Filed: 11/16/2023ACC: 0001456511-23-000003
📋 What this filing means
GREENWICH INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $126.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
41
Positions
$126.28M
Total AUM (reported)
7.16M
Total Shares
Allocation by class
COM$97.95M77.6%
COM UNIT$14.38M11.4%
SHS$6.00M4.8%
SH BEN INT$5.84M4.6%
COM NEW$1.80M1.4%
CL A$260.0K0.2%
ORDINARY SHARES$41.0K0.0%
Portfolio Concentration
Top 3$47.48M37.6%
4–10$50.14M39.7%
11–25$22.88M18.1%
Rest$5.79M4.6%
Top 3 weight
37.6%
Top 10 weight
77.3%
Voting Authority Distribution
Total shares with voting rights: 7.16M
Sole
Full voting authority
7.16M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole41
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings41
Rows:
TRINITY CAP INC
SOLEShares1.20M
TypeSH
Market value$16.68M
13.21%
Sole
1.20M
Shared
0.00
None
0.00
OAKTREE SPECIALTY LENDING CO
SOLEShares815.87K
TypeSH
Market value$16.41M
13.00%
Sole
815.87K
Shared
0.00
None
0.00
DORCHESTER MINERALS LP
SOLEShares495.12K
TypeSH
Market value$14.38M
11.39%
Sole
495.12K
Shared
0.00
None
0.00
SIXTH STREET SPECIALTY LENDI
SOLEShares581.87K
TypeSH
Market value$11.89M
9.42%
Sole
581.87K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares89.74K
TypeSH
Market value$10.55M
8.36%
Sole
89.74K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares419.71K
TypeSH
Market value$8.17M
6.47%
Sole
419.71K
Shared
0.00
None
0.00
GOLDMAN SACHS BDC INC
SOLEShares412.05K
TypeSH
Market value$6.00M
4.75%
Sole
412.05K
Shared
0.00
None
0.00
ARROWMARK FINANCIAL CORP
SOLEShares321.47K
TypeSH
Market value$5.62M
4.45%
Sole
321.47K
Shared
0.00
None
0.00
BARINGS PARTN INVS
SOLEShares399.69K
TypeSH
Market value$5.37M
4.25%
Sole
399.69K
Shared
0.00
None
0.00
FS KKR CAP CORP
SOLEShares128.60K
TypeSH
Market value$2.53M
2.01%
Sole
128.60K
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.16K
TypeSH
Market value$2.42M
1.92%
Sole
14.16K
Shared
0.00
None
0.00
ARES COML REAL ESTATE CORP
SOLEShares248.09K
TypeSH
Market value$2.36M
1.87%
Sole
248.09K
Shared
0.00
None
0.00
MAIN STR CAP CORP
SOLEShares44.59K
TypeSH
Market value$1.81M
1.43%
Sole
44.59K
Shared
0.00
None
0.00
EQUITABLE HLDGS INC
SOLEShares62.37K
TypeSH
Market value$1.77M
1.40%
Sole
62.37K
Shared
0.00
None
0.00
NETWORK-1 TECHNOLOGIES INC
SOLEShares727.35K
TypeSH
Market value$1.70M
1.35%
Sole
727.35K
Shared
0.00
None
0.00
CARLYLE SECURED LENDING INC
SOLEShares116.72K
TypeSH
Market value$1.69M
1.34%
Sole
116.72K
Shared
0.00
None
0.00
CITIZENS FINL GROUP INC
SOLEShares62.84K
TypeSH
Market value$1.68M
1.33%
Sole
62.84K
Shared
0.00
None
0.00
FIRST FINANCIAL NORTHWEST IN
SOLEShares120.90K
TypeSH
Market value$1.54M
1.22%
Sole
120.90K
Shared
0.00
None
0.00
RUNWAY GROWTH FINANCE CORP
SOLEShares115.20K
TypeSH
Market value$1.48M
1.17%
Sole
115.20K
Shared
0.00
None
0.00
BARINGS CORPORATE INVS
SOLEShares84.17K
TypeSH
