Filed: 5/15/2024ACC: 0001456511-24-000002
📋 What this filing means
GREENWICH INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $127.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$127.18M
Total AUM (reported)
6.75M
Total Shares
Allocation by class
COM$91.48M71.9%
COM UNIT$19.82M15.6%
SH BEN INT$6.27M4.9%
SHS$5.52M4.3%
COM NEW$3.53M2.8%
CL A$276.0K0.2%
N Y REGISTRY SHS$265.0K0.2%
Portfolio Concentration
Top 3$50.70M39.9%
4–10$50.49M39.7%
11–25$23.09M18.2%
Rest$2.90M2.3%
Top 3 weight
39.9%
Top 10 weight
79.6%
Voting Authority Distribution
Total shares with voting rights: 6.75M
Sole
Full voting authority
6.75M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.30K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings36
Rows:
DORCHESTER MINERALS LP
SOLEShares587.86K
TypeSH
Market value$19.82M
15.59%
Sole
587.31K
Shared
0.00
None
550.00
TRINITY CAP INC
SOLEShares1.23M
TypeSH
Market value$18.08M
14.21%
Sole
1.23M
Shared
0.00
None
650.00
SIXTH STREET SPECIALTY LENDI
SOLEShares597.42K
TypeSH
Market value$12.80M
10.07%
Sole
596.97K
Shared
0.00
None
450.00
OAKTREE SPECIALTY LENDING CO
SOLEShares606.98K
TypeSH
Market value$11.94M
9.39%
Sole
606.98K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares419.01K
TypeSH
Market value$8.72M
6.86%
Sole
419.01K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares71.41K
TypeSH
Market value$8.30M
6.53%
Sole
71.41K
Shared
0.00
None
0.00
ARROWMARK FINANCIAL CORP
SOLEShares318.25K
TypeSH
Market value$6.06M
4.76%
Sole
318.25K
Shared
0.00
None
0.00
BARINGS PARTN INVS
SOLEShares359.13K
TypeSH
Market value$5.79M
4.55%
Sole
359.13K
Shared
0.00
None
0.00
GOLDMAN SACHS BDC INC
SOLEShares368.76K
TypeSH
Market value$5.52M
4.34%
Sole
368.11K
Shared
0.00
None
650.00
BLUE OWL CAPITAL CORPORATION
SOLEShares269.88K
TypeSH
Market value$4.15M
3.26%
Sole
269.88K
Shared
0.00
None
0.00
RUNWAY GROWTH FINANCE CORP
SOLEShares290.61K
TypeSH
Market value$3.52M
2.77%
Sole
290.61K
Shared
0.00
None
0.00
NVE CORP
SOLEShares36.27K
TypeSH
Market value$3.27M
2.57%
Sole
36.27K
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.16K
TypeSH
Market value$2.43M
1.91%
Sole
14.16K
Shared
0.00
None
0.00
EQUITABLE HLDGS INC
SOLEShares57.74K
TypeSH
Market value$2.19M
1.73%
Sole
57.74K
Shared
0.00
None
0.00
FS KKR CAP CORP
SOLEShares109.52K
TypeSH
Market value$2.09M
1.64%
Sole
109.52K
Shared
0.00
None
0.00
CARLYLE SECURED LENDING INC
SOLEShares122.44K
TypeSH
Market value$1.99M
1.57%
Sole
122.44K
Shared
0.00
None
0.00
ARES COML REAL ESTATE CORP
SOLEShares215.27K
TypeSH
Market value$1.60M
1.26%
Sole
215.27K
Shared
0.00
None
0.00
NETWORK-1 TECHNOLOGIES INC
SOLEShares693.13K
TypeSH
Market value$1.44M
1.13%
Sole
693.13K
Shared
0.00
None
0.00
BARINGS CORPORATE INVS
SOLEShares79.31K
TypeSH
Market value$1.36M
1.07%
Sole
79.31K
Shared
0.00
None
0.00
VERSABANK NEW
SOLEShares73.48K
TypeSH
Market value$806.0K
