Filed: 2/14/2024ACC: 0001456511-24-000001
📋 What this filing means
GREENWICH INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $133.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
40
Positions
$133.21M
Total AUM (reported)
6.94M
Total Shares
Allocation by class
COM$101.87M76.5%
COM UNIT$16.94M12.7%
SH BEN INT$6.58M4.9%
SHS$5.65M4.2%
COM NEW$1.67M1.3%
CL A$280.0K0.2%
N Y REGISTRY SHS$207.0K0.2%
Portfolio Concentration
Top 3$51.03M38.3%
4–10$54.57M41.0%
11–25$23.22M17.4%
Rest$4.39M3.3%
Top 3 weight
38.3%
Top 10 weight
79.3%
Voting Authority Distribution
Total shares with voting rights: 6.94M
Sole
Full voting authority
6.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.05K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole40
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings40
Rows:
TRINITY CAP INC
SOLEShares1.20M
TypeSH
Market value$17.50M
13.14%
Sole
1.20M
Shared
0.00
None
650.00
DORCHESTER MINERALS LP
SOLEShares532.09K
TypeSH
Market value$16.94M
12.71%
Sole
531.79K
Shared
0.00
None
300.00
OAKTREE SPECIALTY LENDING CO
SOLEShares812.50K
TypeSH
Market value$16.59M
12.45%
Sole
812.50K
Shared
0.00
None
0.00
SIXTH STREET SPECIALTY LENDI
SOLEShares603.12K
TypeSH
Market value$13.03M
9.78%
Sole
602.67K
Shared
0.00
None
450.00
EXXON MOBIL CORP
SOLEShares89.48K
TypeSH
Market value$8.95M
6.72%
Sole
89.48K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares413.45K
TypeSH
Market value$8.28M
6.22%
Sole
413.45K
Shared
0.00
None
0.00
PATHWARD FINANCIAL INC
SOLEShares129.62K
TypeSH
Market value$6.86M
5.15%
Sole
129.62K
Shared
0.00
None
0.00
BARINGS PARTN INVS
SOLEShares390.64K
TypeSH
Market value$6.09M
4.57%
Sole
390.64K
Shared
0.00
None
0.00
ARROWMARK FINANCIAL CORP
SOLEShares314.98K
TypeSH
Market value$5.71M
4.28%
Sole
314.98K
Shared
0.00
None
0.00
GOLDMAN SACHS BDC INC
SOLEShares385.70K
TypeSH
Market value$5.65M
4.24%
Sole
385.05K
Shared
0.00
None
650.00
APPLE INC
SOLEShares14.18K
TypeSH
Market value$2.73M
2.05%
Sole
14.18K
Shared
0.00
None
0.00
ARES COML REAL ESTATE CORP
SOLEShares229.37K
TypeSH
Market value$2.38M
1.78%
Sole
229.37K
Shared
0.00
None
0.00
FS KKR CAP CORP
SOLEShares113.98K
TypeSH
Market value$2.28M
1.71%
Sole
113.98K
Shared
0.00
None
0.00
BLUE OWL CAPITAL CORPORATION
SOLEShares140.39K
TypeSH
Market value$2.07M
1.56%
Sole
140.39K
Shared
0.00
None
0.00
EQUITABLE HLDGS INC
SOLEShares61.51K
TypeSH
Market value$2.05M
1.54%
Sole
61.51K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares45.22K
TypeSH
Market value$1.96M
1.47%
Sole
45.22K
Shared
0.00
None
0.00
CARLYLE SECURED LENDING INC
SOLEShares112.72K
TypeSH
Market value$1.69M
1.27%
Sole
112.72K
Shared
0.00
None
0.00
NETWORK-1 TECHNOLOGIES INC
SOLEShares714.09K
TypeSH
Market value$1.56M
1.17%
Sole
714.09K
Shared
0.00
None
0.00
BARINGS CORPORATE INVS
SOLEShares81.21K
TypeSH
Market value$1.50M
1.12%
Sole
81.21K
Shared
0.00
None
0.00
RUNWAY GROWTH FINANCE CORP