Market value$1.34M
1.06%
Sole
84.17K
Shared
0.00
None
0.00
NVE CORP
SOLEShares15.81K
TypeSH
Market value$1.30M
1.03%
Sole
15.81K
Shared
0.00
None
0.00
BLUE OWL CAPITAL CORPORATION
SOLEShares89.69K
TypeSH
Market value$1.24M
0.98%
Sole
89.69K
Shared
0.00
None
0.00
TPG RE FIN TR INC
SOLEShares134.10K
TypeSH
Market value$902.0K
0.71%
Sole
134.10K
Shared
0.00
None
0.00
FRANKLIN FINL SVCS CORP
SOLEShares28.99K
TypeSH
Market value$826.0K
0.65%
Sole
28.99K
Shared
0.00
None
0.00
ENACT HLDGS INC
SOLEShares29.46K
TypeSH
Market value$802.0K
0.64%
Sole
29.46K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TRINITY CAP INCSOLE | COM | 1.20M | SH | $16.68M 13.21% | 1.20M | 0.00 | 0.00 |
OAKTREE SPECIALTY LENDING COSOLE | COM | 815.87K | SH | $16.41M 13.00% | 815.87K | 0.00 | 0.00 |
DORCHESTER MINERALS LPSOLE | COM UNIT | 495.12K | SH | $14.38M 11.39% | 495.12K | 0.00 | 0.00 |
SIXTH STREET SPECIALTY LENDISOLE | COM | 581.87K | SH | $11.89M 9.42% | 581.87K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 89.74K | SH | $10.55M 8.36% | 89.74K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 419.71K | SH | $8.17M 6.47% | 419.71K | 0.00 | 0.00 |
GOLDMAN SACHS BDC INCSOLE | SHS | 412.05K | SH | $6.00M 4.75% | 412.05K | 0.00 | 0.00 |
ARROWMARK FINANCIAL CORPSOLE | COM | 321.47K | SH | $5.62M 4.45% | 321.47K | 0.00 | 0.00 |
BARINGS PARTN INVSSOLE | SH BEN INT | 399.69K | SH | $5.37M 4.25% | 399.69K | 0.00 | 0.00 |
FS KKR CAP CORPSOLE | COM | 128.60K | SH | $2.53M 2.01% | 128.60K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 14.16K | SH | $2.42M 1.92% | 14.16K | 0.00 | 0.00 |
ARES COML REAL ESTATE CORPSOLE | COM | 248.09K | SH | $2.36M 1.87% | 248.09K | 0.00 | 0.00 |
MAIN STR CAP CORPSOLE | COM | 44.59K | SH | $1.81M 1.43% | 44.59K | 0.00 | 0.00 |
EQUITABLE HLDGS INCSOLE | COM | 62.37K | SH | $1.77M 1.40% | 62.37K | 0.00 | 0.00 |
NETWORK-1 TECHNOLOGIES INCSOLE | COM | 727.35K | SH | $1.70M 1.35% | 727.35K | 0.00 | 0.00 |
CARLYLE SECURED LENDING INCSOLE | COM | 116.72K | SH | $1.69M 1.34% | 116.72K | 0.00 | 0.00 |
CITIZENS FINL GROUP INCSOLE | COM | 62.84K | SH | $1.68M 1.33% | 62.84K | 0.00 | 0.00 |
FIRST FINANCIAL NORTHWEST INSOLE | COM | 120.90K | SH | $1.54M 1.22% | 120.90K | 0.00 | 0.00 |
RUNWAY GROWTH FINANCE CORPSOLE | COM | 115.20K | SH | $1.48M 1.17% | 115.20K | 0.00 | 0.00 |
BARINGS CORPORATE INVSSOLE | COM | 84.17K | SH | $1.34M 1.06% | 84.17K | 0.00 | 0.00 |
NVE CORPSOLE | COM NEW | 15.81K | SH | $1.30M 1.03% | 15.81K | 0.00 | 0.00 |
BLUE OWL CAPITAL CORPORATIONSOLE | COM | 89.69K | SH | $1.24M 0.98% | 89.69K | 0.00 | 0.00 |
TPG RE FIN TR INCSOLE | COM | 134.10K | SH | $902.0K 0.71% | 134.10K | 0.00 | 0.00 |
FRANKLIN FINL SVCS CORPSOLE | COM | 28.99K | SH | $826.0K 0.65% | 28.99K | 0.00 | 0.00 |
ENACT HLDGS INCSOLE | COM | 29.46K | SH | $802.0K 0.64% | 29.46K | 0.00 | 0.00 |
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