0.63%
Sole
73.48K
Shared
0.00
None
0.00
CINCINNATI FINL CORP
SOLEShares4.13K
TypeSH
Market value$513.0K
0.40%
Sole
4.13K
Shared
0.00
None
0.00
CAMDEN PPTY TR
SOLEShares4.91K
TypeSH
Market value$483.0K
0.38%
Sole
4.91K
Shared
0.00
None
0.00
INVESTAR HLDG CORP
SOLEShares29.18K
TypeSH
Market value$477.0K
0.38%
Sole
29.18K
Shared
0.00
None
0.00
SOUND FINL BANCORP INC
SOLEShares11.69K
TypeSH
Market value$476.0K
0.37%
Sole
11.69K
Shared
0.00
None
0.00
HERCULES CAPITAL INC
SOLEShares23.71K
TypeSH
Market value$437.0K
0.34%
Sole
23.71K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DORCHESTER MINERALS LPSOLE | COM UNIT | 587.86K | SH | $19.82M 15.59% | 587.31K | 0.00 | 550.00 |
TRINITY CAP INCSOLE | COM | 1.23M | SH | $18.08M 14.21% | 1.23M | 0.00 | 650.00 |
SIXTH STREET SPECIALTY LENDISOLE | COM | 597.42K | SH | $12.80M 10.07% | 596.97K | 0.00 | 450.00 |
OAKTREE SPECIALTY LENDING COSOLE | COM | 606.98K | SH | $11.94M 9.39% | 606.98K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 419.01K | SH | $8.72M 6.86% | 419.01K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 71.41K | SH | $8.30M 6.53% | 71.41K | 0.00 | 0.00 |
ARROWMARK FINANCIAL CORPSOLE | COM | 318.25K | SH | $6.06M 4.76% | 318.25K | 0.00 | 0.00 |
BARINGS PARTN INVSSOLE | SH BEN INT | 359.13K | SH | $5.79M 4.55% | 359.13K | 0.00 | 0.00 |
GOLDMAN SACHS BDC INCSOLE | SHS | 368.76K | SH | $5.52M 4.34% | 368.11K | 0.00 | 650.00 |
BLUE OWL CAPITAL CORPORATIONSOLE | COM | 269.88K | SH | $4.15M 3.26% | 269.88K | 0.00 | 0.00 |
RUNWAY GROWTH FINANCE CORPSOLE | COM | 290.61K | SH | $3.52M 2.77% | 290.61K | 0.00 | 0.00 |
NVE CORPSOLE | COM NEW | 36.27K | SH | $3.27M 2.57% | 36.27K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 14.16K | SH | $2.43M 1.91% | 14.16K | 0.00 | 0.00 |
EQUITABLE HLDGS INCSOLE | COM | 57.74K | SH | $2.19M 1.73% | 57.74K | 0.00 | 0.00 |
FS KKR CAP CORPSOLE | COM | 109.52K | SH | $2.09M 1.64% | 109.52K | 0.00 | 0.00 |
CARLYLE SECURED LENDING INCSOLE | COM | 122.44K | SH | $1.99M 1.57% | 122.44K | 0.00 | 0.00 |
ARES COML REAL ESTATE CORPSOLE | COM | 215.27K | SH | $1.60M 1.26% | 215.27K | 0.00 | 0.00 |
NETWORK-1 TECHNOLOGIES INCSOLE | COM | 693.13K | SH | $1.44M 1.13% | 693.13K | 0.00 | 0.00 |
BARINGS CORPORATE INVSSOLE | COM | 79.31K | SH | $1.36M 1.07% | 79.31K | 0.00 | 0.00 |
VERSABANK NEWSOLE | COM | 73.48K | SH | $806.0K 0.63% | 73.48K | 0.00 | 0.00 |
CINCINNATI FINL CORPSOLE | COM | 4.13K | SH | $513.0K 0.40% | 4.13K | 0.00 | 0.00 |
CAMDEN PPTY TRSOLE | SH BEN INT | 4.91K | SH | $483.0K 0.38% | 4.91K | 0.00 | 0.00 |
INVESTAR HLDG CORPSOLE | COM | 29.18K | SH | $477.0K 0.38% | 29.18K | 0.00 | 0.00 |
SOUND FINL BANCORP INCSOLE | COM | 11.69K | SH | $476.0K 0.37% | 11.69K | 0.00 | 0.00 |
HERCULES CAPITAL INCSOLE | COM | 23.71K | SH | $437.0K 0.34% | 23.71K | 0.00 | 0.00 |
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