BGC GROUP INCSOLE | CL A | 69.49K | SH | $576.8K 0.53% | 0.00 | 0.00 | 0.00 |
CAMDEN PPTY TRSOLE | SH BEN INT | 4.91K | SH | $535.7K 0.49% | 4.91K | 0.00 | 0.00 |
CINCINNATI FINL CORPSOLE | COM | 4.08K | SH | $482.2K 0.44% | 4.13K | 0.00 | 0.00 |
HERCULES CAPITAL INCSOLE | COM | 23.08K | SH | $472.0K 0.43% | 23.71K | 0.00 | 0.00 |
HOMETRUST BANCSHARES INCSOLE | COM | 15.15K | SH | $455.1K 0.42% | 15.34K | 0.00 | 0.00 |
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