SOLEShares118.47K
TypeSH
Market value$1.50M
1.12%
Sole
118.47K
Shared
0.00
None
0.00
NVE CORP
SOLEShares15.62K
TypeSH
Market value$1.23M
0.92%
Sole
15.62K
Shared
0.00
None
0.00
VERSABANK NEW
SOLEShares74.10K
TypeSH
Market value$840.0K
0.63%
Sole
74.10K
Shared
0.00
None
0.00
SOUND FINL BANCORP INC
SOLEShares13.31K
TypeSH
Market value$519.0K
0.39%
Sole
13.31K
Shared
0.00
None
0.00
CAMDEN PPTY TR
SOLEShares4.91K
TypeSH
Market value$488.0K
0.37%
Sole
4.91K
Shared
0.00
None
0.00
INVESTAR HLDG CORP
SOLEShares30.66K
TypeSH
Market value$457.0K
0.34%
Sole
30.66K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TRINITY CAP INCSOLE | COM | 1.20M | SH | $17.50M 13.14% | 1.20M | 0.00 | 650.00 |
DORCHESTER MINERALS LPSOLE | COM UNIT | 532.09K | SH | $16.94M 12.71% | 531.79K | 0.00 | 300.00 |
OAKTREE SPECIALTY LENDING COSOLE | COM | 812.50K | SH | $16.59M 12.45% | 812.50K | 0.00 | 0.00 |
SIXTH STREET SPECIALTY LENDISOLE | COM | 603.12K | SH | $13.03M 9.78% | 602.67K | 0.00 | 450.00 |
EXXON MOBIL CORPSOLE | COM | 89.48K | SH | $8.95M 6.72% | 89.48K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 413.45K | SH | $8.28M 6.22% | 413.45K | 0.00 | 0.00 |
PATHWARD FINANCIAL INCSOLE | COM | 129.62K | SH | $6.86M 5.15% | 129.62K | 0.00 | 0.00 |
BARINGS PARTN INVSSOLE | SH BEN INT | 390.64K | SH | $6.09M 4.57% | 390.64K | 0.00 | 0.00 |
ARROWMARK FINANCIAL CORPSOLE | COM | 314.98K | SH | $5.71M 4.28% | 314.98K | 0.00 | 0.00 |
GOLDMAN SACHS BDC INCSOLE | SHS | 385.70K | SH | $5.65M 4.24% | 385.05K | 0.00 | 650.00 |
APPLE INCSOLE | COM | 14.18K | SH | $2.73M 2.05% | 14.18K | 0.00 | 0.00 |
ARES COML REAL ESTATE CORPSOLE | COM | 229.37K | SH | $2.38M 1.78% | 229.37K | 0.00 | 0.00 |
FS KKR CAP CORPSOLE | COM | 113.98K | SH | $2.28M 1.71% | 113.98K | 0.00 | 0.00 |
BLUE OWL CAPITAL CORPORATIONSOLE | COM | 140.39K | SH | $2.07M 1.56% | 140.39K | 0.00 | 0.00 |
EQUITABLE HLDGS INCSOLE | COM | 61.51K | SH | $2.05M 1.54% | 61.51K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 45.22K | SH | $1.96M 1.47% | 45.22K | 0.00 | 0.00 |
CARLYLE SECURED LENDING INCSOLE | COM | 112.72K | SH | $1.69M 1.27% | 112.72K | 0.00 | 0.00 |
NETWORK-1 TECHNOLOGIES INCSOLE | COM | 714.09K | SH | $1.56M 1.17% | 714.09K | 0.00 | 0.00 |
BARINGS CORPORATE INVSSOLE | COM | 81.21K | SH | $1.50M 1.12% | 81.21K | 0.00 | 0.00 |
RUNWAY GROWTH FINANCE CORPSOLE | COM | 118.47K | SH | $1.50M 1.12% | 118.47K | 0.00 | 0.00 |
NVE CORPSOLE | COM NEW | 15.62K | SH | $1.23M 0.92% | 15.62K | 0.00 | 0.00 |
VERSABANK NEWSOLE | COM | 74.10K | SH | $840.0K 0.63% | 74.10K | 0.00 | 0.00 |
SOUND FINL BANCORP INCSOLE | COM | 13.31K | SH | $519.0K 0.39% | 13.31K | 0.00 | 0.00 |
CAMDEN PPTY TRSOLE | SH BEN INT | 4.91K | SH | $488.0K 0.37% | 4.91K | 0.00 | 0.00 |
INVESTAR HLDG CORPSOLE | COM | 30.66K | SH | $457.0K 0.34% | 30.66K | 0.00 | 0.00 |
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